Symphony Financial Services, Inc. — 13F Holdings & Portfolio
CIK 2031979 · latest 13F-HR filed 2026-05-07
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$194.8M
Long-equity book
Holdings
99
Distinct positions
Period
2026-03-31
Filed 2026-05-07
Q/Q Activity
+5 / −8 / ↑30 / ↓35
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- FIRST TRUST$1.6M +19.0%
- GLOBAL X$767.6K +7.8%
- JANUS DETROIT$619.8K +16.7%
- EXXON MOBIL$485.3K +49.7%
- JPMORGAN U S$449.9K +21.6%
Top Trims
- ISHARES RUSSELL-$922.9K -14.6%
- APPLE INC-$757.6K -9.6%
- MICROSOFT CORP-$689.3K -18.6%
- VISA INC-$637.6K -16.8%
- PACER US-$499.2K -11.5%
New Positions
- FIRST TRUST$511.6K
- MERCK & COMPANY$231.1K
- MARATHON PETROLEUM$230.1K
- CATERPILLAR INC$207.7K
- GABELLI EQUITY$223
Exited Positions
- INTEL CORP$291.2K
- ISHARES MSCI$266.3K
- BOEING COMPANY$223.6K
- FIRST CITIZENS$223.2K
- INTL BUSINESS$219.6K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | PIMCO ENHANCED | PYLD | 72201R585 | $20.6M | 10.59% | 787,442 | SH |
| 2 | FIRST TRUST | BUFR | 33740F755 | $16.6M | 8.52% | 491,555 | SH |
| 3 | PRINCIPAL US | USMC | 74255Y870 | $15.6M | 8.01% | 242,619 | SH |
| 4 | GLOBAL X | PAVE | 37954Y673 | $10.6M | 5.44% | 208,658 | SH |
| 5 | FIRST TRUST | AIRR | 33738R704 | $10.1M | 5.18% | 91,061 | SH |
| 6 | FIRST TRUST | KNG | 33739Q705 | $9.5M | 4.90% | 196,035 | SH |
| 7 | JANUS HENDERSON | JMBS | 47103U852 | $7.6M | 3.90% | 168,065 | SH |
| 8 | APPLE INC | AAPL | 037833100 | $7.1M | 3.66% | 28,099 | SH |
| 9 | ISHARES RUSSELL | IWY | 464289438 | $5.4M | 2.78% | 21,771 | SH |
| 10 | NVIDIA CORP | NVDA | 67066G104 | $5.1M | 2.60% | 29,008 | SH |
| 11 | INVESCO S&P | XMMO | 46137V464 | $4.8M | 2.45% | 32,877 | SH |
| 12 | JANUS DETROIT | JSMD | 47103U209 | $4.3M | 2.23% | 54,722 | SH |
| 13 | ISHARES CORE | ITOT | 464287150 | $4.2M | 2.15% | 29,434 | SH |
| 14 | PACER US | COWZ | 69374H881 | $3.8M | 1.97% | 61,354 | SH |
| 15 | VISA INC | V | 92826C839 | $3.2M | 1.63% | 10,473 | SH |
| 16 | VANECK SEMICONDUCTOR | SMH | 92189F676 | $3.1M | 1.57% | 7,963 | SH |
| 17 | MICROSOFT CORP | MSFT | 594918104 | $3.0M | 1.55% | 8,165 | SH |
| 18 | JANUS HENDERSON | JAAA | 47103U845 | $2.9M | 1.51% | 58,214 | SH |
| 19 | VANGUARD INFORMATION | VGT | 92204A702 | $2.9M | 1.50% | 4,179 | SH |
| 20 | INVESCO QQQ | QQQ | 46090E103 | $2.8M | 1.42% | 4,794 | SH |
| 21 | AMAZON COM | AMZN | 023135106 | $2.6M | 1.33% | 12,421 | SH |
| 22 | JPMORGAN U S | JTEK | 46654Q732 | $2.5M | 1.30% | 31,831 | SH |
| 23 | WISDOMTREE US | DGRW | 97717X669 | $2.5M | 1.30% | 28,723 | SH |
| 24 | ISHARES MSCI | USMV | 46429B697 | $2.3M | 1.18% | 24,765 | SH |
| 25 | ISHARES RUSSELL | IWF | 464287614 | $2.2M | 1.11% | 5,053 | SH |
| 26 | JPMORGAN CHASE | JPM | 46625H100 | $2.1M | 1.05% | 6,987 | SH |
| 27 | EXXON MOBIL | XOM | 30231G102 | $1.5M | 0.75% | 8,614 | SH |
| 28 | STATE STREET | SPHY | 78468R606 | $1.3M | 0.69% | 57,875 | SH |
| 29 | PROFESSIONALLY MANAGED | AKRE | 74316P579 | $1.3M | 0.68% | 24,927 | SH |
| 30 | PLAINS ALL | PAA | 726503105 | $1.2M | 0.60% | 52,258 | SH |
| 31 | BROADCOM INC | AVGO | 11135F101 | $1.1M | 0.58% | 3,656 | SH |
| 32 | ISHARES TECHNOLOGY | IYW | 464287721 | $974.6K | 0.50% | 5,372 | SH |
| 33 | LOCKHEED MARTIN | LMT | 539830109 | $969.7K | 0.50% | 1,605 | SH |
| 34 | ISHARES CORE | IJH | 464287507 | $968.0K | 0.50% | 14,335 | SH |
| 35 | ELI LILLY | LLY | 532457108 | $960.8K | 0.49% | 1,045 | SH |
| 36 | COHEN & STEERS | UTF | 19248A109 | $917.0K | 0.47% | 35,434 | SH |
| 37 | VANGUARD S&P | VOO | 922908363 | $866.5K | 0.44% | 1,450 | SH |
| 38 | COSTCO WHOLESALE | COST | 22160K105 | $850.0K | 0.44% | 853 | SH |
| 39 | INVESCO S&P | SPHQ | 46137V241 | $849.3K | 0.44% | 11,295 | SH |
| 40 | INVESCO S&P | XMHQ | 46137V472 | $834.0K | 0.43% | 8,068 | SH |
| 41 | FIRST TRUST | GRID | 33737A108 | $804.1K | 0.41% | 4,916 | SH |
| 42 | FIRST TRUST | BUFD | 33740U703 | $751.2K | 0.39% | 26,830 | SH |
| 43 | META PLATFORMS | META | 30303M102 | $738.6K | 0.38% | 1,291 | SH |
| 44 | NETFLIX INC | NFLX | 64110L106 | $714.0K | 0.37% | 7,426 | SH |
| 45 | PFIZER INC | PFE | 717081103 | $692.0K | 0.36% | 24,645 | SH |
| 46 | WALMART INC | WMT | 931142103 | $674.3K | 0.35% | 5,426 | SH |
| 47 | ISHARES AEROSPACE | ITA | 464288760 | $628.0K | 0.32% | 2,871 | SH |
| 48 | ALTRIA GROUP | MO | 02209S103 | $596.9K | 0.31% | 9,045 | SH |
| 49 | PROGRESSIVE CORP | PGR | 743315103 | $593.9K | 0.30% | 2,996 | SH |
| 50 | ISHARES U S | IYH | 464287762 | $585.3K | 0.30% | 9,495 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-07 | $194.8M | 99 | 0002031979-26-000002 |
| 2025-12-31 | 2026-02-12 | $195.1M | 102 | 0002031979-26-000001 |