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Smallwood Wealth Investment Management, LLC — 13F Holdings & Portfolio

CIK 1921304 · latest 13F-HR filed 2026-07-23

Backtest portfolio

Smallwood Wealth Investment Management, LLC manages $228.9M in 13F-reported U.S. long-equity assets across 529 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are ITOT (24.95%), AAPL (5.75%), VTI (4.88%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 30 new positions, exited 28, added to 250, and trimmed 125.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
199 BROAD STREET
RED BANK, NJ 07701
Phone
(732) 542-1565
Filing Manager
Smallwood Wealth Investment Management, LLC
RED BANK, NJ
Signatory
John Smallwood
Chief Compliance Officer
Loading holdings…
AUM

$228.9M

Long-equity book

Holdings

529

Distinct positions

Period

2026-06-30

Filed 2026-07-23

Q/Q Activity

+30 / −28 / ↑250 / ↓125

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES TR$8.3M +17.1%
  • EA SERIES TRUST$2.2M +34.0%
  • J P MORGAN EXCHANGE TRADED F$1.5M +26.6%
  • APPLE INC$1.5M +12.9%
  • VANGUARD INDEX FDS$1.5M +15.3%
Show all 250 →

Top Trims

  • INTERCONTINENTAL EXCHANGE IN-$1.2M -22.5%
  • VANGUARD WORLD FD-$454.1K -11.5%
  • EXXON MOBIL CORP-$400.8K -18.9%
  • FLEXSHARES TR-$272.3K -9.6%
  • NETFLIX INC.-$190.9K -26.4%
Show all 125 →

New Positions

  • DBX ETF TR$11.1M
  • KLA CORP$905.1K
  • FIRST TR EXCHNG TRADED FD VI$545.9K
  • INNOVATOR ETFS TRUST$452.7K
  • FIRST TR EXCHANGE TRAD FD VI$324.4K
Show all 30 →

Exited Positions

  • NUVEEN NEW JERSEY$188.9K
  • AUTOMATIC DATA PROCESSING IN$128.0K
  • VALERO ENERGY CORP$123.5K
  • VANECK ETF TRUST$46.1K
  • HARTFORD INSURANCE GROUP INC$40.6K
Show all 28 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR ITOT 464287150 $57.1M 24.95% 347,654 SH
2 APPLE INC AAPL 037833100 $13.2M 5.75% 45,493 SH
3 VANGUARD INDEX FDS VTI 922908769 $11.2M 4.88% 30,179 SH
4 DBX ETF TR DBEF 233051200 $11.1M 4.83% 202,503 SH
5 VANGUARD INDEX FDS VOE 922908512 $8.9M 3.90% 45,164 SH
6 EA SERIES TRUST FRDM 02072L607 $8.5M 3.70% 116,318 SH
7 J P MORGAN EXCHANGE TRADED F HELO 46654Q724 $7.2M 3.15% 106,768 SH
8 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $7.0M 3.04% 141,238 SH
9 PGIM ETF TR PULS 69344A107 $6.9M 3.03% 140,180 SH
10 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $5.0M 2.17% 117,463 SH
11 NEW YORK LIFE INVTS ACTIVE E MMIT 45409F827 $4.4M 1.94% 182,366 SH
12 WISDOMTREE TR DWM 97717W703 $4.3M 1.89% 59,018 SH
13 INTERCONTINENTAL EXCHANGE IN ICE 45866F104 $4.2M 1.82% 33,758 SH
14 VANGUARD WORLD FD VDE 92204A306 $3.5M 1.53% 23,274 SH
15 JPMORGAN CHASE FINL CO LLC AMJB 48133Q309 $3.2M 1.41% 93,326 SH
16 PHILIP MORRIS INTL INC PM 718172109 $2.9M 1.25% 15,815 SH
17 NVIDIA CORPORATION NVDA 67066G104 $2.8M 1.20% 13,744 SH
18 FLEXSHARES TR GUNR 33939L407 $2.6M 1.12% 52,035 SH
19 ALPHABET INC GOOG 02079K107 $2.6M 1.12% 7,242 SH
20 INVESCO EXCHANGE TRADED FD T RZV 46137V167 $2.5M 1.09% 16,764 SH
21 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $2.5M 1.09% 40,644 SH
22 J P MORGAN EXCHANGE TRADED F JCPB 46641Q670 $2.4M 1.04% 50,655 SH
23 SPDR SERIES TRUST RWR 78464A607 $2.0M 0.87% 17,627 SH
24 ISHARES TR MUB 464288414 $1.9M 0.82% 17,531 SH
25 MICROSOFT CORP MSFT 594918104 $1.8M 0.80% 4,913 SH
26 EXXON MOBIL CORP XOM 30231G102 $1.7M 0.75% 12,577 SH
27 INTERNATIONAL BUSINESS MACHS IBM 459200101 $1.6M 0.72% 5,831 SH
28 SCHWAB STRATEGIC TR SCHF 808524805 $1.5M 0.66% 54,865 SH
29 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $1.4M 0.63% 25,631 SH
30 PROCTER & GAMBLE CO PG 742718109 $1.2M 0.53% 8,346 SH
31 VANGUARD INDEX FDS VOO 922908363 $1.1M 0.49% 1,640 SH
32 CATERPILLAR INC CAT 149123101 $1.1M 0.48% 1,028 SH
33 AMAZON COM INC AMZN 023135106 $998.2K 0.44% 4,188 SH
34 KLA CORP KLAC 482480100 $905.1K 0.40% 3,000 SH
35 ELI LILLY & CO LLY 532457108 $836.0K 0.37% 697 SH
36 CHEVRON CORPORATION CVX 166764100 $705.5K 0.31% 4,255 SH
37 JPMORGAN CHASE & CO JPM 46625H100 $664.2K 0.29% 2,029 SH
38 VANGUARD INTL EQUITY INDEX F VEU 922042775 $645.0K 0.28% 7,702 SH
39 ABBVIE INC ABBV 00287Y109 $627.3K 0.27% 2,493 SH
40 BROADCOM INC AVGO 11135F101 $625.3K 0.27% 1,655 SH
41 HOME DEPOT INC HD 437076102 $621.8K 0.27% 1,763 SH
42 MONDELEZ INTL INC MDLZ 609207105 $615.5K 0.27% 10,641 SH
43 JOHNSON & JOHNSON JNJ 478160104 $610.5K 0.27% 2,403 SH
44 NEW JERSEY RES CORP NJR 646025106 $596.6K 0.26% 10,646 SH
45 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $545.9K 0.24% 14,943 SH
46 PROGYNY INC PGNY 74340E103 $533.4K 0.23% 18,500 SH
47 NETFLIX INC. NFLX 64110L106 $531.2K 0.23% 7,440 SH
48 DISNEY WALT CO DIS 254687106 $511.1K 0.22% 5,309 SH
49 ISHARES TR IWM 464287655 $509.6K 0.22% 1,696 SH
50 MARVELL TECHNOLOGY INC MRVL 573874104 $503.4K 0.22% 1,690 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-23 $228.9M 529 0001921304-26-000004
2026-03-31 2026-04-22 $189.7M 527 0001921304-26-000003
2025-12-31 2026-01-23 $191.0M 521 0001921304-26-000002