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Novak & Powell Financial Services, Inc. — 13F Holdings & Portfolio

CIK 2011548 · latest 13F-HR filed 2026-05-14

Backtest portfolio

Novak & Powell Financial Services, Inc. manages $185.6M in 13F-reported U.S. long-equity assets across 164 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are QQQ (6.36%), VUG (6.08%), AAPL (5.33%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 7 new positions, exited 7, added to 51, and trimmed 43.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$185.6M

Long-equity book

Holdings

164

Distinct positions

Period

2026-03-31

Filed 2026-05-14

Q/Q Activity

+7 / −7 / ↑51 / ↓43

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES TR SP SMCP600VL ETF$1.2M +156.8%
  • VANGUARD MID-CAP VALUE ETF$380.4K +31.9%
  • JOHNSON & JOHNSON$380.0K +17.7%
  • EXXON MOBIL CORPORATION$303.9K +41.1%
  • ISHARES GOLD TR ISHARES NEW$265.7K +8.6%
Show all 51 →

Top Trims

  • VANGUARD GROWTH ETF-$1.5M -11.5%
  • MICROSOFT CORPORATION-$1.4M -24.8%
  • ISHARES TR S&P SML 600 GWT-$1.1M -39.4%
  • VANGUARD SMALL-CAP INDEX FUND ETF SHARES-$1.1M -75.9%
  • APPLE INCORPORATED-$944.4K -8.7%
Show all 43 →

New Positions

  • VANGUARD SMALL-CAP GROWTH ETF$1.0M
  • DIMENSIONAL US SMALL CAP ETF$347.1K
  • CATERPILLAR INCORPORATED$233.6K
  • INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF$222.8K
  • DIMENSIONAL EMERGING CORE EQUITY MARKET ETF$209.7K
Show all 7 →

Exited Positions

  • ORACLE CORPORATION$563.7K
  • BROADRIDGE FINL SOLUTIONS INCORPORATED$257.2K
  • S&P GLOBAL INCORPORATED$238.6K
  • BALL CORP$222.5K
  • BROADCOM INCORPORATED$221.8K
Show all 7 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO QQQ TRUST QQQ 46090E103 $11.8M 6.36% 20,469 SH
2 VANGUARD GROWTH ETF VUG 922908736 $11.3M 6.08% 25,831 SH
3 APPLE INCORPORATED AAPL 037833100 $9.9M 5.33% 38,991 SH
4 VANGUARD LARGE-CAP ETF VV 922908637 $8.6M 4.61% 28,637 SH
5 STATE STREET SPDR S&P 500 ETF TRUST SPY 78462F103 $6.6M 3.58% 10,214 SH
6 VANGUARD VALUE ETF VTV 922908744 $5.3M 2.86% 27,015 SH
7 VANGUARD TOTAL WORLD STOCK ETF VT 922042742 $4.8M 2.58% 34,670 SH
8 MICROSOFT CORPORATION MSFT 594918104 $4.2M 2.28% 11,442 SH
9 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $4.1M 2.19% 18,909 SH
10 STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF DIA 78467X109 $3.7M 1.98% 7,951 SH
11 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW BRK.B 084670702 $3.7M 1.98% 7,654 SH
12 VANGUARD TOTAL STOCK MARKET ETF VTI 922908769 $3.5M 1.87% 10,829 SH
13 ISHARES GOLD TR ISHARES NEW IAU 464285204 $3.4M 1.81% 38,023 SH
14 ISHARES TR CORE S&P MCP ETF IJH 464287507 $2.9M 1.58% 43,520 SH
15 NVIDIA CORPORATION NVDA 67066G104 $2.8M 1.48% 15,783 SH
16 VANGUARD SHORT-TERM CORPORATE BOND ETF VCSH 92206C409 $2.7M 1.46% 34,232 SH
17 ISHARES TR CORE S&P SCP ETF IJR 464287804 $2.5M 1.37% 20,424 SH
18 JOHNSON & JOHNSON JNJ 478160104 $2.5M 1.36% 10,326 SH
19 FIRST TRUST DOW JONES INTERNET INDEX FUND FDN 33733E302 $2.5M 1.35% 10,681 SH
20 FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND QTEC 337345102 $2.3M 1.26% 10,867 SH
21 ISHARES TR SP SMCP600VL ETF IJS 464287879 $2.0M 1.09% 17,067 SH
22 VANGUARD HEALTH CARE ETF VHT 92204A504 $1.7M 0.94% 6,422 SH
23 VANGUARD FTSE EMERGING MARKETS ETF VWO 922042858 $1.7M 0.93% 32,055 SH
24 ISHARES TR S&P SML 600 GWT IJT 464287887 $1.7M 0.92% 11,851 SH
25 ISHARES TR S&P MC 400VL ETF IJJ 464287705 $1.7M 0.92% 12,881 SH
26 VANGUARD FINANCIALS ETF VFH 92204A405 $1.7M 0.91% 13,950 SH
27 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF VCIT 92206C870 $1.7M 0.90% 20,115 SH
28 ISHARES TR S&P MC 400GR ETF IJK 464287606 $1.6M 0.86% 15,927 SH
29 FIRST TRUST TECHNOLOGY ALPHADEX FUND FXL 33734X176 $1.6M 0.86% 10,072 SH
30 ENTERPRISE PRODUCTS PARTNERS L P EPD 293792107 $1.6M 0.85% 41,902 SH
31 VANGUARD MID-CAP VALUE ETF VOE 922908512 $1.6M 0.85% 7,835 SH
32 VANGUARD REAL ESTATE ETF VNQ 922908553 $1.5M 0.82% 17,250 SH
33 VANGUARD SHORT-TERM BOND ETF BSV 921937827 $1.5M 0.79% 18,783 SH
34 VANGUARD FTSE ALL-WORLD EX-US ETF VEU 922042775 $1.5M 0.79% 19,588 SH
35 ISHARES TR ISHARES BIOTECH IBB 464287556 $1.4M 0.76% 8,371 SH
36 VANGUARD MID-CAP GROWTH ETF VOT 922908538 $1.4M 0.74% 5,336 SH
37 JPMORGAN CHASE & COMPANY JPM 46625H100 $1.3M 0.73% 4,582 SH
38 PROCTER & GAMBLE COMPANY PG 742718109 $1.3M 0.71% 9,173 SH
39 BOEING COMPANY BA 097023105 $1.2M 0.64% 6,013 SH
40 VANGUARD UTILITIES ETF VPU 92204A876 $1.2M 0.64% 5,954 SH
41 ISHARES TR DOW JONES US ETF IYY 464287846 $1.2M 0.63% 7,332 SH
42 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $1.1M 0.59% 14,792 SH
43 EXXON MOBIL CORPORATION XOM 30231G102 $1.0M 0.56% 6,146 SH
44 VANGUARD FTSE EUROPE ETF VGK 922042874 $1.0M 0.55% 12,486 SH
45 VANGUARD SMALL-CAP GROWTH ETF VBK 922908595 $1.0M 0.55% 3,357 SH
46 AMGEN INCORPORATED AMGN 031162100 $997.8K 0.54% 2,836 SH
47 AMAZON COM INCORPORATED AMZN 023135106 $981.2K 0.53% 4,711 SH
48 STATE STREET SPDR S&P INTERNATIONAL DIVIDEND ETF DWX 78463X772 $912.0K 0.49% 20,000 SH
49 ECOLAB INCORPORATED ECL 278865100 $836.0K 0.45% 3,143 SH
50 ALERIAN MLP ETF AMLP 00162Q452 $831.9K 0.45% 15,804 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-14 $185.6M 164 0002011548-26-000002
2025-12-31 2026-02-10 $191.7M 166 0002011548-26-000001
2025-09-30 2025-11-14 $190.2M 163 0002011548-25-000005