Spahn Wealth & Retirement LLC — 13F Holdings & Portfolio
CIK 1949033 · latest 13F-HR filed 2026-08-13
Spahn Wealth & Retirement LLC manages $155.4M in 13F-reported U.S. long-equity assets across 38 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are LQD (12.72%), BOXX (10.77%), GRNY (8.22%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 15 new positions, exited 2, added to 10, and trimmed 9.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SCOTTSDALE, AZ 85251
$155.4M
Long-equity book
38
Distinct positions
2026-06-30
Filed 2026-08-13
+15 / −2 / ↑10 / ↓9
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- JPMORGAN EQUITY PREMIUM INCOME ETF$6.2M +977.4%
- ISHARES RUSSELL 2000 ETF$3.6M +62.7%
- CITIGROUP INC$1.4M +25.8%
- INTERACTIVE BROKERS GROUP CLASS A$1.1M +31.8%
- ALPHABET INC CAP STK CL C$1.1M +18.5%
Top Trims
- AMAZON COM INC COM-$4.5M -86.4%
- APPLE INC COM-$4.2M -74.2%
- MICROSOFT CORP COM-$3.5M -87.4%
- STATE STREET ENERGY SELECT SECTOR SPDR ETF-$3.0M -92.1%
- BANK OF AMERICA CORP-$2.7M -89.2%
New Positions
- ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF$19.8M
- ALPHA ARCHITECT 1-3 MONTH BOX ETF$16.7M
- FUNDSTRAT GRANNY SHOTS US LARGE CAP ETF$12.8M
- INVESCO QQQ TR UNIT SER 1$10.3M
- STATE STREET HEALTH CARE SELECT SECTOR SPDR ETF$5.6M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | LQD | 464287242 | $19.8M | 12.72% | 181,212 | SH |
| 2 | ALPHA ARCHITECT 1-3 MONTH BOX ETF | BOXX | 02072L565 | $16.7M | 10.77% | 142,919 | SH |
| 3 | FUNDSTRAT GRANNY SHOTS US LARGE CAP ETF | GRNY | 886364231 | $12.8M | 8.22% | 462,055 | SH |
| 4 | INVESCO QQQ TR UNIT SER 1 | QQQ | 46090E103 | $10.3M | 6.64% | 14,018 | SH |
| 5 | ISHARES RUSSELL 2000 ETF | IWM | 464287655 | $9.5M | 6.09% | 31,480 | SH |
| 6 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $7.6M | 4.89% | 37,957 | SH |
| 7 | JPMORGAN EQUITY PREMIUM INCOME ETF | JPIE | 46641Q159 | $6.9M | 4.43% | 121,903 | SH |
| 8 | ALPHABET INC CAP STK CL C | GOOG | 02079K107 | $6.8M | 4.40% | 19,349 | SH |
| 9 | CITIGROUP INC | C | 172967424 | $6.8M | 4.35% | 48,355 | SH |
| 10 | TESLA INC | TSLA | 88160R101 | $5.8M | 3.72% | 13,744 | SH |
| 11 | STATE STREET HEALTH CARE SELECT SECTOR SPDR ETF | XLV | 81369Y209 | $5.6M | 3.62% | 35,452 | SH |
| 12 | GE VERNOVA INC | GEV | 36828A101 | $5.4M | 3.49% | 4,621 | SH |
| 13 | STATE STREET UTILITIES SELECT SECTOR SPDR ETF | XLU | 81369Y886 | $5.1M | 3.30% | 113,179 | SH |
| 14 | INTERACTIVE BROKERS GROUP CLASS A | IBKR | 45841N107 | $4.5M | 2.88% | 51,442 | SH |
| 15 | ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF | IGV | 464287515 | $4.1M | 2.61% | 44,850 | SH |
| 16 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | HYG | 464288513 | $3.9M | 2.49% | 48,299 | SH |
| 17 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $3.7M | 2.41% | 11,441 | SH |
| 18 | ISHARES LATIN AMERICA 40 ETF | ILF | 464287390 | $2.9M | 1.87% | 86,280 | SH |
| 19 | SPDR GOLD SHARES | GLD | 78463V107 | $2.5M | 1.59% | 6,725 | SH |
| 20 | ISHARES SILVER TRUST | SLV | 46428Q109 | $2.1M | 1.34% | 39,056 | SH |
| 21 | HOME DEPOT INC | HD | 437076102 | $1.8M | 1.15% | 5,058 | SH |
| 22 | SPACE EX TECH SPACEX CLASS A | SPCX | 84615Q103 | $1.7M | 1.08% | 9,784 | SH |
| 23 | APPLE INC COM | AAPL | 037833100 | $1.5M | 0.94% | 5,028 | SH |
| 24 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $1.2M | 0.80% | 37,539 | SH |
| 25 | ISHARES ETHEREUM TRUST ETF | ETHA | 46438R105 | $1.1M | 0.73% | 94,873 | SH |
| 26 | AMAZON COM INC COM | AMZN | 023135106 | $703.8K | 0.45% | 2,953 | SH |
| 27 | STATE STREET REAL ESTATE SELECT SECTOR SPDR ETF | XLRE | 81369Y860 | $648.7K | 0.42% | 14,733 | SH |
| 28 | MICROSOFT CORP COM | MSFT | 594918104 | $508.8K | 0.33% | 1,364 | SH |
| 29 | AMERICAN EXPRESS CO | AXP | 025816109 | $503.3K | 0.32% | 1,488 | SH |
| 30 | BOOKING HLDGS INC | BKNG | 09857L108 | $476.8K | 0.31% | 2,675 | SH |
| 31 | WALMART INC | WMT | 931142103 | $464.1K | 0.30% | 4,098 | SH |
| 32 | LPL FINL HLDGS INC | LPLA | 50212V100 | $390.4K | 0.25% | 1,386 | SH |
| 33 | AMERIPRISE FINL INC | AMP | 03076C106 | $364.7K | 0.23% | 795 | SH |
| 34 | BANK OF AMERICA CORP | BAC | 060505104 | $326.8K | 0.21% | 5,736 | SH |
| 35 | BERKSHIRE HATHAWAY INC DELCL B NEW | BRK.B | 084670702 | $315.2K | 0.20% | 630 | SH |
| 36 | STATE STREET ENERGY SELECT SECTOR SPDR ETF | XLE | 81369Y506 | $256.6K | 0.17% | 4,832 | SH |
| 37 | RALPH LAUREN CORP CLASS A | RL | 751212101 | $240.8K | 0.15% | 600 | SH |
| 38 | APOLLO GLOBAL MGMT INC N CLASS A | APO | 03769M106 | $201.1K | 0.13% | 1,700 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-13 | $155.4M | 38 | 0001949033-26-000003 |
| 2026-03-31 | 2026-05-14 | $78.6M | 25 | 0001949033-26-000002 |
| 2025-12-31 | 2026-02-13 | $161.2M | 37 | 0001949033-26-000001 |
| 2025-03-31 | 2025-11-14 | $136.2M | 33 | 0001949033-25-000005 |