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Paragon Private Wealth Management, LLC — 13F Holdings & Portfolio

CIK 1922684 · latest 13F-HR filed 2026-07-28

Backtest portfolio

Paragon Private Wealth Management, LLC manages $383.0M in 13F-reported U.S. long-equity assets across 373 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (4.53%), AAPL (4.40%), GOOGL (4.09%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 21 new positions and exited 13; 124 existing positions rose in reported value and 45 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$383.0M

Long-equity book

Holdings
373

Distinct positions

Period
2026-06-30

Filed 2026-07-28

Q/Q Activity
+21 / −13 / ↑124 / ↓45

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
NVDA4.7% · +2%AAPL4.5% · -0%GOOGL4.2% · -1%MSFT3.5% · -5%SPY3.1% · +367%AMZN2.5% · -0%IWR2.5% · -0%FTXL2.1% · -8%IJR2.1% · -3%AVGO2.0% · -4%STX1.9% · -0%KLAC1.8% · +918%META1.6% · -4%JPST1.6% · +11%AMAT1.3% · +1%VUSB1.2% · -8%FDN1.2% · -6%TSLA1.1% · +1%BRK.B1.1% · -0%JPM1.0% · +13%QTUM1.0% · -7%V0.9% · +4%LLY0.9% · -2%XSMO0.8% · +4%MAGS0.8% · -5%GLW0.8% · +0%PWR0.8% · -1%VUG0.8% · +570%IBM0.8% · -12%COWZ0.8% · +4%IWM0.8% · -6%ZECP0.8% · +2%BBH0.7% · -9%FTCS0.7% · -2%QTEC0.7% · -3%ABBV0.7% · +0%PANW0.7% · +12%URI0.7% · +15%VTV0.7% · -3%QQQ0.6% · +134%RECS0.6% · -14%FXL0.6% · 0%FXD0.6% · -3%DE0.6% · +5%VOO0.6% · 0%WM0.6% · -1%BLK0.5% · +7%AXP0.5% · +2%JNJ0.5% · +4%JHMM0.5% · -8%GE0.5% · +16%SKYY0.5% · -6%FXR0.5% · -2%NFLX0.5% · -19%MU0.5% · +17%GD0.5% · +60%AMD0.5% · +11%ADI0.4% · +5%PG0.4% · -4%ANET0.4% · +4%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 31.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 19, 2026.

Assets Under Management
$457.9M
Discretionary
$444.0M
Employees
6
Accounts
711
Address
300 WEST VINE STREET
SUITE 2201
LEXINGTON, KY 40507
Phone
(859) 300-3985
Website
Name Title / Status Ownership Type
LOCKWOOD, MARY, KATHRYN ControlCHIEF INVESTMENT OFFICER
since Sep 2023
Less than 5%Individual
SALSMAN, CATHERINE, ELIZABETH ControlMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
since Apr 2021
25–50%Individual
Sherman, Justin, Alexander ControlMANAGING MEMBER
since Apr 2021
50–75%Individual
Ownership & leadership changes · 2 filings with changes since Mar 2, 2021

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 25, 2024 filing
  • AddedLOCKWOOD, MARY, KATHRYN · CHIEF INVESTMENT OFFICER · Less than 5% · control person
Apr 23, 2021 filing
  • AddedSALSMAN, CATHERINE, ELIZABETH · MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ChangedSherman, Justin, Alexander · title SOLE MEMBER AND CHIEF COMPLIANCE OFFICER → MANAGING MEMBER; ownership 75% or more → 50–75%
Mar 2, 2021 filing (earliest on record)
  • ListedSherman, Justin, Alexander · SOLE MEMBER AND CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 124 →

Top Trims

Show all 45 →

New Positions

Show all 21 →

Exited Positions

Show all 13 →

Paragon Private Wealth Management, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 NVIDIA CORPORATION NVDA 67066G104 $17.3M 4.53% 86,671 SH
2 APPLE INC AAPL 037833100 $16.8M 4.40% 58,219 SH
3 ALPHABET INC GOOGL 02079K305 $15.7M 4.09% 43,852 SH
4 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $11.8M 3.07% 15,749 SH
5 ISHARES TR IWR 464287499 $9.6M 2.50% 86,740 SH
6 AMAZON COM INC AMZN 023135106 $9.4M 2.45% 39,361 SH
7 MICROSOFT CORP MSFT 594918104 $8.7M 2.27% 23,325 SH
8 FIRST TR EXCHANGE TRADED FD FTXL 33738R811 $8.0M 2.09% 28,128 SH
9 ISHARES TR IJR 464287804 $8.0M 2.08% 53,822 SH
10 BROADCOM INC AVGO 11135F101 $7.6M 1.99% 20,166 SH
11 SEAGATE TECHNOLOGY HLDNGS PL STX G7997R103 $7.4M 1.93% 7,658 SH
12 KLA CORP KLAC 482480100 $7.0M 1.84% 23,328 SH
13 META PLATFORMS INC META 30303M102 $6.1M 1.58% 10,776 SH
14 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $6.1M 1.58% 119,802 SH
15 APPLIED MATLS INC AMAT 038222105 $4.8M 1.26% 6,675 SH
16 VANGUARD BD INDEX FDS VUSB 92203C303 $4.8M 1.24% 95,489 SH
17 FIRST TR EXCHANGE-TRADED FD FDN 33733E302 $4.6M 1.20% 17,414 SH
18 MICROSOFT CORP MSFT 594918104 $4.5M 1.19% 12,186 SH
19 TESLA INC TSLA 88160R101 $4.2M 1.09% 9,931 SH
20 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $4.0M 1.05% 8,073 SH
21 JPMORGAN CHASE & CO JPM 46625H100 $3.9M 1.01% 11,874 SH
22 ETF SER SOLUTIONS QTUM 26922A420 $3.7M 0.98% 22,661 SH
23 VISA INC V 92826C839 $3.5M 0.91% 10,200 SH
24 ELI LILLY & CO LLY 532457108 $3.4M 0.89% 2,829 SH
25 INVESCO EXCHANGE TRADED FD T XSMO 46137V498 $3.2M 0.84% 34,553 SH
26 LISTED FDS TR MAGS 53656G498 $3.2M 0.83% 49,459 SH
27 CORNING INC GLW 219350105 $3.1M 0.82% 12,229 SH
28 QUANTA SVCS INC PWR 74762E102 $3.1M 0.82% 4,337 SH
29 VANGUARD INDEX FDS VUG 922908736 $3.1M 0.80% 35,610 SH
30 PACER FDS TR COWZ 69374H881 $2.9M 0.76% 46,948 SH
31 ISHARES TR IWM 464287655 $2.9M 0.76% 9,681 SH
32 INTERNATIONAL BUSINESS MACHS IBM 459200101 $2.9M 0.76% 10,301 SH
33 VANECK ETF TRUST BBH 92189F726 $2.8M 0.74% 13,916 SH
34 FIRST TR EXCHANGE-TRADED FD FTCS 33733E104 $2.8M 0.73% 29,960 SH
35 ZACKS TRUST ZECP 98888G105 $2.8M 0.73% 73,926 SH
36 FIRST TR EXCHANGE-TRADED FD QTEC 337345102 $2.7M 0.71% 8,110 SH
37 ABBVIE INC ABBV 00287Y109 $2.6M 0.69% 10,445 SH
38 UNITED RENTALS INC URI 911363109 $2.6M 0.68% 2,294 SH
39 PALO ALTO NETWORKS INC PANW 697435105 $2.6M 0.68% 7,593 SH
40 VANGUARD INDEX FDS VTV 922908744 $2.6M 0.67% 11,777 SH
41 INVESCO QQQ TR QQQ 46090E103 $2.5M 0.65% 3,374 SH
42 COLUMBIA ETF TR I RECS 19761L706 $2.5M 0.65% 57,233 SH
43 FIRST TR EXCHANGE-TRADED FD FXL 33734X176 $2.3M 0.60% 10,646 SH
44 FIRST TR EXCHANGE-TRADED FD FXD 33734X101 $2.3M 0.60% 33,377 SH
45 DEERE & CO DE 244199105 $2.3M 0.59% 3,558 SH
46 VANGUARD INDEX FDS VOO 922908363 $2.2M 0.58% 3,214 SH
47 WASTE MGMT INC DEL WM 94106L109 $2.2M 0.57% 9,764 SH
48 BLACKROCK INC BLK 09290D101 $2.1M 0.54% 2,154 SH
49 AMERICAN EXPRESS CO AXP 025816109 $2.0M 0.53% 6,029 SH
50 JOHN HANCOCK EXCHANGE TRADED JHMM 47804J206 $2.0M 0.52% 26,724 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-28 $383.0M 373 0002085853-26-000883
2026-03-31 2026-05-19 $319.5M 361 0002085853-26-000606
2025-12-31 2026-02-11 $325.7M 362 0001922684-26-000001
2025-09-30 2025-11-03 $305.1M 214 0001172661-25-004529
Filer Information
Address
300 W. VINE STREET, SUITE 2201
LEXINGTON, KY 40507
Phone
(859) 300-3985
Filing Manager
Paragon Private Wealth Management, LLC
LEXINGTON, KY
Signatory
CATHERINE E. SALSMAN
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER