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SWEENEY & MICHEL, LLC — 13F Holdings & Portfolio

CIK 1979556 · latest 13F-HR filed 2026-10-16

Backtest portfolio

SWEENEY & MICHEL, LLC manages $375.7M in 13F-reported U.S. long-equity assets across 166 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are ITOT (8.78%), DGRO (7.84%), AAPL (6.51%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 9 new positions and exited 7; 26 existing positions rose in reported value and 64 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$375.7M

Long-equity book

Holdings
166

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+9 / −7 / ↑26 / ↓64

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
ITOT8.8% · +1%DGRO7.8% · +1%AAPL6.5% · -3%HDV6.3% · +2%GOOG5.7% · -2%SHYG3.7% · +1%CGIE3.5% · +1%VYMI3.4% · +4%FRDM3.1% · +4%CGDG2.8% · +2%BRK.B2.6% · -1%MSFT1.9% · -5%JNJ1.9% · -2%TCBK1.7% · +0%COST1.5% · +3%VIGI1.4% · -3%VYM1.4% · -7%JPM1.3% · -0%FUTY1.3% · -0%CALI1.2% · +3%IEMG1.0% · -5%AMZN1.0% · +1%MTUM0.8% · +2%TAXX0.8% · +58%NVDA0.7% · -0%ABBV0.7% · +1%PLD0.7% · +1%IGSB0.6% · +7%USMV0.6% · +1%IQLT0.6% · -2%KRE0.6% · +1%AMGN0.6% · +0%SHV0.6% · +1%XHLF0.6% · +11%FTEC0.6% · +0%CGGO0.5% · -8%DFAC0.5% · newVIG0.5% · -12%UNH0.5% · +3%IUSG0.4% · -7%DFAU0.4% · newWFC0.4% · +0%VZ0.4% · -3%CAT0.4% · +0%BAC0.4% · -9%GLD0.4% · -5%ASML0.4% · +2%SHEL0.4% · -1%VDC0.4% · +0%VNQ0.3% · +6%XT0.3% · 0%IGRO0.3% · +2%XLK0.3% · -4%VTI0.3% · -17%FDX0.3% · -4%CVX0.3% · +1%QQQ0.3% · 0%TSLA0.3% · -5%QUAL0.3% · +1%META0.3% · -10%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 51.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 5, 2026.

Assets Under Management
$752.6M
Discretionary
$731.6M
Employees
3
Accounts
1,571
Address
196 COHASSET ROAD
SUITE 100
CHICO, CA 95926
Phone
(530) 487-1777
Website
Name Title / Status Ownership Type
MICHEL, RENEE, ANN ControlMANAGING MEMBER/CHIEF COMPLIANCE OFFICER
since Mar 2016
50–75%Individual
SWEENEY, JOSEPH, DANIEL ControlMANAGING MEMBER
since Mar 2016
50–75%Individual
Ownership & leadership changes · 1 filing with changes since Mar 4, 2016

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

May 1, 2018 filing
  • No longer listedSWEENEY, BRIAN, PHILIP · MANAGING MEMBER · 25–50% · control person · listed since Mar 2016
  • ChangedMICHEL, RENEE, ANN · ownership 25–50% → 50–75%
  • ChangedSWEENEY, JOSEPH, DANIEL · ownership 25–50% → 50–75%
Mar 4, 2016 filing (earliest on record)
  • ListedMICHEL, RENEE, ANN · MANAGING MEMBER/CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedSWEENEY, BRIAN, PHILIP · MANAGING MEMBER · 25–50% · control person
  • ListedSWEENEY, JOSEPH, DANIEL · MANAGING MEMBER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

SWEENEY & MICHEL, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR ITOT 464287150 $33.0M 8.78% 198,320 SH
2 ISHARES TR DGRO 46434V621 $29.4M 7.84% 390,542 SH
3 APPLE INC AAPL 037833100 $24.5M 6.51% 73,465 SH
4 ISHARES TR HDV 46429B663 $23.8M 6.33% 850,743 SH
5 ALPHABET INC GOOG 02079K107 $21.6M 5.74% 63,288 SH
6 ISHARES TR SHYG 46434V407 $14.0M 3.74% 340,550 SH
7 CAPITAL GROUP INTERNATIONAL CGIE 14021M107 $13.0M 3.46% 354,311 SH
8 VANGUARD WHITEHALL FDS VYMI 921946794 $12.8M 3.41% 126,599 SH
9 EA SERIES TRUST FRDM 02072L607 $11.8M 3.15% 168,958 SH
10 CAPITAL GROUP DIVIDEND GROWE CGDG 14021L109 $10.7M 2.83% 286,421 SH
11 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $9.8M 2.62% 19,760 SH
12 MICROSOFT CORP MSFT 594918104 $7.3M 1.94% 14,233 SH
13 JOHNSON & JOHNSON JNJ 478160104 $7.2M 1.91% 27,107 SH
14 TRICO BANCSHARES TCBK 896095106 $6.5M 1.73% 126,887 SH
15 COSTCO WHOLESALE CORPORATION COST 22160K105 $5.5M 1.47% 6,081 SH
16 VANGUARD WHITEHALL FDS VIGI 921946810 $5.4M 1.44% 57,460 SH
17 VANGUARD WHITEHALL FDS VYM 921946406 $5.4M 1.44% 34,764 SH
18 JPMORGAN CHASE & CO JPM 46625H100 $5.0M 1.34% 15,208 SH
19 FIDELITY COVINGTON TRUST FUTY 316092865 $4.8M 1.29% 94,686 SH
20 BLACKROCK ETF TRUST II CALI 092528884 $4.3M 1.15% 87,090 SH
21 ISHARES INC IEMG 46434G103 $3.7M 0.99% 45,973 SH
22 AMAZON COM INC AMZN 023135106 $3.7M 0.99% 14,890 SH
23 ISHARES TR MTUM 46432F396 $3.2M 0.84% 9,957 SH
24 BONDBLOXX ETF TRUST TAXX 09789C721 $3.0M 0.79% 59,325 SH
25 NVIDIA CORPORATION NVDA 67066G104 $2.7M 0.71% 11,619 SH
26 ABBVIE INC ABBV 00287Y109 $2.6M 0.70% 9,987 SH
27 PROLOGIS INC. PLD 74340W103 $2.5M 0.68% 19,580 SH
28 ISHARES TR IGSB 464288646 $2.3M 0.62% 45,748 SH
29 ISHARES TR USMV 46429B697 $2.3M 0.62% 23,949 SH
30 ISHARES TR IQLT 46434V456 $2.2M 0.58% 44,305 SH
31 SPDR SERIES TRUST KRE 78464A698 $2.2M 0.58% 31,231 SH
32 AMGEN INC AMGN 031162100 $2.2M 0.58% 5,129 SH
33 ISHARES TR SHV 464288679 $2.1M 0.56% 19,130 SH
34 BONDBLOXX ETF TRUST XHLF 09789C788 $2.1M 0.56% 41,569 SH
35 FIDELITY COVINGTON TRUST FTEC 316092808 $2.1M 0.55% 6,931 SH
36 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $1.9M 0.51% 47,871 SH
37 DIMENSIONAL ETF TRUST DFAC 25434V708 $1.9M 0.49% 41,741 SH
38 VANGUARD SPECIALIZED FUNDS VIG 921908844 $1.8M 0.48% 7,759 SH
39 UNITEDHEALTH GROUP INC UNH 91324P102 $1.7M 0.46% 4,717 SH
40 ISHARES TR IUSG 464287671 $1.7M 0.45% 8,671 SH
41 DIMENSIONAL ETF TRUST DFAU 25434V104 $1.6M 0.42% 30,168 SH
42 WELLS FARGO & CO WFC 949746101 $1.5M 0.39% 18,299 SH
43 VERIZON COMMUNICATIONS INC VZ 92343V104 $1.4M 0.39% 31,598 SH
44 CATERPILLAR INC CAT 149123101 $1.4M 0.38% 1,757 SH
45 BANK OF AMER CORP BAC 060505104 $1.4M 0.38% 25,958 SH
46 SPDR GOLD TR GLD 78463V107 $1.4M 0.36% 3,558 SH
47 ASML HLDG NV ASML N07059210 $1.4M 0.36% 747 SH
48 SHELL PLC SHEL 780259305 $1.3M 0.35% 14,013 SH
49 VANGUARD WORLD FD VDC 92204A207 $1.3M 0.35% 6,070 SH
50 VANGUARD INDEX FDS VNQ 922908553 $1.3M 0.34% 14,254 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $375.7M 166 0001754960-26-000899
2026-06-30 2026-08-11 $380.8M 164 0001754960-26-000720
2026-03-31 2026-04-16 $340.1M 145 0001754960-26-000261
2025-12-31 2026-02-13 $338.8M 141 0001754960-26-000177
Filer Information
Address
196 COHASSET ROAD
SUITE 100
CHICO, CA 95926
Phone
(530) 487-1777
Filing Manager
SWEENEY & MICHEL, LLC
CHICO, CA
Signatory
Aryn Sands
Agent