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Ethos Financial Group, LLC — 13F Holdings & Portfolio

CIK 1954242 · latest 13F-HR filed 2026-11-12

Backtest portfolio

Ethos Financial Group, LLC manages $1.88B in 13F-reported U.S. long-equity assets across 474 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are MOOD (4.07%), SCHB (3.04%), VOO (2.47%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 57 new positions and exited 234; 250 existing positions rose in reported value and 86 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.88B

Long-equity book

Holdings
474

Distinct positions

Period
2026-09-30

Filed 2026-11-12

Q/Q Activity
+57 / −234 / ↑250 / ↓86

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
MOOD4.1% · +44%SCHB3.0% · +8%VOO2.5% · +6%VT2.2% · +17%SGOL2.2% · +13%SPYM2.2% · +298%EFA2.1% · +98%AAPL2.1% · +25%SPY2.1% · +20%SCHX1.8% · +11%SCHG1.6% · +10%BOXX1.6% · +17%XLU1.6% · +99%NVDA1.4% · +19%TIP1.3% · +17%LGLV1.3% · +108%SMTH1.3% · +132%IWB1.3% · +97%VO1.3% · +98%SCHV1.2% · +12%SPMO1.1% · +62%MOAT1.1% · -22%EMXC1.0% · +102%GOOG0.9% · +13%MSFT0.9% · +12%STXF0.9% · newXLE0.9% · +12%DBEF0.9% · +17%RSP0.9% · +10%IWF0.8% · +30%QTUM0.8% · 0%STIP0.8% · +31%FTLS0.8% · +16%VCRB0.8% · +272%IYW0.7% · +100%GOOGL0.7% · +36%AMZN0.7% · +16%QVAL0.6% · +3%HGER0.6% · +17%SPGM0.6% · +10%IVV0.6% · +9%JPM0.6% · +24%SYLD0.6% · +87%XOM0.6% · +23%SHY0.6% · +1466%SGOV0.6% · +306%VTIP0.6% · +5%VWO0.5% · +22%DBMF0.5% · -1%PCT0.5% · +200%BRK.B0.5% · +9%GSST0.5% · +23%IJS0.5% · +99%EMLC0.5% · +19%SECT0.5% · +69%SPYG0.5% · -14%JFR0.5% · +100%GLD0.5% · -64%VBIL0.5% · +22%IYF0.5% · +97%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 24.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 31, 2026.

Assets Under Management
$6.31B
Discretionary
$6.31B
Employees
19
Accounts
12
Address
126 NEWBURY STREET, 5TH FLOOR
BOSTON, MA 02116-3054
Phone
(617) 880-8000
Website
Name Title / Status Ownership Type
BROOKS, ERIK, LEWIS ControlFOUNDER & MANAGING PARTNER
since Aug 2020
25–50%Individual
CHEHADE, FADI, BANOB ControlFOUNDER & MANAGING PARTNER
since Aug 2020
25–50%Individual
MENSOIAN, MARTHA, ALICE ControlPARTNER, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
since Nov 2020
Less than 5%Individual
PUGLIA, MARC, GERALD ControlPARTNER & CHIEF FINANCIAL OFFICER
since Mar 2026
Less than 5%Individual
STONE, BRENT, DAVID ControlMANAGING PARTNER
since Feb 2024
25–50%Individual
Ownership & leadership changes · 6 filings with changes since Nov 29, 2020

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2026 filing
  • No longer listedKEANEY, AILEEN, CECILLE · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jul 2021
  • AddedPUGLIA, MARC, GERALD · PARTNER & CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • ChangedMENSOIAN, MARTHA, ALICE · title GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER → PARTNER, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
May 15, 2025 filing
  • ChangedBROOKS, ERIK, LEWIS · ownership 50–75% → 25–50%
  • ChangedCHEHADE, FADI, BANOB · ownership 50–75% → 25–50%
  • ChangedSTONE, BRENT, DAVID · ownership Less than 5% → 25–50%; now a control person
Feb 21, 2024 filing
  • AddedSTONE, BRENT, DAVID · MANAGING PARTNER · Less than 5%
  • ChangedBROOKS, ERIK, LEWIS · title MANAGING PARTNER; CO-CEO → FOUNDER & MANAGING PARTNER
  • ChangedCHEHADE, FADI, BANOB · title MANAGING PARTNER; CO-CEO → FOUNDER & MANAGING PARTNER
Mar 31, 2023 filing
  • ChangedKEANEY, AILEEN, CECILLE · title DIRECTOR OF FINANCE → CHIEF FINANCIAL OFFICER
Mar 31, 2022 filing
  • ChangedMENSOIAN, MARTHA, ALICE · title CHIEF COMPLIANCE OFFICER → GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
Jul 23, 2021 filing
  • AddedKEANEY, AILEEN, CECILLE · DIRECTOR OF FINANCE · Less than 5% · control person
  • ChangedBROOKS, ERIK, LEWIS · title MANAGING MEMBER → MANAGING PARTNER; CO-CEO
  • ChangedCHEHADE, FADI, BANOB · title MANAGING MEMBER → MANAGING PARTNER; CO-CEO
Nov 29, 2020 filing (earliest on record)
  • ListedBROOKS, ERIK, LEWIS · MANAGING MEMBER · 50–75% · control person
  • ListedCHEHADE, FADI, BANOB · MANAGING MEMBER · 50–75% · control person
  • ListedMENSOIAN, MARTHA, ALICE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Ethos Financial Group, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 Relative Sentiment Tactical Allocation Etf MOOD 02072L813 $76.4M 4.07% 1,713,117 SH
2 Schwab U.S. Broad Market Etf SCHB 808524102 $57.0M 3.04% 1,945,589 SH
3 Vanguard S&P 500 Etf VOO 922908363 $46.4M 2.47% 65,294 SH
4 Vanguard Total World Stock Etf VT 922042742 $41.8M 2.23% 265,160 SH
5 Abrdn Physical Gold Shares Etf SGOL 00326A104 $41.6M 2.21% 1,050,614 SH
6 State Street Spdr Portfolio S&P 500 Etf SPYM 78464A854 $40.9M 2.18% 454,389 SH
7 Ishares Msci Eafe Etf EFA 464287465 $40.1M 2.14% 385,321 SH
8 Apple Inc Com AAPL 037833100 $39.9M 2.12% 108,400 SH
9 State Street Spdr S&P 500 Etf SPY 78462F103 $39.5M 2.10% 49,336 SH
10 Schwab U.S. Large-Cap Etf SCHX 808524201 $34.7M 1.85% 1,157,902 SH
11 Schwab U.S. Large-Cap Growth Etf SCHG 808524300 $30.8M 1.64% 856,937 SH
12 Alpha Architect 1-3 Month Box Etf BOXX 02072L565 $30.7M 1.63% 258,961 SH
13 Select Sector Uti Select Spdr Etf XLU 81369Y886 $29.7M 1.58% 752,152 SH
14 Nvidia Corporation Com NVDA 67066G104 $25.6M 1.36% 85,906 SH
15 Ishares Tips Bond Etf TIP 464287176 $24.8M 1.32% 238,370 SH
16 State Street Spdr Us Large Cap Low Volatility Index Etf LGLV 78468R804 $24.6M 1.31% 135,822 SH
17 Alps/Smith Core Plus Bond Etf SMTH 00162Q346 $24.4M 1.30% 987,763 SH
18 Ishares Russell 1000 Etf IWB 464287622 $24.2M 1.29% 58,108 SH
19 Vanguard Morningstar Mid-Cap Etf VO 922908629 $23.8M 1.26% 295,793 SH
20 Schwab Us Large Cap Value Etf SCHV 808524409 $22.8M 1.22% 685,941 SH
21 Invesco S&P 500 Momentum Etf SPMO 46138E339 $20.9M 1.11% 136,999 SH
22 Vaneck Morningstar Wide Moat Etf MOAT 92189F643 $20.4M 1.09% 192,936 SH
23 Ishares Msci Emerging Markets Ex China Etf EMXC 46434G764 $18.7M 0.99% 194,446 SH
24 Alphabet Inc Cap Stk Cl C GOOG 02079K107 $17.8M 0.95% 46,947 SH
25 Microsoft Corp Com MSFT 594918104 $17.6M 0.94% 26,320 SH
26 Strive 500 Etf STXF 02072L680 $17.4M 0.93% 350,992 SH
27 State Street Energy Select Sector Spdr Etf XLE 81369Y506 $17.1M 0.91% 277,553 SH
28 Xtrackers Msci Eafe Hedged Equity Etf DBEF 233051200 $16.5M 0.88% 301,063 SH
29 Invesco S&P 500 Equal Weight Etf RSP 46137V357 $16.4M 0.87% 74,392 SH
30 Ishares Russell 1000 Growth Etf IWF 464287614 $15.6M 0.83% 124,673 SH
31 Defiance Quantum Etf QTUM 26922A420 $15.5M 0.82% 101,986 SH
32 Ishares 0-5 Year Tips Bond Etf STIP 46429B747 $15.2M 0.81% 152,549 SH
33 First Trust Long/Short Equity FTLS 33739P103 $14.8M 0.79% 192,494 SH
34 Vanguard Core Bond Etf VCRB 922020748 $14.2M 0.75% 190,256 SH
35 Ishares Us Technology Etf IYW 464287721 $13.7M 0.73% 51,822 SH
36 Alphabet Inc Cap Stk Cl A GOOGL 02079K305 $12.9M 0.69% 36,120 SH
37 Amazon Com Inc Com AMZN 023135106 $12.3M 0.65% 41,105 SH
38 Alpha Architect Us Quant Value QVAL 02072L102 $12.2M 0.65% 208,667 SH
39 Harbor Comm All Weathr Strtgy Etf HGER 41151J505 $11.8M 0.63% 334,960 SH
40 Spdr Msci Global Stock Market Etf SPGM 78463X475 $11.7M 0.62% 134,996 SH
41 Ishares Core S&P 500 Etf IVV 464287200 $11.6M 0.62% 14,879 SH
42 Jpmorgan Chase JPM 46625H100 $11.6M 0.62% 30,053 SH
43 Cambria Shareholder Yield Etf SYLD 132061201 $11.1M 0.59% 132,497 SH
44 Exxonmobil Holdings Corp Com Shs XOM 30233Q108 $11.0M 0.58% 64,558 SH
45 Ishares 1-3 Year Treasury Bond Etf SHY 464287457 $10.9M 0.58% 133,969 SH
46 Ishares 0-3 Month Treasury Bond Etf SGOV 46436E718 $10.9M 0.58% 107,949 SH
47 Vanguard Short-Term Inflation-Protected Securities Etf VTIP 922020805 $10.5M 0.56% 213,532 SH
48 Vanguard Ftse Emerging Markets Etf VWO 922042858 $10.1M 0.54% 164,382 SH
49 Imgp Dbi Managed Futures Strategy DBMF 53700T827 $10.0M 0.53% 308,425 SH
50 Purecycle Technologies Inc Com PCT 74623V103 $10.0M 0.53% 2,599,132 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-11-12 $1.88B 474 0001954242-26-000006
2026-06-30 2026-08-07 $1.50B 648 0001954242-26-000004
2026-03-31 2026-05-05 $1.37B 540 0001954242-26-000003
2025-12-31 2026-01-20 $1.35B 532 0001954242-26-000002
Filer Information
Address
2200 RENAISSANCE BOULEVARD
SUITE 340
KING OF PRUSSIA, PA 19406
Phone
(484) 889-7270
Filing Manager
Ethos Financial Group, LLC
KING OF PRUSSIA, PA
Signatory
Daniel Guy
Chief Compliance Officer