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Novak & Powell Financial Services, Inc. — 13F Holdings & Portfolio

CIK 2011548 · latest 13F-HR filed 2026-08-11

Backtest portfolio

Novak & Powell Financial Services, Inc. manages $212.1M in 13F-reported U.S. long-equity assets across 171 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are QQQ (7.13%), VUG (6.50%), AAPL (5.29%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 15 new positions, exited 7, added to 97, and trimmed 26.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
146 SECOND STREET NORTH
SUITE 310
ST. PETERSBURG, FL 33701
Phone
(727) 451-3440
Filing Manager
Novak & Powell Financial Services, Inc.
ST. PETERSBURG, FL
Signatory
David Novak
Principal / CCO
Loading holdings…
AUM

$212.1M

Long-equity book

Holdings

171

Distinct positions

Period

2026-06-30

Filed 2026-08-11

Q/Q Activity

+15 / −7 / ↑97 / ↓26

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • INVESCO QQQ TR$3.3M +28.1%
  • VANGUARD GROWTH ETF$2.5M +22.1%
  • VANGUARD SHORT TERM COR BD ETF$1.7M +116.5%
  • APPLE INC$1.3M +13.5%
  • FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND$1.3M +55.0%
Show all 97 →

Top Trims

  • VANGUARD SHORT-TERM CORPORATE BOND ETF-$1.6M -58.4%
  • ISHARES GOLD TR ISHARES NEW-$522.8K -15.6%
  • EQUIFAX INCORPORATED-$337.3K -47.3%
  • VANGUARD MID-CAP VALUE ETF-$247.8K -15.8%
  • EXXON MOBIL CORP-$228.9K -21.9%
Show all 26 →

New Positions

  • ADVANCED MICRO DEVICES INCORPORATED$476.3K
  • VANGUARD MID-CAP INDEX FUND ETF SHARES$400.7K
  • ORACLE CORP$399.8K
  • VANGUARD SMALL-CAP INDEX FUND ETF SHARES$394.7K
  • ISHARES CORE MSCI EMERGING MARKETS ETF$362.9K
Show all 15 →

Exited Positions

  • BERKSHIRE HATHAWAY INCORPORATED DEL CLASS A$718.1K
  • VANGUARD SMALL-CAP VALUE ETF$698.9K
  • VANGUARD SMALL-CAP INDEX FUND ETF SHARES$343.4K
  • HONEYWELL INTERNATIONAL INCORPORATED$259.6K
  • JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF$238.2K
Show all 7 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO QQQ TR QQQ 46090E103 $15.1M 7.13% 20,546 SH
2 VANGUARD GROWTH ETF VUG 922908736 $13.8M 6.50% 159,980 SH
3 APPLE INC AAPL 037833100 $11.2M 5.29% 38,819 SH
4 VANGUARD LARGE-CAP ETF VV 922908637 $9.8M 4.61% 28,465 SH
5 STATE STREET SPDR S&P 500 ETF TRUST SPY 78462F103 $7.6M 3.59% 10,212 SH
6 VANGUARD VALUE ETF VTV 922908744 $5.9M 2.77% 27,008 SH
7 VANGUARD TOTAL WORLD STOCK ETF VT 922042742 $5.4M 2.55% 34,457 SH
8 BERKSHIRE HATHAWAY CLASS B BRK.B 084670702 $4.5M 2.14% 9,068 SH
9 MICROSOFT CORP MSFT 594918104 $4.2M 2.00% 11,378 SH
10 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $4.1M 1.91% 17,135 SH
11 STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF DIA 78467X109 $4.0M 1.89% 7,670 SH
12 VANGUARD TOTAL STOCK MARKET ETF VTI 922908769 $3.9M 1.85% 10,612 SH
13 FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND QTEC 337345102 $3.6M 1.71% 10,867 SH
14 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $3.6M 1.71% 46,313 SH
15 VANGUARD SHORT TERM COR BD ETF BSV 921937827 $3.2M 1.50% 40,606 SH
16 ISHARES CORE S&P SMALL-CAP ETF IJR 464287804 $3.1M 1.48% 21,206 SH
17 NVIDIA CORP NVDA 67066G104 $3.1M 1.48% 15,700 SH
18 ISHARES GOLD TR ISHARES NEW IAU 464285204 $2.8M 1.33% 37,469 SH
19 FIRST TRUST DOW JONES INTERNET INDEX FUND FDN 33733E302 $2.8M 1.32% 10,546 SH
20 JOHNSON & JOHNSON JNJ 478160104 $2.6M 1.23% 10,273 SH
21 ISHARES S&P SMALL-CAP 600 VALUE ETF IJS 464287879 $2.3M 1.09% 16,889 SH
22 FIRST TRUST TECHNOLOGY ALPHADEX FUND FXL 33734X176 $2.2M 1.02% 9,922 SH
23 ISHARES S&P SMALL-CAP 600 GROWTH ETF IJT 464287887 $2.1M 1.00% 11,852 SH
24 ISHARES BIOTECHNOLOGY ETF IBB 464287556 $2.1M 0.99% 11,077 SH
25 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $2.1M 0.98% 28,450 SH
26 VANGUARD HEALTH CARE ETF VHT 92204A504 $2.0M 0.93% 6,576 SH
27 ISHARES S&P MID-CAP 400 VALUE ETF IJJ 464287705 $1.9M 0.91% 13,126 SH
28 VANGUARD FTSE EMERGING MARKETS ETF VWO 922042858 $1.9M 0.90% 32,127 SH
29 ISHARES S&P MID-CAP 400 GROWTH ETF IJK 464287606 $1.9M 0.90% 16,244 SH
30 VANGUARD FINANCIALS ETF VFH 92204A405 $1.9M 0.89% 14,325 SH
31 VANGUARD SMALL-CAP GROWTH ETF VBK 922908595 $1.9M 0.87% 5,928 SH
32 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF VCIT 92206C870 $1.8M 0.85% 21,825 SH
33 VANGUARD REAL ESTATE ETF VNQ 922908553 $1.7M 0.79% 17,316 SH
34 VANGUARD MID-CAP GROWTH ETF VOT 922908538 $1.7M 0.78% 5,426 SH
35 VANGUARD FTSE ALL-WORLD EX-US ETF VEU 922042775 $1.7M 0.78% 19,712 SH
36 ENTERPRISE PRODS PART LP EPD 293792107 $1.6M 0.73% 42,385 SH
37 JPMORGAN CHASE & CO JPM 46625H100 $1.5M 0.71% 4,588 SH
38 PROCTER & GAMBLE COMPANY PG 742718109 $1.3M 0.63% 9,174 SH
39 ISHARES TR DOW JONES US ETF IYY 464287846 $1.3M 0.63% 7,332 SH
40 VANGUARD MID-CAP VALUE ETF VOE 922908512 $1.3M 0.62% 6,703 SH
41 BOEING COMPANY BA 097023105 $1.3M 0.60% 5,913 SH
42 VANGUARD UTILITIES ETF VPU 92204A876 $1.2M 0.55% 5,954 SH
43 VANGUARD SHORT-TERM CORPORATE BOND ETF VCSH 92206C409 $1.1M 0.53% 14,278 SH
44 VANGUARD FTSE EUROPE ETF VGK 922042874 $1.1M 0.53% 12,700 SH
45 AMAZON COM INCORPORATED AMZN 023135106 $1.1M 0.52% 4,672 SH
46 QUALCOMM INCORPORATED QCOM 747525103 $1.1M 0.50% 5,766 SH
47 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF FV 33738R605 $990.4K 0.47% 13,052 SH
48 AMGEN INC AMGN 031162100 $973.2K 0.46% 2,687 SH
49 STATE STREET SPDR S&P INTERNATIONAL DIVIDEND ETF DWX 78463X772 $932.6K 0.44% 20,292 SH
50 ECOLAB INCORPORATED ECL 278865100 $875.9K 0.41% 3,144 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-11 $212.1M 171 0002011548-26-000003
2026-03-31 2026-05-14 $185.6M 164 0002011548-26-000002
2025-12-31 2026-02-10 $191.7M 166 0002011548-26-000001
2025-09-30 2025-11-14 $190.2M 163 0002011548-25-000005