Ausbil Investment Management Ltd — 13F Holdings & Portfolio
CIK 1966036 · latest 13F-HR filed 2026-10-08
Ausbil Investment Management Ltd manages $198.9M in 13F-reported U.S. long-equity assets across 66 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are CSX (6.74%), ETR (6.23%), NSC (5.90%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 13 new positions and exited 12; 17 existing positions rose in reported value and 32 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$198.9M
Long-equity book
Holdings
66
Distinct positions
Period
2026-09-30
Filed 2026-10-08
Q/Q Activity
+13 / −12 / ↑17 / ↓32
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26CSX6.7% · +10%ETR6.2% · -4%NSC5.9% · +36%HTO5.3% · -16%NEE5.1% · 0%WMB5.1% · +14%LNG4.8% · -26%CNI3.8% · +12%AMT3.5% · 0%XEL3.3% · 0%NI3.3% · +7%ES3.1% · 0%CCI2.9% · 0%SR2.6% · newFER2.5% · 0%D2.1% · 0%SANM1.9% · +124%FTRE1.7% · -25%DOCN1.7% · newRNR1.7% · -10%AIT1.6% · -23%SWX1.6% · 0%CEG1.6% · 0%SOBO1.5% · 0%MLI1.5% · -25%POWL1.5% · +133%MEDP1.4% · +5%CNP1.1% · newDTM1.1% · 0%EGP1.1% · -11%PRI1.0% · -11%PLPC0.9% · +38%KTOS0.9% · +623%BTSG0.8% · -8%COLB0.7% · -25%ONTO0.7% · newCBU0.6% · -50%CBRL0.6% · -58%TTMI0.5% · newTXRH0.5% · -28%FEIM0.4% · +19%PNFP0.4% · +325%GHM0.4% · +65%ESTC0.3% · newEPC0.3% · 0%AA0.3% · newMTH0.3% · -36%MUX0.3% · 0%CCJ0.2% · +714%RGLD0.2% · newWIX0.2% · newWK0.2% · newCCS0.2% · +97%HBM0.2% · 0%SFM0.2% · -50%AVPT0.2% · newIBP0.2% · -77%ISOU0.2% · 0%BCPC0.2% · -75%NXE0.2% · 0%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 49.9%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 25, 2026.
Assets Under Management
$14.35B
Discretionary
$13.48B
Employees
72
Accounts
49
Address
LEVEL 27, GROSVENOR PLACE 225 GEORGE STREET
SYDNEY NSW 2000
Australia
SYDNEY NSW 2000
Australia
Phone
61 2 9259 0230
This firm reports 2 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| ABOU-JAOUDE, NAIM, (NMN) Control | DIRECTOR since Feb 2007 | Less than 5% | Individual |
| CANNIZZARO, TYSON, ANTON Control | CHIEF COMPLIANCE OFFICER since Feb 2020 | Less than 5% | Individual |
| DO, KRISTY Control | GENERAL COUNSEL AND COMPANY SECRETARY since Jul 2023 | Less than 5% | Individual |
| GEMISIS, VASILIKI Control | DIRECTOR, CHIEF FINANCIAL OFFICER since Jun 2019 | Less than 5% | Individual |
| Glaser, Morgan, Lyn Control | DIRECTOR since Aug 2023 | Less than 5% | Individual |
| HARTE, FRANCIS, MICHAEL Control | DIRECTOR since Apr 2019 | Less than 5% | Individual |
| KNIGHT, MARK, GREGORY Control | CHIEF EXECUTIVE OFFICER, DIRECTOR, COMPANY SECRETARY since Nov 2015 | Less than 5% | Individual |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC Control | INTEREST HOLDER since Nov 2014 | 75% or more | Domestic Entity |
| XIRADIS, PAUL, (NMN) Control | EXECUTIVE CHAIRMAN, DIRECTOR since Apr 1997 | 5–10% | Individual |
| KUAN, MELISSA, CHING-AI | DIRECTOR since May 2025 | Less than 5% | Individual |
| NEW YORK LIFE INSURANCE COMPANY Control Indirect owner via NEW YORK LIFE INVESTMENT MANAGEMENT LLC | INDIRECT INTEREST HOLDER since Feb 2014 | 75% or more | Domestic Entity |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC Control Indirect owner via NEW YORK LIFE INVESTMENT MANAGEMENT LLC | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER since Feb 2014 | 75% or more | Domestic Entity |
Ownership & leadership changes · 10 filings with changes since Aug 17, 2017
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 25, 2026 filing
- No longer listedNEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC · SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER · 75% or more · indirect via NEW YORK LIFE INVESTMENT MANAGEMENT LLC · control person · listed since Dec 1999
- No longer listedYOON, JAE SUNG · DIRECTOR · Less than 5% · control person · listed since Jul 2017
- AddedKUAN, MELISSA, CHING-AI · DIRECTOR · Less than 5%
- AddedNEW YORK LIFE INVESTMENT MANAGEMENT LLC · SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER · 75% or more · indirect via NEW YORK LIFE INVESTMENT MANAGEMENT LLC · control person
Mar 27, 2025 filing
- No longer listedGIACCO, JAY, (NMN) · DIRECTOR · Less than 5% · control person · listed since Nov 2015
- No longer listedGRACE, JOHN, (NMN) · DIRECTOR · Less than 5% · control person · listed since Dec 2006
Sep 4, 2023 filing
- No longer listedLAMMING, JANE, TIFFANY · GENERAL COUNSEL, COMPANY SECRETARY · Less than 5% · control person · listed since Feb 2017
- No longer listedYOUNGMAN, ROSS, CHARLES · COMPANY SECRETARY / DIRECTOR · Less than 5% · control person · listed since Nov 2015
- AddedDO, KRISTY · GENERAL COUNSEL AND COMPANY SECRETARY · Less than 5% · control person
- AddedGlaser, Morgan, Lyn · DIRECTOR · Less than 5% · control person
- ChangedGEMISIS, VASILIKI · title CHIEF FINANCIAL OFFICER → DIRECTOR, CHIEF FINANCIAL OFFICER
- ChangedKNIGHT, MARK, GREGORY · title CHIEF EXECUTIVE OFFICER, DIRECTOR → CHIEF EXECUTIVE OFFICER, DIRECTOR, COMPANY SECRETARY
Mar 27, 2023 filing
- ChangedKNIGHT, MARK, GREGORY · title DIRECTOR → CHIEF EXECUTIVE OFFICER, DIRECTOR
- ChangedYOUNGMAN, ROSS, CHARLES · title CHIEF EXECUTIVE OFFICER, DIRECTOR / COMPANY SECRETARY → COMPANY SECRETARY / DIRECTOR
Oct 13, 2022 filing
- No longer listedHUNG, YIE-HSIN, (NMN) · DIRECTOR · Less than 5% · control person · listed since Feb 2014
Mar 29, 2021 filing
- AddedGEMISIS, VASILIKI · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Apr 15, 2020 filing
- AddedCANNIZZARO, TYSON, ANTON · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedLAMMING, JANE, TIFFANY · title CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, COMPANY SECRETARY → GENERAL COUNSEL, COMPANY SECRETARY
Mar 2, 2020 filing
- No longer listedFLEURANT, JOHN, THOMAS · DIRECTOR · Less than 5% · control person · listed since Feb 2014
- No longer listedNEW YORK LIFE INSURANCE COMPANY · INDIRECT INTEREST HOLDER · 75% or more · indirect via NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC · control person · listed since Dec 1999
- AddedHARTE, FRANCIS, MICHAEL · DIRECTOR · Less than 5% · control person
- AddedNEW YORK LIFE INSURANCE COMPANY · INDIRECT INTEREST HOLDER · 75% or more · indirect via NEW YORK LIFE INVESTMENT MANAGEMENT LLC · control person
- ChangedXIRADIS, PAUL, (NMN) · ownership 10–25% → 5–10%
Mar 28, 2019 filing
- No longer listedBOHEEMEN, SHAWN, VAN · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Aug 2011
- ChangedNEW YORK LIFE INVESTMENT MANAGEMENT LLC · ownership 50–75% → 75% or more
Mar 27, 2018 filing
- No longer listedSHIVELY, GEORGE, SYDNEY · COMPANY SECRETARY · Less than 5% · control person · listed since Apr 2014
- ChangedYOUNGMAN, ROSS, CHARLES · title CHIEF EXECUTIVE OFFICER, DIRECTOR → CHIEF EXECUTIVE OFFICER, DIRECTOR / COMPANY SECRETARY
Older changes (1 more filing)
Aug 17, 2017 filing (earliest on record)
- ListedABOU-JAOUDE, NAIM, (NMN) · DIRECTOR · Less than 5% · control person
- ListedBOHEEMEN, SHAWN, VAN · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedFLEURANT, JOHN, THOMAS · DIRECTOR · Less than 5% · control person
- ListedGIACCO, JAY, (NMN) · DIRECTOR · Less than 5% · control person
- ListedGRACE, JOHN, (NMN) · DIRECTOR · Less than 5% · control person
- ListedHUNG, YIE-HSIN, (NMN) · DIRECTOR · Less than 5% · control person
- ListedKNIGHT, MARK, GREGORY · DIRECTOR · Less than 5% · control person
- ListedLAMMING, JANE, TIFFANY · CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, COMPANY SECRETARY · Less than 5% · control person
- ListedNEW YORK LIFE INSURANCE COMPANY · INDIRECT INTEREST HOLDER · 75% or more · indirect via NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC · control person
- ListedNEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC · SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER · 75% or more · indirect via NEW YORK LIFE INVESTMENT MANAGEMENT LLC · control person
- ListedNEW YORK LIFE INVESTMENT MANAGEMENT LLC · INTEREST HOLDER · 50–75% · control person
- ListedSHIVELY, GEORGE, SYDNEY · COMPANY SECRETARY · Less than 5% · control person
- ListedXIRADIS, PAUL, (NMN) · EXECUTIVE CHAIRMAN, DIRECTOR · 10–25% · control person
- ListedYOON, JAE SUNG · DIRECTOR · Less than 5% · control person
- ListedYOUNGMAN, ROSS, CHARLES · CHIEF EXECUTIVE OFFICER, DIRECTOR · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- Norfolk Southern Corp$2.8M +31.3%
- Sanmina Corp$1.8M +95.5%
- Kratos Defense & Security Solu$1.4M +482.1%
- Powell Industries Inc$1.1M +62.6%
- Canadian National Railway Co$829.1K +12.3%
Top Trims
- Entergy Corp-$2.2M -15.3%
- Cheniere Energy Inc-$2.2M -18.5%
- H2O America-$1.9M -15.1%
- Cracker Barrel Old Country Sto-$1.7M -59.4%
- Community Financial System Inc-$1.6M -56.8%
New Positions
- Spire Inc$5.2M
- DigitalOcean Holdings Inc$3.4M
- CenterPoint Energy Inc$2.1M
- Onto Innovation Inc$1.4M
- TTM Technologies Inc$969.6K
Exited Positions
- Enbridge Inc$4.9M
- PG&E Corp$4.8M
- ONEOK Inc$4.2M
- Atmos Energy Corp$3.3M
- Atkore Inc$2.5M
Ausbil Investment Management Ltd Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | CSX Corp | CSX | 126408103 | $13.4M | 6.74% | 288,186 | SH |
| 2 | Entergy Corp | ETR | 29364G103 | $12.4M | 6.23% | 124,789 | SH |
| 3 | Norfolk Southern Corp | NSC | 655844108 | $11.7M | 5.90% | 37,991 | SH |
| 4 | H2O America | HTO | 784305104 | $10.5M | 5.27% | 169,944 | SH |
| 5 | NextEra Energy Inc | NEE | 65339F101 | $10.2M | 5.12% | 134,490 | SH |
| 6 | Williams Cos Inc/The | WMB | 969457100 | $10.1M | 5.09% | 149,029 | SH |
| 7 | Cheniere Energy Inc | LNG | 16411R208 | $9.6M | 4.84% | 35,787 | SH |
| 8 | Canadian National Railway Co | CNI | 136375102 | $7.6M | 3.82% | 63,662 | SH |
| 9 | American Tower Corp | AMT | 03027X100 | $7.0M | 3.51% | 42,692 | SH |
| 10 | Xcel Energy Inc | XEL | 98389B100 | $6.6M | 3.34% | 94,283 | SH |
| 11 | NiSource Inc | NI | 65473P105 | $6.6M | 3.31% | 168,695 | SH |
| 12 | Eversource Energy | ES | 30040W108 | $6.1M | 3.06% | 94,876 | SH |
| 13 | Crown Castle Inc | CCI | 22822V101 | $5.7M | 2.87% | 85,633 | SH |
| 14 | Spire Inc | SR | 84857L101 | $5.2M | 2.63% | 68,676 | SH |
| 15 | Ferrovial NV | FER | N3168P101 | $4.9M | 2.49% | 91,695 | SH |
| 16 | Dominion Energy Inc | D | 25746U109 | $4.1M | 2.07% | 67,899 | SH |
| 17 | Sanmina Corp | SANM | 801056102 | $3.7M | 1.85% | 17,157 | SH |
| 18 | Fortrea Holdings Inc | FTRE | 34965K107 | $3.4M | 1.72% | 171,704 | SH |
| 19 | DigitalOcean Holdings Inc | DOCN | 25402D102 | $3.4M | 1.71% | 25,494 | SH |
| 20 | RenaissanceRe Holdings Ltd | RNR | G7496G103 | $3.3M | 1.65% | 10,320 | SH |
| 21 | Applied Industrial Technologie | AIT | 03820C105 | $3.3M | 1.64% | 9,803 | SH |
| 22 | Southwest Gas Holdings Inc | SWX | 844895102 | $3.2M | 1.63% | 39,709 | SH |
| 23 | Constellation Energy Corp | CEG | 21037T109 | $3.2M | 1.59% | 12,441 | SH |
| 24 | South Bow Corp | SOBO | 83671M105 | $3.1M | 1.55% | 92,771 | SH |
| 25 | Mueller Industries Inc | MLI | 624756102 | $3.0M | 1.53% | 50,069 | SH |
| 26 | Powell Industries Inc | POWL | 739128106 | $2.9M | 1.45% | 15,682 | SH |
| 27 | Medpace Holdings Inc | MEDP | 58506Q109 | $2.8M | 1.41% | 4,493 | SH |
| 28 | CenterPoint Energy Inc | CNP | 15189T107 | $2.1M | 1.07% | 58,066 | SH |
| 29 | DT Midstream Inc | DTM | 23345M107 | $2.1M | 1.06% | 17,711 | SH |
| 30 | EastGroup Properties Inc | EGP | 277276101 | $2.1M | 1.05% | 10,621 | SH |
| 31 | Primerica Inc | PRI | 74164M108 | $2.0M | 1.01% | 7,381 | SH |
| 32 | Preformed Line Products Co | PLPC | 740444104 | $1.9M | 0.93% | 4,552 | SH |
| 33 | Kratos Defense & Security Solu | KTOS | 50077B207 | $1.7M | 0.87% | 40,339 | SH |
| 34 | BrightSpring Health Services I | BTSG | 10950A106 | $1.5M | 0.75% | 26,373 | SH |
| 35 | Columbia Banking System Inc | COLB | 197236102 | $1.5M | 0.74% | 51,634 | SH |
| 36 | Onto Innovation Inc | ONTO | 683344105 | $1.4M | 0.73% | 4,691 | SH |
| 37 | Community Financial System Inc | CBU | 203607106 | $1.2M | 0.61% | 20,454 | SH |
| 38 | Cracker Barrel Old Country Sto | CBRL | 22410J106 | $1.1M | 0.58% | 21,769 | SH |
| 39 | TTM Technologies Inc | TTMI | 87305R109 | $969.6K | 0.49% | 7,893 | SH |
| 40 | Texas Roadhouse Inc | TXRH | 882681109 | $902.7K | 0.45% | 5,774 | SH |
| 41 | Frequency Electronics Inc | FEIM | 358010106 | $789.1K | 0.40% | 9,335 | SH |
| 42 | Pinnacle Financial Partners In | PNFP | 72348N109 | $788.0K | 0.40% | 8,418 | SH |
| 43 | Graham Corp | GHM | 384556106 | $732.3K | 0.37% | 8,484 | SH |
| 44 | Elastic NV | ESTC | N14506104 | $678.8K | 0.34% | 7,402 | SH |
| 45 | Edgewell Personal Care Co | EPC | 28035Q102 | $644.1K | 0.32% | 23,875 | SH |
| 46 | Alcoa Corp | AA | 013872106 | $588.0K | 0.30% | 14,000 | SH |
| 47 | Meritage Homes Corp | MTH | 59001A102 | $500.8K | 0.25% | 7,968 | SH |
| 48 | McEwen Inc | MUX | 58039P305 | $499.8K | 0.25% | 28,000 | SH |
| 49 | Cameco Corp | CCJ | 13321L108 | $495.3K | 0.25% | 5,700 | SH |
| 50 | Royal Gold Inc | RGLD | 780287108 | $488.5K | 0.25% | 2,070 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-08 | $198.9M | 66 | 0001966036-26-000005 |
| 2026-06-30 | 2026-07-10 | $221.0M | 65 | 0001966036-26-000003 |
| 2026-03-31 | 2026-04-08 | $201.0M | 63 | 0001966036-26-000002 |
| 2025-12-31 | 2026-01-13 | $175.9M | 67 | 0001966036-26-000001 |
Filer Information
Address
LEVEL 27225 GEORGE STREET
SYDNEY, C3 2000
Phone
61292590200
Filing Manager
Ausbil Investment Management Ltd
SYDNEY, C3
Signatory
Tyson Cannizzaro
Chief Compliance Officer