Empirical Asset Management, LLC — 13F Holdings & Portfolio
CIK 1926596 · latest 13F-HR filed 2026-02-06
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$354.5M
Long-equity book
Holdings
356
Distinct positions
Period
2025-12-31
Filed 2026-02-06
Q/Q Activity
+19 / −31 / ↑91 / ↓131
vs 2025-09-30
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SPDR S&P 500 ETF TR$4.4M +39.0%
- ISHARES SILVER TR$2.8M +76.6%
- ETFS GOLD TR$2.2M +35.7%
- ELI LILLY & CO$993.0K +37.5%
- USCF ETF TR$980.9K +26.5%
Top Trims
- ETF SER SOLUTIONS-$2.7M -90.8%
- ISHARES TR-$1.4M -44.0%
- MICROSOFT CORP-$1.0M -13.6%
- HOME DEPOT INC-$839.8K -17.2%
- COLUMBIA ETF TR I-$819.3K -62.0%
New Positions
- ETF OPPORTUNITIES TRUST$2.6M
- INCYTE CORP$965.8K
- VANGUARD INDEX FDS$636.9K
- FACTSET RESH SYS INC$612.4K
- NEW YORK LIFE INVTS ACTIVE E$600.4K
Exited Positions
- LAM RESEARCH CORP$980.0K
- CADENCE DESIGN SYSTEM INC$812.5K
- HEWLETT PACKARD ENTERPRISE C$708.0K
- INSULET CORP$650.8K
- NEWS CORP NEW$623.7K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $18.1M | 5.11% | 88,473 | SH |
| 2 | SPDR S&P 500 ETF TR | SPY | 78462F103 | $15.6M | 4.39% | 22,820 | SH |
| 3 | ETFS GOLD TR | SGOL | 00326A104 | $8.5M | 2.39% | 205,971 | SH |
| 4 | NVIDIA CORPORATION | NVDA | 67066G104 | $7.8M | 2.19% | 58,967 | SH |
| 5 | ISHARES TR | IYW | 464287721 | $7.1M | 2.01% | 35,653 | SH |
| 6 | ISHARES SILVER TR | SLV | 46428Q109 | $6.5M | 1.82% | 100,409 | SH |
| 7 | MICROSOFT CORP | MSFT | 594918104 | $6.4M | 1.80% | 60,150 | SH |
| 8 | AMAZON COM INC | AMZN | 023135106 | $5.0M | 1.42% | 47,332 | SH |
| 9 | META PLATFORMS INC | META | 30303M102 | $5.0M | 1.40% | 22,250 | SH |
| 10 | USCF ETF TR | SDCI | 90290T809 | $4.7M | 1.32% | 212,418 | SH |
| 11 | JPMORGAN CHASE & CO. | JPM | 46625H100 | $4.5M | 1.26% | 18,280 | SH |
| 12 | ALPHABET INC | GOOGL | 02079K305 | $4.4M | 1.25% | 14,117 | SH |
| 13 | HOME DEPOT INC | HD | 437076102 | $4.0M | 1.14% | 15,822 | SH |
| 14 | SPDR GOLD TR | GLD | 78463V107 | $3.8M | 1.07% | 35,588 | SH |
| 15 | ELI LILLY & CO | LLY | 532457108 | $3.6M | 1.03% | 3,389 | SH |
| 16 | INVESCO EXCHANGE TRADED FD T | RSPT | 46137V282 | $3.1M | 0.88% | 68,610 | SH |
| 17 | ALPHABET INC | GOOG | 02079K107 | $3.1M | 0.87% | 17,877 | SH |
| 18 | ISHARES TR | IVV | 464287200 | $2.9M | 0.82% | 4,264 | SH |
| 19 | ISHARES TR | IWF | 464287614 | $2.6M | 0.74% | 5,576 | SH |
| 20 | ETF OPPORTUNITIES TRUST | ILS | 26923N470 | $2.6M | 0.74% | 130,695 | SH |
| 21 | ISHARES TR | IGOV | 464288117 | $2.4M | 0.67% | 57,040 | SH |
| 22 | ISHARES TR | IBB | 464287556 | $2.4M | 0.67% | 14,032 | SH |
| 23 | ISHARES TR | IYH | 464287762 | $2.3M | 0.66% | 35,866 | SH |
| 24 | EXXON MOBIL CORP | XOM | 30231G102 | $2.3M | 0.65% | 37,181 | SH |
| 25 | WALMART INC | WMT | 931142103 | $2.3M | 0.65% | 23,493 | SH |
| 26 | MCDONALDS CORP | MCD | 580135101 | $2.2M | 0.63% | 10,432 | SH |
| 27 | SELECT SECTOR SPDR TR | XLRE | 81369Y860 | $2.2M | 0.62% | 54,736 | SH |
| 28 | ISHARES TR | IWM | 464287655 | $2.2M | 0.62% | 8,883 | SH |
| 29 | VISA INC | V | 92826C839 | $2.2M | 0.61% | 16,542 | SH |
| 30 | SCHWAB STRATEGIC TR | SCHR | 808524854 | $2.1M | 0.61% | 85,638 | SH |
| 31 | KLA CORP | KLAC | 482480100 | $2.1M | 0.59% | 10,428 | SH |
| 32 | SIMPLIFY EXCHANGE TRADED FUN | CTA | 82889N699 | $2.1M | 0.58% | 75,976 | SH |
| 33 | PROCTER AND GAMBLE CO | PG | 742718109 | $2.0M | 0.57% | 37,577 | SH |
| 34 | INVESCO EXCHANGE TRADED FD T | PWB | 46137V746 | $2.0M | 0.56% | 15,563 | SH |
| 35 | FIRST TR EXCHANGE-TRADED ALP | FTC | 33735K108 | $2.0M | 0.56% | 12,332 | SH |
| 36 | ISHARES TR | SMLF | 46434V290 | $1.9M | 0.54% | 25,389 | SH |
| 37 | TEXAS PACIFIC LAND CORPORATI | TPL | 88262P102 | $1.9M | 0.53% | 6,564 | SH |
| 38 | ISHARES TR | IVE | 464287408 | $1.9M | 0.53% | 8,873 | SH |
| 39 | PACER FDS TR | COWG | 69374H360 | $1.8M | 0.52% | 52,232 | SH |
| 40 | QUALCOMM INC | QCOM | 747525103 | $1.8M | 0.51% | 125,250 | SH |
| 41 | CECO ENVIRONMENTAL CORP | CECO | 125141101 | $1.8M | 0.50% | 29,561 | SH |
| 42 | INVESCO EXCHANGE TRADED FD T | CZA | 46137Y401 | $1.8M | 0.50% | 15,926 | SH |
| 43 | VANGUARD INDEX FDS | VV | 922908637 | $1.8M | 0.50% | 11,837 | SH |
| 44 | CHEVRON CORP NEW | CVX | 166764100 | $1.8M | 0.50% | 23,042 | SH |
| 45 | J P MORGAN EXCHANGE TRADED F | JPME | 46641Q886 | $1.8M | 0.50% | 16,177 | SH |
| 46 | ISHARES TR | IEFA | 46432F842 | $1.8M | 0.49% | 19,608 | SH |
| 47 | ISHARES TR | SHY | 464287457 | $1.8M | 0.49% | 21,171 | SH |
| 48 | ARISTA NETWORKS INC | ANET | 040413205 | $1.7M | 0.49% | 13,343 | SH |
| 49 | FIRST TR EXCHANGE-TRADED ALP | FNY | 33737M102 | $1.7M | 0.49% | 18,995 | SH |
| 50 | INVESCO QQQ TR | QQQ | 46090E103 | $1.7M | 0.49% | 39,921 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2025-12-31 | 2026-02-06 | $354.5M | 356 | 0001951757-26-000393 |
| 2025-09-30 | 2025-11-12 | $360.1M | 368 | 0001951757-25-001374 |