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FIDUCIARY FINANCIAL GROUP, LLC — 13F Holdings & Portfolio

CIK 1925420 · latest 13F-HR filed 2026-10-13

Backtest portfolio

FIDUCIARY FINANCIAL GROUP, LLC manages $856.6M in 13F-reported U.S. long-equity assets across 394 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SGOV (9.14%), AAPL (7.43%), SCHO (6.56%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 41 new positions and exited 20; 103 existing positions rose in reported value and 89 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$856.6M

Long-equity book

Holdings
394

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+41 / −20 / ↑103 / ↓89

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SGOV9.1% · +16%AAPL7.4% · -1%SCHO6.6% · +2%DFIV5.1% · +15%VTV3.9% · +4%DFAI3.8% · +4%DFAE3.4% · -8%NVDA2.1% · 0%BIV1.9% · +6%AAXJ1.8% · +5%VTI1.7% · +1%GNR1.6% · +3%DFLV1.4% · +3%DIHP1.4% · +5%IAU1.2% · +8%JAAA1.2% · newLQD1.1% · +5%GOOG1.1% · +4%XME1.1% · +17%AVDV0.9% · newMUB0.9% · -21%BRK.B0.8% · +37%MSFT0.8% · -1%VEU0.8% · -6%CRWV0.7% · 0%QQQ0.7% · +7%REET0.7% · +3%VIG0.7% · -1%DFIC0.7% · +4%BIL0.7% · -20%AMZN0.6% · -1%DFEM0.6% · +4%VGLT0.6% · +16%DFAU0.6% · -4%EWY0.6% · -5%IWF0.5% · -3%VBR0.5% · +0%IWD0.5% · -2%MU0.5% · -15%GLD0.4% · -1%SCHW0.4% · -0%BKLN0.4% · +4%GOOGL0.4% · -2%IWB0.4% · 0%SPY0.4% · 0%TLT0.4% · -2%VXUS0.3% · +0%SCHK0.3% · -7%SJNK0.3% · +6%VOO0.3% · +18%UAUG0.3% · 0%AMD0.3% · -2%SGOL0.3% · -10%CALF0.3% · -1%VTEB0.3% · +136%KNOV0.3% · 0%EWG0.3% · +1%OCSL0.3% · +1%PLTR0.3% · -20%COIN0.2% · +1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 45%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 9, 2026.

Assets Under Management
$11.36B
Discretionary
$11.36B
Employees
25
Accounts
577
Address
790 N. WATER STREET
SUITE 2100
MILWAUKEE, WI 53202
Phone
(414) 226-4545
Website
Name Title / Status Ownership Type
BLOOM, JONATHAN, TODD ControlCHIEF INVESTMENT OFFICER
since Dec 2023
5–10%Individual
BRANDSER, JOHN, SCOTT ControlPRESIDENT, CHIEF EXECUTIVE OFFICER
since Dec 2022
10–25%Individual
ENGLISH, PATRICK, J ControlCHAIRMAN
since Dec 2022
25–50%Individual
KELLNER, TED, DOUGLAS ControlRETIRED EXECUTIVE CHARMAN
since Jun 2017
25–50%Individual
LADWIG, RYAN, JEFFERY ControlCHIEF COMPLIANCE OFFICER
since May 2026
Less than 5%Individual
BURNS, BLADEN, JEFFREYEXECUTIVE VICE PRESIDENT
since Dec 2022
5–10%Individual
TASKE, JESSICA, PORTERVICE PRESIDENT
since Aug 2011
Less than 5%Individual
Ownership & leadership changes · 8 filings with changes since Mar 15, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jun 9, 2026 filing
  • No longer listedLA NUEZ, DANIEL, CHRISTOPHER · CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Dec 2022
  • AddedLADWIG, RYAN, JEFFERY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 24, 2026 filing
  • AddedBLOOM, JONATHAN, TODD · CHIEF INVESTMENT OFFICER · 5–10% · control person
  • ChangedENGLISH, PATRICK, J · title EXECUTIVE CHAIRMAN → CHAIRMAN
Mar 17, 2025 filing
  • ChangedBRANDSER, JOHN, SCOTT · ownership 5–10% → 10–25%
  • ChangedBURNS, BLADEN, JEFFREY · ownership Less than 5% → 5–10%
Mar 27, 2024 filing
  • ChangedBURNS, BLADEN, JEFFREY · title EXECUTIVE SENIOR VICE PRESIDENT → EXECUTIVE VICE PRESIDENT
  • ChangedENGLISH, PATRICK, J · title EXECUTIVE CHAIRMAN, CO-CHIEF INVESTMENT OFFICER → EXECUTIVE CHAIRMAN
Mar 13, 2023 filing
  • AddedLA NUEZ, DANIEL, CHRISTOPHER · CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedBRANDSER, JOHN, SCOTT · title PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY → PRESIDENT, CHIEF EXECUTIVE OFFICER
  • ChangedBURNS, BLADEN, JEFFREY · title EXECUTIVE VICE PRESIDENT → EXECUTIVE SENIOR VICE PRESIDENT
  • ChangedENGLISH, PATRICK, J · title CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER → EXECUTIVE CHAIRMAN, CO-CHIEF INVESTMENT OFFICER
Mar 16, 2022 filing
  • ChangedBURNS, BLADEN, JEFFREY · title SENIOR VICE PRESIDENT → EXECUTIVE VICE PRESIDENT
Mar 26, 2021 filing
  • ChangedKELLNER, TED, DOUGLAS · ownership 50–75% → 25–50%
Mar 6, 2018 filing
  • ChangedENGLISH, PATRICK, J · title CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER → CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER
  • ChangedKELLNER, TED, DOUGLAS · title EXECUTIVE CHAIRMAN → RETIRED EXECUTIVE CHARMAN
Mar 15, 2012 filing (earliest on record)
  • ListedBRANDSER, JOHN, SCOTT · PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY · 5–10% · control person
  • ListedBURNS, BLADEN, JEFFREY · SENIOR VICE PRESIDENT · Less than 5%
  • ListedENGLISH, PATRICK, J · CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER · 25–50% · control person
  • ListedKELLNER, TED, DOUGLAS · EXECUTIVE CHAIRMAN · 50–75% · control person
  • ListedTASKE, JESSICA, PORTER · VICE PRESIDENT · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

FIDUCIARY FINANCIAL GROUP, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR SGOV 46436E718 $78.3M 9.14% 777,752 SH
2 APPLE INC AAPL 037833100 $63.7M 7.43% 191,210 SH
3 SCHWAB STRATEGIC TR SCHO 808524862 $56.2M 6.56% 2,355,066 SH
4 DIMENSIONAL ETF TRUST DFIV 25434V807 $43.7M 5.10% 782,473 SH
5 VANGUARD INDEX FDS VTV 922908744 $33.1M 3.86% 153,128 SH
6 DIMENSIONAL ETF TRUST DFAI 25434V203 $32.5M 3.79% 784,553 SH
7 DIMENSIONAL ETF TRUST DFAE 25434V302 $29.2M 3.41% 743,544 SH
8 NVIDIA CORPORATION NVDA 67066G104 $17.8M 2.08% 78,008 SH
9 VANGUARD BD INDEX FDS BIV 921937819 $15.9M 1.86% 218,575 SH
10 ISHARES TR AAXJ 464288182 $15.3M 1.79% 131,437 SH
11 VANGUARD INDEX FDS VTI 922908769 $14.2M 1.66% 37,899 SH
12 SPDR INDEX SHS FDS GNR 78463X541 $13.6M 1.58% 183,522 SH
13 DIMENSIONAL ETF TRUST DFLV 25434V666 $12.4M 1.45% 309,259 SH
14 DIMENSIONAL ETF TRUST DIHP 25434V765 $12.4M 1.45% 368,235 SH
15 ISHARES GOLD TR IAU 464285204 $10.7M 1.24% 136,472 SH
16 JANUS DETROIT STR TR JAAA 47103U845 $10.3M 1.20% 203,509 SH
17 ISHARES TR LQD 464287242 $9.7M 1.13% 94,983 SH
18 ALPHABET INC GOOG 02079K107 $9.4M 1.10% 27,713 SH
19 SPDR SERIES TRUST XME 78464A755 $9.0M 1.06% 87,362 SH
20 AMERICAN CENTY ETF TR AVDV 025072802 $7.4M 0.87% 67,911 SH
21 ISHARES TR MUB 464288414 $7.3M 0.86% 72,517 SH
22 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $7.0M 0.82% 14,105 SH
23 MICROSOFT CORP MSFT 594918104 $6.9M 0.81% 13,502 SH
24 VANGUARD INTL EQUITY INDEX F VEU 922042775 $6.7M 0.78% 80,597 SH
25 COREWEAVE INC CRWV 21873S108 $6.4M 0.75% 73,317 SH
26 INVESCO QQQ TR QQQ 46090E103 $6.4M 0.74% 8,603 SH
27 ISHARES TR REET 46434V647 $6.4M 0.74% 246,832 SH
28 VANGUARD SPECIALIZED FUNDS VIG 921908844 $6.4M 0.74% 27,260 SH
29 DIMENSIONAL ETF TRUST DFIC 25434V799 $6.2M 0.73% 165,778 SH
30 SPDR SERIES TRUST BIL 78468R663 $6.2M 0.72% 67,168 SH
31 AMAZON COM INC AMZN 023135106 $5.2M 0.61% 21,049 SH
32 DIMENSIONAL ETF TRUST DFEM 25434V732 $5.0M 0.58% 125,736 SH
33 VANGUARD SCOTTSDALE FDS VGLT 92206C847 $5.0M 0.58% 98,820 SH
34 DIMENSIONAL ETF TRUST DFAU 25434V104 $4.8M 0.56% 92,219 SH
35 ISHARES INC EWY 464286772 $4.8M 0.56% 26,317 SH
36 ISHARES TR IWF 464287614 $4.2M 0.49% 33,417 SH
37 VANGUARD INDEX FDS VBR 922908611 $4.1M 0.48% 17,748 SH
38 ISHARES TR IWD 464287598 $4.1M 0.48% 16,502 SH
39 MICRON TECHNOLOGY INC MU 595112103 $3.9M 0.46% 3,661 SH
40 SPDR GOLD TR GLD 78463V107 $3.7M 0.43% 9,696 SH
41 CHARLES SCHWAB CORP (THE) SCHW 808513105 $3.6M 0.42% 37,005 SH
42 INVESCO EXCH TRADED FD TR II BKLN 46138G508 $3.5M 0.41% 169,999 SH
43 ALPHABET INC GOOGL 02079K305 $3.5M 0.41% 10,092 SH
44 ISHARES TR IWB 464287622 $3.5M 0.40% 8,312 SH
45 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $3.2M 0.38% 4,218 SH
46 ISHARES TR TLT 464287432 $3.0M 0.35% 38,635 SH
47 VANGUARD STAR FDS VXUS 921909768 $3.0M 0.35% 35,245 SH
48 SCHWAB STRATEGIC TR SCHK 808524722 $2.8M 0.33% 76,907 SH
49 SPDR SERIES TRUST SJNK 78468R408 $2.8M 0.32% 114,677 SH
50 VANGUARD INDEX FDS VOO 922908363 $2.6M 0.31% 3,760 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $856.6M 394 0001754960-26-000845
2026-06-30 2026-07-10 $882.4M 373 0001754960-26-000471
2026-03-31 2026-04-13 $754.1M 345 0001754960-26-000225
2025-12-31 2026-01-12 $708.0M 329 0001754960-26-000021
Filer Information
Address
1101 FIFTH AVE
SUITE 305
SAN RAFAEL, CA 94901
Phone
(415) 352-1100
Filing Manager
FIDUCIARY FINANCIAL GROUP, LLC
SAN RAFAEL, CA
Signatory
Aryn Sands
Agent