Empirical Asset Management, LLC — 13F Holdings & Portfolio
CIK 1926596 · latest 13F-HR filed 2026-08-10
Empirical Asset Management, LLC manages $444.0M in 13F-reported U.S. long-equity assets across 448 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (4.67%), SPY (2.63%), NVDA (2.23%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 114 new positions, exited 61, added to 209, and trimmed 65.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 301
WELLESLEY, MA 02481
$444.0M
Long-equity book
448
Distinct positions
2026-06-30
Filed 2026-08-10
+114 / −61 / ↑209 / ↓65
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- MICRON TECHNOLOGY INC$5.7M +445.9%
- NVIDIA CORPORATION$3.1M +45.7%
- ELI LILLY & CO$2.5M +78.3%
- CISCO SYS INC$2.4M +149.2%
- ALPHABET INC$2.2M +72.6%
Top Trims
- USCF ETF TR-$4.2M -43.8%
- ISHARES SILVER TR-$3.1M -45.8%
- META PLATFORMS INC-$1.9M -35.9%
- EXXON MOBIL CORP-$1.5M -47.8%
- ORACLE CORP-$1.1M -62.3%
New Positions
- SPROTT FDS TR$2.9M
- SPROTT ASSET MANAGEMENT LP$2.3M
- VANECK ETF TRUST$2.0M
- TARGA RES CORP$1.0M
- JABIL INC$817.3K
Exited Positions
- SCHWAB CHARLES CORP$1.1M
- CONOCOPHILLIPS$694.5K
- INCYTE CORP$693.9K
- BERKLEY W R CORP$687.5K
- TRANE TECHNOLOGIES PLC$657.4K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $20.8M | 4.67% | 71,730 | SH |
| 2 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $11.7M | 2.63% | 15,611 | SH |
| 3 | NVIDIA CORPORATION | NVDA | 67066G104 | $9.9M | 2.23% | 49,426 | SH |
| 4 | ETFS GOLD TR | SGOL | 00326A104 | $8.9M | 1.99% | 231,691 | SH |
| 5 | ISHARES TR | IYW | 464287721 | $8.2M | 1.84% | 32,446 | SH |
| 6 | MICRON TECHNOLOGY INC | MU | 595112103 | $7.0M | 1.58% | 6,072 | SH |
| 7 | ELI LILLY & CO | LLY | 532457108 | $5.6M | 1.26% | 4,661 | SH |
| 8 | USCF ETF TR | SDCI | 90290T809 | $5.5M | 1.23% | 206,224 | SH |
| 9 | ALPHABET INC | GOOGL | 02079K305 | $5.3M | 1.19% | 14,815 | SH |
| 10 | AMAZON COM INC | AMZN | 023135106 | $4.5M | 1.01% | 18,878 | SH |
| 11 | MICROSOFT CORP | MSFT | 594918104 | $4.4M | 1.00% | 11,857 | SH |
| 12 | JPMORGAN CHASE & CO | JPM | 46625H100 | $4.3M | 0.97% | 13,153 | SH |
| 13 | INVESCO EXCHANGE TRADED FD T | RSPT | 46137V282 | $4.0M | 0.91% | 62,304 | SH |
| 14 | HOME DEPOT INC | HD | 437076102 | $4.0M | 0.90% | 11,293 | SH |
| 15 | ETF OPPORTUNITIES TRUST | ILS | 26923N470 | $4.0M | 0.90% | 202,430 | SH |
| 16 | CISCO SYS INC | CSCO | 17275R102 | $4.0M | 0.89% | 33,743 | SH |
| 17 | ALPHABET INC | GOOG | 02079K107 | $3.9M | 0.88% | 11,031 | SH |
| 18 | ISHARES SILVER TR | SLV | 46428Q109 | $3.6M | 0.81% | 67,443 | SH |
| 19 | META PLATFORMS INC | META | 30303M102 | $3.4M | 0.76% | 6,013 | SH |
| 20 | SPDR GOLD TR | GLD | 78463V107 | $3.1M | 0.69% | 8,318 | SH |
| 21 | ARM HOLDINGS PLC | ARM | 042068205 | $3.0M | 0.67% | 8,380 | SH |
| 22 | SELECT SECTOR SPDR TR | XLRE | 81369Y860 | $2.9M | 0.66% | 66,438 | SH |
| 23 | ISHARES TR | IVV | 464287200 | $2.9M | 0.65% | 3,832 | SH |
| 24 | SPROTT FDS TR | SETM | 85208P402 | $2.9M | 0.64% | 91,514 | SH |
| 25 | DELL TECHNOLOGIES INC | DELL | 24703L202 | $2.8M | 0.64% | 6,596 | SH |
| 26 | ISHARES TR | IWF | 464287614 | $2.8M | 0.64% | 22,914 | SH |
| 27 | ISHARES TR | IWM | 464287655 | $2.8M | 0.63% | 9,292 | SH |
| 28 | INVESCO QQQ TR | QQQ | 46090E103 | $2.8M | 0.62% | 3,740 | SH |
| 29 | SPDR SERIES TRUST | SPYM | 78464A854 | $2.7M | 0.62% | 31,231 | SH |
| 30 | CECO ENVIRONMENTAL CORP | CECO | 125141101 | $2.7M | 0.61% | 30,025 | SH |
| 31 | QUALCOMM INC | QCOM | 747525103 | $2.7M | 0.61% | 14,688 | SH |
| 32 | ISHARES TR | IGOV | 464288117 | $2.7M | 0.60% | 65,230 | SH |
| 33 | ISHARES TR | IBB | 464287556 | $2.7M | 0.60% | 13,997 | SH |
| 34 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $2.6M | 0.59% | 4,493 | SH |
| 35 | KLA CORP | KLAC | 482480100 | $2.6M | 0.58% | 8,586 | SH |
| 36 | INVESCO EXCHANGE TRADED FD T | PWB | 46137V746 | $2.6M | 0.58% | 15,282 | SH |
| 37 | LAM RESEARCH CORP | LRCX | 512807306 | $2.5M | 0.56% | 5,743 | SH |
| 38 | FIRST TR EXCHANGE-TRADED ALP | FTC | 33735K108 | $2.4M | 0.55% | 12,603 | SH |
| 39 | SCHWAB STRATEGIC TR | SCHR | 808524854 | $2.4M | 0.55% | 98,159 | SH |
| 40 | SIMPLIFY EXCHANGE TRADED FUN | CTA | 82889N699 | $2.4M | 0.54% | 92,415 | SH |
| 41 | APPLIED MATLS INC | AMAT | 038222105 | $2.4M | 0.53% | 3,285 | SH |
| 42 | BROADCOM INC | AVGO | 11135F101 | $2.4M | 0.53% | 6,248 | SH |
| 43 | SPROTT ASSET MANAGEMENT LP | PSLV | 85207K107 | $2.3M | 0.52% | 122,100 | SH |
| 44 | PACER FDS TR | COWG | 69374H360 | $2.3M | 0.51% | 56,187 | SH |
| 45 | ISHARES TR | IYH | 464287762 | $2.2M | 0.51% | 33,476 | SH |
| 46 | JOHNSON & JOHNSON | JNJ | 478160104 | $2.2M | 0.49% | 8,572 | SH |
| 47 | ISHARES TR | SMLF | 46434V290 | $2.1M | 0.48% | 24,056 | SH |
| 48 | WALMART INC | WMT | 931142103 | $2.1M | 0.48% | 18,924 | SH |
| 49 | FIRST TR EXCHANGE-TRADED ALP | FNY | 33737M102 | $2.1M | 0.47% | 18,745 | SH |
| 50 | PROCTER & GAMBLE CO | PG | 742718109 | $2.1M | 0.46% | 13,999 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $444.0M | 448 | 0001951757-26-001200 |
| 2026-03-31 | 2026-05-11 | $379.3M | 396 | 0001951757-26-000815 |
| 2025-12-31 | 2026-02-06 | $354.5M | 356 | 0001951757-26-000393 |
| 2025-09-30 | 2025-11-12 | $360.1M | 368 | 0001951757-25-001374 |