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Aspen Wealth Strategies, LLC — 13F Holdings & Portfolio

CIK 1972517 · latest 13F-HR filed 2026-08-07

Backtest portfolio

Aspen Wealth Strategies, LLC manages $206.7M in 13F-reported U.S. long-equity assets across 89 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (11.70%), VTV (11.67%), SCHG (8.48%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 2 new positions and exited 1; 41 existing positions rose in reported value and 20 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$206.7M

Long-equity book

Holdings
89

Distinct positions

Period
2026-06-30

Filed 2026-08-07

Q/Q Activity
+2 / −1 / ↑41 / ↓20

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV11.7% · +5%VTV11.7% · +2%SCHG8.5% · +3%IEFA7.8% · +4%MOAT4.7% · -5%AVGO4.0% · -3%FMDE3.9% · +2%CTA3.3% · +2%SMLF3.3% · +2%XMHQ2.9% · +3%VBR2.2% · +2%GOOGL2.0% · -11%AIQ1.9% · +6%IYK1.8% · +1%VHT1.7% · +5%SPYM1.5% · +9%AAPL1.4% · -0%PNC1.3% · +8%JPM1.3% · -0%ABBV1.2% · +4%MSFT1.2% · +5%JAAA1.0% · +9%DE0.9% · +1%JPST0.8% · +11%AMZN0.8% · -2%RCTR0.7% · +2%CSCO0.7% · -6%CVX0.7% · -1%WMT0.6% · -1%APD0.6% · +8%XEL0.5% · +0%COF0.5% · +6%V0.5% · +10%JMBS0.4% · +5%VYMI0.4% · +4%DUK0.4% · +5%TER0.4% · -63%HD0.4% · -8%SBUX0.3% · +5%UAL0.3% · +28%META0.3% · -3%SLB0.3% · -4%GOOG0.3% · 0%VZ0.3% · 0%BRK.B0.3% · +2%VTEB0.3% · 0%BA0.3% · -5%MUB0.3% · -6%UNH0.3% · +5%COP0.3% · -7%MS0.3% · 0%KR0.3% · 0%NEE0.3% · +2%SUB0.3% · -16%VPU0.3% · 0%EOG0.3% · 0%NOC0.2% · +16%C0.2% · 0%RIO0.2% · +0%SCHD0.2% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 61.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Feb 25, 2026.

Assets Under Management
$312.2M
Discretionary
$309.1M
Employees
7
Accounts
1,173
Address
8333 RALSTON ROAD,
SUITE 2
ARVADA, CO 80002
Phone
(303) 421-1113
Website
Name Title / Status Ownership Type
ANDERSON, AMBER, KELLY ControlCHIEF COMPLIANCE OFFICER, MANAGER, MEMBER
since Feb 2020
Less than 5%Individual
MCCLAFLIN, ANDY, DON ControlCHAIRMAN, WEALTH ADVISOR, MANAGER, MEMBER
since Feb 2020
75% or moreIndividual
HENGEL, CADE, NATHANIELWEALTH MANAGER,MANAGER, MEMBER
since Oct 2025
Less than 5%Individual
Ownership & leadership changes · 5 filings with changes since Feb 19, 2020

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Dec 22, 2025 filing
  • AddedHENGEL, CADE, NATHANIEL · WEALTH MANAGER,MANAGER, MEMBER · Less than 5%
  • ChangedANDERSON, AMBER, KELLY · title CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER → CHIEF COMPLIANCE OFFICER, MANAGER, MEMBER
  • ChangedMCCLAFLIN, ANDY, DON · title CHAIRMAN AND WEALTH ADVISOR → CHAIRMAN, WEALTH ADVISOR, MANAGER, MEMBER
Jun 5, 2023 filing
  • No longer listedBOWMAN, RYAN, MICHAEL · WEALTH ADVISOR AND CHIEF FINANCIAL OFFICER · 50–75% · control person · listed since Feb 2020
  • ChangedANDERSON, AMBER, KELLY · title CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER → CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER
  • ChangedMCCLAFLIN, ANDY, DON · title CHIEF EXECUTIVE OFFICER → CHAIRMAN AND WEALTH ADVISOR; ownership 25–50% → 75% or more
Apr 16, 2021 filing
  • No longer listedFAIRCLOTH, JOEL, PATRICK · CHIEF INVESTMENT OFFICER AND WEALTH MANAGER · Less than 5% · control person · listed since Jan 2020
Jan 15, 2021 filing
  • Listed againFAIRCLOTH, JOEL, PATRICK · CHIEF INVESTMENT OFFICER AND WEALTH MANAGER · Less than 5% · control person
  • ChangedANDERSON, AMBER, KELLY · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER
  • ChangedBOWMAN, RYAN, MICHAEL · title WEALTH ADVISOR AND PLANNER → WEALTH ADVISOR AND CHIEF FINANCIAL OFFICER; ownership 25–50% → 50–75%
  • ChangedMCCLAFLIN, ANDY, DON · ownership 50–75% → 25–50%
Aug 17, 2020 filing
  • No longer listedFAIRCLOTH, JOEL, PATRICK · PRESIDENT OF WEALTH MANAGEMENT · Less than 5% · control person · listed since Feb 2020
  • ChangedANDERSON, AMBER, KELLY · title PRESIDENT AND CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER
  • ChangedBOWMAN, RYAN, MICHAEL · ownership 5–10% → 25–50%
  • ChangedMCCLAFLIN, ANDY, DON · ownership 75% or more → 50–75%
Feb 19, 2020 filing (earliest on record)
  • ListedANDERSON, AMBER, KELLY · PRESIDENT AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedBOWMAN, RYAN, MICHAEL · WEALTH ADVISOR AND PLANNER · 5–10% · control person
  • ListedFAIRCLOTH, JOEL, PATRICK · PRESIDENT OF WEALTH MANAGEMENT · Less than 5% · control person
  • ListedMCCLAFLIN, ANDY, DON · CHIEF EXECUTIVE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 41 →

Top Trims

Show all 20 →

New Positions

Show all 2 →

Exited Positions

Show all 1 →

Aspen Wealth Strategies, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $24.2M 11.70% 32,300 SH
2 VANGUARD INDEX FDS VTV 922908744 $24.1M 11.67% 110,634 SH
3 SCHWAB STRATEGIC TR SCHG 808524300 $17.5M 8.48% 518,026 SH
4 ISHARES TR IEFA 46432F842 $16.1M 7.80% 166,874 SH
5 VANECK ETF TRUST MOAT 92189F643 $9.7M 4.70% 93,536 SH
6 BROADCOM INC AVGO 11135F101 $8.3M 4.01% 21,938 SH
7 FIDELITY COVINGTON TRUST FMDE 31609A503 $8.0M 3.86% 196,721 SH
8 SIMPLIFY EXCHANGE TRADED FUN CTA 82889N699 $6.9M 3.35% 266,834 SH
9 ISHARES TR SMLF 46434V290 $6.8M 3.27% 75,838 SH
10 INVESCO EXCHANGE TRADED FD T XMHQ 46137V472 $6.0M 2.92% 53,417 SH
11 VANGUARD INDEX FDS VBR 922908611 $4.5M 2.19% 18,638 SH
12 ALPHABET INC GOOGL 02079K305 $4.2M 2.05% 11,831 SH
13 GLOBAL X FDS AIQ 37954Y632 $3.8M 1.85% 58,370 SH
14 ISHARES TR IYK 464287812 $3.6M 1.76% 50,014 SH
15 VANGUARD WORLD FD VHT 92204A504 $3.5M 1.67% 11,573 SH
16 SPDR SERIES TRUST SPYM 78464A854 $3.1M 1.51% 35,468 SH
17 APPLE INC AAPL 037833100 $2.8M 1.37% 9,793 SH
18 PNC FINL SVCS GROUP INC PNC 693475105 $2.7M 1.28% 10,773 SH
19 JPMORGAN CHASE & CO JPM 46625H100 $2.6M 1.27% 8,013 SH
20 ABBVIE INC ABBV 00287Y109 $2.6M 1.24% 10,224 SH
21 MICROSOFT CORP MSFT 594918104 $2.5M 1.23% 6,811 SH
22 JANUS DETROIT STR TR JAAA 47103U845 $2.0M 0.98% 40,217 SH
23 DEERE & CO DE 244199105 $1.8M 0.89% 2,906 SH
24 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $1.7M 0.83% 34,086 SH
25 AMAZON COM INC AMZN 023135106 $1.6M 0.78% 6,795 SH
26 FIRST TR EXCHANGE-TRADED FD RCTR 33734X721 $1.5M 0.75% 46,007 SH
27 CISCO SYS INC CSCO 17275R102 $1.5M 0.74% 12,938 SH
28 CHEVRON CORPORATION CVX 166764100 $1.4M 0.68% 8,479 SH
29 WALMART INC WMT 931142103 $1.3M 0.62% 11,288 SH
30 AIR PRODUCTS AND CHEMICALS I APD 009158106 $1.2M 0.57% 3,991 SH
31 XCEL ENERGY INC XEL 98389B100 $1.1M 0.54% 13,955 SH
32 CAPITAL ONE FINL CORP COF 14040H105 $1.1M 0.51% 5,273 SH
33 VISA INC V 92826C839 $929.4K 0.45% 2,709 SH
34 JANUS DETROIT STR TR JMBS 47103U852 $872.9K 0.42% 19,402 SH
35 VANGUARD WHITEHALL FDS VYMI 921946794 $817.0K 0.40% 8,320 SH
36 DUKE ENERGY CORP NEW DUK 26441C204 $806.3K 0.39% 6,370 SH
37 TERADYNE INC TER 880770102 $748.5K 0.36% 1,547 SH
38 HOME DEPOT INC HD 437076102 $742.1K 0.36% 2,104 SH
39 STARBUCKS CORP SBUX 855244109 $720.4K 0.35% 7,050 SH
40 UNITED AIRLS HLDGS INC UAL 910047109 $712.7K 0.34% 5,241 SH
41 META PLATFORMS INC META 30303M102 $698.2K 0.34% 1,240 SH
42 SLB LIMITED SLB 806857108 $694.1K 0.34% 14,930 SH
43 ALPHABET INC GOOG 02079K107 $672.0K 0.33% 1,902 SH
44 VERIZON COMMUNICATIONS INC VZ 92343V104 $653.7K 0.32% 15,439 SH
45 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $646.5K 0.31% 1,292 SH
46 VANGUARD MUN BD FDS VTEB 922907746 $637.4K 0.31% 12,602 SH
47 BOEING CO BA 097023105 $634.3K 0.31% 2,930 SH
48 ISHARES TR MUB 464288414 $625.3K 0.30% 5,810 SH
49 UNITEDHEALTH GROUP INC UNH 91324P102 $605.4K 0.29% 1,457 SH
50 CONOCOPHILLIPS COP 20825C104 $600.4K 0.29% 5,775 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-07 $206.7M 89 0001951757-26-001137
2026-03-31 2026-05-08 $187.4M 89 0001951757-26-000805
2025-12-31 2026-01-28 $182.8M 83 0001951757-26-000325
Filer Information
Address
8333 RALSTON ROAD
SUITE 2
ARVADA, CO 80002
Phone
(303) 421-1113
Filing Manager
Aspen Wealth Strategies, LLC
ARVADA, CO
Signatory
Amber Anderson
Chief Compliance Officer