Top Institutional Investors

SMITH, MOORE & CO. — 13F Holdings & Portfolio

CIK 200724 · latest 13F-HR filed 2026-05-05

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM

$1.37B

Long-equity book

Holdings

558

Distinct positions

Period

2026-03-31

Filed 2026-05-05

Q/Q Activity

+56 / −24 / ↑196 / ↓139

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES SILVER TRUST$5.4M +81.7%
  • BONDBLOXX BLOOMBERG ONE YEAR TARGET DURATION US TREASURY ETF$4.7M +11.7%
  • VANGUARD 0-3 MONTH TREASURY BILL ETF$4.0M +1210.0%
  • VANECK GOLD MINERS ETF$3.5M +36.7%
  • JANUS HENDERSON AAA CLO ETF$2.9M +31.0%
Show all 196 →

Top Trims

  • ISHARES RUSSELL 1000 GROWTH ETF-$4.1M -11.6%
  • APPLE INC COM-$3.2M -8.1%
  • MICROSOFT CORP COM-$2.9M -22.6%
  • NVIDIA CORPORATION COM-$2.0M -12.3%
  • VANGUARD S&P 500 ETF-$1.8M -16.1%
Show all 139 →

New Positions

  • ISHARES GOLD TRUST$8.5M
  • PGIM S&P 500 BUFFER 20 ETF - MARCH$3.0M
  • JANUS HENDERSON B-BBB CLO ETF$1.4M
  • EL PASO ENERGY CAP TR I PFD CV TR SEC 28$1.0M
  • FIDELITY EMERGING MARKETS MULTIFACTOR ETF$1.0M
Show all 56 →

Exited Positions

  • DIMENSIONAL ETF TRUST$1.1M
  • SEMPRA$652.0K
  • BALL CORP$645.7K
  • CITIGROUP INC$427.7K
  • JOHN HANCOCK EXCHANGE TRADED$410.6K
Show all 24 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE S&P 500 ETF IVV 464287200 $71.5M 5.20% 109,463 SH
2 VANGUARD TOTAL STOCK MARKET ETF VTI 922908769 $60.7M 4.41% 189,090 SH
3 BONDBLOXX BLOOMBERG ONE YEAR TARGET DURATION US TREASURY ETF XONE 09789C861 $44.4M 3.23% 896,693 SH
4 ISHARES S&P 500 VALUE ETF IVE 464287408 $42.0M 3.05% 198,903 SH
5 STATE STREET SPDR S&P MIDCAP 400 ETF TRUST MDY 78467Y107 $37.9M 2.76% 61,527 SH
6 APPLE INC COM AAPL 037833100 $36.2M 2.63% 142,654 SH
7 ISHARES RUSSELL 1000 GROWTH ETF IWF 464287614 $31.0M 2.26% 72,767 SH
8 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $30.1M 2.19% 46,256 SH
9 ISHARES CORE S&P SMALL CAP ETF IJR 464287804 $26.9M 1.96% 216,568 SH
10 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $19.1M 1.39% 88,675 SH
11 FUNDSTRAT GRANNY SHOTS US LARGE CAP ETF GRNY 886364231 $18.7M 1.36% 784,245 SH
12 CAPITAL GROUP DIVIDEND VALUE ETF CGDV 14020W106 $18.4M 1.34% 432,903 SH
13 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $17.9M 1.30% 278,974 SH
14 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $17.4M 1.27% 258,250 SH
15 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $17.1M 1.24% 29,633 SH
16 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF NOBL 74348A467 $16.7M 1.21% 157,530 SH
17 ISHARES RUSSELL 2000 ETF IWM 464287655 $16.5M 1.20% 66,571 SH
18 PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND PYLD 72201R585 $15.4M 1.12% 589,155 SH
19 JPMORGAN INCOME ETF JPIE 46641Q159 $14.2M 1.03% 307,497 SH
20 NVIDIA CORPORATION COM NVDA 67066G104 $13.9M 1.01% 79,615 SH
21 FIRST TRUST RISING DIVIDEND ACHIEVERS ETF RDVY 33738R506 $13.7M 1.00% 200,390 SH
22 INVESCO S&P 500 EQUAL WEIGHT ETF RSP 46137V357 $13.4M 0.98% 69,869 SH
23 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $13.0M 0.95% 323,580 SH
24 VANECK GOLD MINERS ETF GDX 92189F106 $13.0M 0.94% 141,535 SH
25 JANUS HENDERSON AAA CLO ETF JAAA 47103U845 $12.1M 0.88% 240,555 SH
26 ISHARES SILVER TRUST SLV 46428Q109 $11.9M 0.87% 175,092 SH
27 CAPITAL GROUP CORE BALANCED ETF CGBL 14021D107 $10.9M 0.79% 316,865 SH
28 VANECK JUNIOR GOLD MINERS ETF GDXJ 92189F791 $10.3M 0.75% 86,169 SH
29 VANGUARD FTSE EMERGING MARKETS ETF VWO 922042858 $10.1M 0.73% 186,292 SH
30 MICROSOFT CORP COM MSFT 594918104 $9.8M 0.72% 26,571 SH
31 VANGUARD S&P 500 ETF VOO 922908363 $9.5M 0.69% 15,941 SH
32 ISHARES GOLD TRUST IAU 464285204 $8.5M 0.62% 96,218 SH
33 ALPHABET INC CAP STK CL A GOOGL 02079K305 $8.3M 0.60% 28,781 SH
34 ISHARES CORE MSCI EMERGING MARKETS ETF IEMG 46434G103 $8.0M 0.59% 115,379 SH
35 AVANTIS INTERNATIONAL SMALL CAP VALUE ETF AVDV 025072802 $8.0M 0.58% 80,411 SH
36 EXXON MOBIL CORP COM XOM 30231G102 $8.0M 0.58% 46,906 SH
37 AMAZON COM INC COM AMZN 023135106 $7.9M 0.58% 38,016 SH
38 ISHARES MICRO-CAP ETF IWC 464288869 $7.6M 0.55% 47,580 SH
39 CATERPILLAR INC COM CAT 149123101 $7.5M 0.55% 10,611 SH
40 T. ROWE PRICE INTERNATIONAL EQUITY ETF TOUS 87283Q834 $7.5M 0.55% 217,229 SH
41 SCHWAB US DIVIDEND EQUITY ETF SCHD 808524797 $7.3M 0.53% 237,834 SH
42 PROSHARES S&P MIDCAP 400 DIVIDEND ARISTOCRATS ETF REGL 74347B680 $7.1M 0.52% 81,953 SH
43 ISHARES CORE DIVIDEND GROWTH ETF DGRO 46434V621 $6.8M 0.50% 97,415 SH
44 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF VIGI 921946810 $6.8M 0.49% 76,600 SH
45 PROCTER & GAMBLE CO COM PG 742718109 $6.7M 0.49% 46,629 SH
46 WALMART INC COM WMT 931142103 $6.7M 0.49% 54,112 SH
47 FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETF AIRR 33738R704 $6.5M 0.48% 59,076 SH
48 ABBVIE INC COM ABBV 00287Y109 $6.4M 0.46% 29,261 SH
49 SCHWAB U.S. LARGE-CAP GROWTH ETF SCHG 808524300 $6.2M 0.45% 211,473 SH
50 SPDR GOLD SHARES GLD 78463V107 $6.1M 0.45% 14,285 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-05 $1.37B 558 0000200724-26-000003
2025-12-31 2026-01-23 $1.32B 526 0000200724-26-000001