BOS Asset Management, LLC — 13F Holdings & Portfolio

CIK 1965814 · latest 13F-HR filed 2026-10-09

BOS Asset Management, LLC manages $428.0M in 13F-reported U.S. long-equity assets across 192 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are YEAR (10.67%), PULS (5.51%), SPY (3.95%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 4 new positions and exited 16; 44 existing positions rose in reported value and 64 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$428.0M

Long-equity book

Holdings

192

Distinct positions

Period

2026-09-30

Filed 2026-10-09

Q/Q Activity

+4 / −16 / ↑44 / ↓64

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

YEAR10.7% · -3%PULS5.5% · +28%SPY3.9% · +2%DFLV3.8% · +5%TLT3.6% · -1%DFSV2.9% · +4%IUSG2.7% · -2%QUAL2.5% · +5%IDHQ2.5% · +3%AAPL2.2% · -2%FBND1.9% · +11%FWD1.9% · +9%NVDA1.8% · -9%GTO1.8% · +7%ACYN1.7% · +13%LLY1.7% · -3%XLE1.6% · +1%DFSD1.6% · +2%BUFZ1.4% · +8%JPST1.3% · -1%VEA1.2% · -1%USB1.2% · -1%IVV1.2% · 0%VNQ1.1% · +4%JPM1.1% · +0%PFF1.1% · -5%TSM1.1% · -4%IUSB1.0% · -0%CAT0.9% · -1%MSFT0.9% · -2%MU0.8% · -4%BINC0.8% · -6%AIRR0.8% · +6%VB0.8% · 0%B0.7% · -16%XOM0.6% · -0%VTI0.6% · -1%VIG0.6% · +1%DVN0.5% · +9%GOVT0.5% · +2%AVGO0.5% · -0%GLD0.5% · -15%INTC0.5% · -1%AMD0.5% · -16%VO0.4% · -2%XLB0.4% · -0%VGT0.4% · 0%IDU0.4% · -0%CVX0.4% · 0%AMZN0.4% · +7%KLAC0.4% · -1%LRCX0.4% · 0%META0.4% · -7%GRID0.4% · -3%SOVF0.4% · +6%VTV0.4% · -25%SGOL0.4% · -25%DFAT0.4% · -0%MBB0.4% · +0%TPLC0.4% · +34%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 40.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 24, 2026.

Assets Under Management

$1.03B

Discretionary

$951.8M

Employees

Accounts

1,273

Address

3400 WABASH AVENUE
SPRINGFIELD, IL 62711

Phone

(833) 943-8090

Website

bosassetmanagement.com

Name	Title / Status	Ownership	Type
BANK OF SPRINGFIELD Control	OWNER since Aug 2020	75% or more	Domestic Entity
KNOEDLER, JASON Control	CHIEF EXECUTIVE OFFICER since Aug 2020	Less than 5%	Individual
MOORE, SARAH, ELIZABETH Control	CHIEF COMPLIANCE OFFICER since Aug 2020	Less than 5%	Individual
SPRING BANKCORP Control Indirect owner via BANK OF SPRINGFIELD	OWNER since Aug 2020	75% or more	Domestic Entity

Ownership & leadership changes · 1 filing with changes since Oct 21, 2020

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Dec 11, 2020 filing

AddedKNOEDLER, JASON · CHIEF EXECUTIVE OFFICER · Less than 5% · control person

Oct 21, 2020 filing (earliest on record)

ListedBANK OF SPRINGFIELD · OWNER · 75% or more · control person
ListedMOORE, SARAH, ELIZABETH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
ListedSPRING BANKCORP · OWNER · 75% or more · indirect via BANK OF SPRINGFIELD · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

PGIM ETF TR$5.1M +27.8%
APPLE INC$1.1M +13.2%
SELECT SECTOR SPDR TR$1.0M +16.8%
DIMENSIONAL ETF TRUST$978.8K +6.5%
MICROSOFT CORP$971.2K +35.5%

Show all 44 →

Top Trims

ISHARES TR-$1.9M -10.9%
CATERPILLAR INC-$1.3M -24.6%
KLA CORP-$1.0M -36.1%
FIRST TR EXCHANGE TRADED FD-$745.2K -18.3%
VANGUARD INDEX FDS-$571.6K -25.2%

Show all 64 →

New Positions

Exited Positions

Show all 16 →

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#	Issuer	Symbol	CUSIP	Value	Δ

BOS Asset Management, LLC Holdings (2026-09-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	AB ACTIVE ETFS INC	YEAR	00039J103	$45.7M	10.67%	912,006	SH
2	PGIM ETF TR	PULS	69344A107	$23.6M	5.51%	476,689	SH
3	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$16.9M	3.95%	22,159	SH
4	DIMENSIONAL ETF TRUST	DFLV	25434V666	$16.1M	3.75%	400,058	SH
5	ISHARES TR	TLT	464287432	$15.4M	3.59%	197,502	SH
6	DFA INVT DIMENSIONS GROUP IN	DFSV	25239Y170	$12.3M	2.87%	327,821	SH
7	ISHARES TR	IUSG	464287671	$11.6M	2.71%	59,795	SH
8	ISHARES TR	QUAL	46432F339	$10.9M	2.54%	48,940	SH
9	INVESCO EXCH TRADED FD TR II	IDHQ	46138E214	$10.6M	2.49%	246,776	SH
10	APPLE INC	AAPL	037833100	$9.6M	2.24%	28,736	SH
11	FIDELITY MERRIMACK STR TR	FBND	316188309	$8.2M	1.91%	188,642	SH
12	AB ACTIVE ETFS INC	FWD	00039J509	$8.1M	1.90%	61,764	SH
13	NVIDIA CORPORATION	NVDA	67066G104	$7.8M	1.83%	34,356	SH
14	INVESCO ACTIVELY MANAGED EXC	GTO	46090A804	$7.8M	1.82%	174,347	SH
15	FIRST TR EXCHANGE-TRADED FD	ACYN	33733E690	$7.4M	1.74%	356,768	SH
16	ELI LILLY & CO	LLY	532457108	$7.2M	1.69%	6,235	SH
17	SELECT SECTOR SPDR TR	XLE	81369Y506	$7.0M	1.63%	113,418	SH
18	DIMENSIONAL ETF TRUST	DFSD	25434V864	$6.6M	1.55%	142,824	SH
19	FIRST TR EXCHNG TRADED FD VI	BUFZ	33740U729	$5.8M	1.36%	203,414	SH
20	J P MORGAN EXCHANGE TRADED F	JPST	46641Q837	$5.7M	1.33%	113,044	SH
21	VANGUARD TAX-MANAGED FDS	VEA	921943858	$5.2M	1.22%	74,246	SH
22	US BANCORP	USB	902973304	$5.2M	1.21%	90,033	SH
23	ISHARES TR	IVV	464287200	$5.1M	1.20%	6,723	SH
24	VANGUARD INDEX FDS	VNQ	922908553	$4.9M	1.13%	54,114	SH
25	JPMORGAN CHASE & CO	JPM	46625H100	$4.8M	1.12%	14,450	SH
26	ISHARES TR	PFF	464288687	$4.7M	1.09%	158,564	SH
27	TAIWAN SEMICONDUCTOR MANUFAC	TSM	874039100	$4.5M	1.05%	9,861	SH
28	ISHARES TR	IUSB	46434V613	$4.3M	1.02%	98,552	SH
29	CATERPILLAR INC	CAT	149123101	$4.1M	0.95%	5,014	SH
30	MICROSOFT CORP	MSFT	594918104	$3.7M	0.87%	7,231	SH
31	MICRON TECHNOLOGY INC	MU	595112103	$3.6M	0.85%	3,414	SH
32	BLACKROCK ETF TRUST II	BINC	092528603	$3.6M	0.84%	71,192	SH
33	FIRST TR EXCHANGE TRADED FD	AIRR	33738R704	$3.3M	0.78%	32,238	SH
34	VANGUARD INDEX FDS	VB	922908751	$3.3M	0.77%	11,620	SH
35	BARRICK MNG CORP	B	06849F108	$2.9M	0.68%	71,203	SH
36	EXXONMOBIL HOLDINGS CORP	XOM	30233Q108	$2.7M	0.62%	16,321	SH
37	VANGUARD INDEX FDS	VTI	922908769	$2.4M	0.57%	6,540	SH
38	VANGUARD SPECIALIZED FUNDS	VIG	921908844	$2.4M	0.56%	10,237	SH
39	DEVON ENERGY CORP NEW	DVN	25179M103	$2.3M	0.54%	50,273	SH
40	ISHARES TR	GOVT	46429B267	$2.2M	0.51%	99,881	SH
41	BROADCOM INC	AVGO	11135F101	$2.0M	0.48%	5,803	SH
42	SPDR GOLD TR	GLD	78463V107	$2.0M	0.47%	5,240	SH
43	INTEL CORP	INTC	458140100	$2.0M	0.46%	16,338	SH
44	ADVANCED MICRO DEVICES INC	AMD	007903107	$2.0M	0.46%	3,189	SH
45	VANGUARD INDEX FDS	VO	922908629	$1.9M	0.44%	24,184	SH
46	SELECT SECTOR SPDR TR	XLB	81369Y100	$1.9M	0.44%	38,531	SH
47	VANGUARD WORLD FD	VGT	92204A702	$1.8M	0.43%	14,552	SH
48	ISHARES TR	IDU	464287697	$1.8M	0.43%	18,045	SH
49	CHEVRON CORPORATION	CVX	166764100	$1.8M	0.42%	8,875	SH
50	AMAZON COM INC	AMZN	023135106	$1.8M	0.42%	7,202	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-09-30	2026-10-09	$428.0M	192	0001965814-26-000005
2026-06-30	2026-07-13	$430.7M	204	0001965814-26-000003
2026-03-31	2026-04-08	$391.5M	200	0001965814-26-000002
2025-12-31	2026-01-09	$373.6M	194	0001965814-26-000001

Filer Information

Address

3400 WABASH AVE
SPRINGFIELD, IL 62711

Phone

(217) 241-6197

Filing Manager

BOS Asset Management, LLC

SPRINGFIELD, IL

Signatory

Sarah Moore

CCO