Smallwood Wealth Investment Management, LLC — 13F Holdings & Portfolio
CIK 1921304 · latest 13F-HR filed 2026-04-22
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$189.7M
Long-equity book
Holdings
527
Distinct positions
Period
2026-03-31
Filed 2026-04-22
Q/Q Activity
+26 / −20 / ↑156 / ↓187
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD WORLD FD$1.1M +37.8%
- PGIM ETF TR$871.1K +18.8%
- EXXON MOBIL CORP$609.3K +40.3%
- JPMORGAN CHASE FINL CO LLC$422.9K +15.4%
- EA SERIES TRUST$351.0K +5.9%
Top Trims
- ISHARES TR-$2.6M -5.1%
- APPLE INC-$955.1K -7.6%
- MICROSOFT CORP-$604.6K -24.8%
- INTERNATIONAL BUSINESS MACHS-$313.8K -18.2%
- BROADRIDGE FINL SOLUTIONS IN-$293.8K -35.0%
New Positions
- FIDELITY MERRIMACK STR TR$125.0K
- DIMENSIONAL ETF TRUST$95.8K
- VANGUARD SCOTTSDALE FDS$75.6K
- VANECK ETF TRUST$46.1K
- VANGUARD MUN BD FDS$25.9K
Exited Positions
- NUVEEN S&P 500 BUY-WRITE INC$60.3K
- BECTON DICKINSON & CO$23.3K
- ASTRAZENECA PLC$13.1K
- NUVEEN DOW 30 DYNMC OVERWRT$10.6K
- BCB BANCORP INC$9.0K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | ITOT | 464287150 | $48.8M | 25.71% | 342,517 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $11.7M | 6.15% | 45,946 | SH |
| 3 | VANGUARD INDEX FDS | VTI | 922908769 | $9.7M | 5.11% | 30,202 | SH |
| 4 | VANGUARD INDEX FDS | VOE | 922908512 | $8.2M | 4.32% | 44,441 | SH |
| 5 | EA SERIES TRUST | FRDM | 02072L607 | $6.3M | 3.33% | 115,760 | SH |
| 6 | J P MORGAN EXCHANGE TRADED F | HELO | 46654Q724 | $5.7M | 3.00% | 89,163 | SH |
| 7 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $5.5M | 2.91% | 129,995 | SH |
| 8 | PGIM ETF TR | PULS | 69344A107 | $5.5M | 2.90% | 111,122 | SH |
| 9 | INTERCONTINENTAL EXCHANGE IN | ICE | 45866F104 | $5.4M | 2.83% | 34,093 | SH |
| 10 | WISDOMTREE TR | DWM | 97717W703 | $4.0M | 2.12% | 57,609 | SH |
| 11 | NEW YORK LIFE INVTS ACTIVE E | MMIT | 45409F827 | $4.0M | 2.09% | 164,809 | SH |
| 12 | VANGUARD WORLD FD | VDE | 92204A306 | $3.9M | 2.08% | 22,817 | SH |
| 13 | CAPITAL GROUP GBL GROWTH EQT | CGGO | 14020X104 | $3.9M | 2.03% | 115,583 | SH |
| 14 | JPMORGAN CHASE FINL CO LLC | AMJB | 48133Q309 | $3.2M | 1.67% | 91,902 | SH |
| 15 | FLEXSHARES TR | GUNR | 33939L407 | $2.8M | 1.49% | 51,424 | SH |
| 16 | PHILIP MORRIS INTL INC | PM | 718172109 | $2.6M | 1.39% | 15,904 | SH |
| 17 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.4M | 1.25% | 13,561 | SH |
| 18 | J P MORGAN EXCHANGE TRADED F | JEPQ | 46654Q203 | $2.2M | 1.15% | 39,170 | SH |
| 19 | EXXON MOBIL CORP | XOM | 30231G102 | $2.1M | 1.12% | 12,498 | SH |
| 20 | ALPHABET INC | GOOG | 02079K107 | $2.1M | 1.09% | 7,217 | SH |
| 21 | J P MORGAN EXCHANGE TRADED F | JCPB | 46641Q670 | $2.0M | 1.05% | 42,166 | SH |
| 22 | INVESCO EXCHANGE TRADED FD T | RZV | 46137V167 | $2.0M | 1.04% | 15,794 | SH |
| 23 | ISHARES TR | MUB | 464288414 | $1.9M | 1.00% | 17,800 | SH |
| 24 | MICROSOFT CORP | MSFT | 594918104 | $1.8M | 0.97% | 4,949 | SH |
| 25 | SPDR SERIES TRUST | RWR | 78464A607 | $1.7M | 0.91% | 17,053 | SH |
| 26 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $1.4M | 0.74% | 5,831 | SH |
| 27 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $1.4M | 0.72% | 55,078 | SH |
| 28 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $1.3M | 0.67% | 22,498 | SH |
| 29 | PROCTER & GAMBLE CO | PG | 742718109 | $1.2M | 0.64% | 8,441 | SH |
| 30 | VANGUARD INDEX FDS | VOO | 922908363 | $996.2K | 0.53% | 1,667 | SH |
| 31 | CHEVRON CORPORATION | CVX | 166764100 | $880.9K | 0.46% | 4,257 | SH |
| 32 | AMAZON COM INC | AMZN | 023135106 | $848.5K | 0.45% | 4,074 | SH |
| 33 | CATERPILLAR INC | CAT | 149123101 | $728.6K | 0.38% | 1,028 | SH |
| 34 | NETFLIX INC. | NFLX | 64110L106 | $722.1K | 0.38% | 7,510 | SH |
| 35 | MONDELEZ INTL INC | MDLZ | 609207105 | $613.4K | 0.32% | 10,641 | SH |
| 36 | JPMORGAN CHASE & CO | JPM | 46625H100 | $601.0K | 0.32% | 2,043 | SH |
| 37 | BROADCOM INC | AVGO | 11135F101 | $600.8K | 0.32% | 1,941 | SH |
| 38 | JOHNSON & JOHNSON | JNJ | 478160104 | $587.6K | 0.31% | 2,403 | SH |
| 39 | NEW JERSEY RES CORP | NJR | 646025106 | $583.9K | 0.31% | 10,632 | SH |
| 40 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $581.7K | 0.31% | 7,746 | SH |
| 41 | HOME DEPOT INC | HD | 437076102 | $581.1K | 0.31% | 1,767 | SH |
| 42 | BROADRIDGE FINL SOLUTIONS IN | BR | 11133T103 | $546.6K | 0.29% | 3,363 | SH |
| 43 | ABBVIE INC | ABBV | 00287Y109 | $544.2K | 0.29% | 2,502 | SH |
| 44 | DISNEY WALT CO | DIS | 254687106 | $514.2K | 0.27% | 5,334 | SH |
| 45 | AT&T INC | T | 00206R102 | $496.8K | 0.26% | 17,138 | SH |
| 46 | PUBLIC SVC ENTERPRISE GROUP | PEG | 744573106 | $441.7K | 0.23% | 5,456 | SH |
| 47 | ISHARES TR | IWM | 464287655 | $420.4K | 0.22% | 1,695 | SH |
| 48 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $398.8K | 0.21% | 6,574 | SH |
| 49 | J P MORGAN EXCHANGE TRADED F | JPIB | 46641Q852 | $397.0K | 0.21% | 8,301 | SH |
| 50 | PROGYNY INC | PGNY | 74340E103 | $395.2K | 0.21% | 23,277 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-22 | $189.7M | 527 | 0001921304-26-000003 |
| 2025-12-31 | 2026-01-23 | $191.0M | 521 | 0001921304-26-000002 |