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Symphony Financial Services, Inc. — 13F Holdings & Portfolio

CIK 2031979 · latest 13F-HR filed 2026-07-22

Backtest portfolio

Symphony Financial Services, Inc. manages $222.6M in 13F-reported U.S. long-equity assets across 105 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are BUFR (10.07%), PYLD (8.55%), USMC (8.32%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 12 new positions and exited 6; 59 existing positions rose in reported value and 15 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$222.6M

Long-equity book

Holdings
105

Distinct positions

Period
2026-06-30

Filed 2026-07-22

Q/Q Activity
+12 / −6 / ↑59 / ↓15

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
BUFR10.1% · +25%PYLD8.6% · -9%USMC8.3% · +3%PAVE5.8% · +4%AIRR5.5% · +2%KNG4.7% · +6%AAPL3.6% · -1%JMBS3.4% · +0%IWY3.0% · +6%JSMD2.9% · +18%NVDA2.6% · -1%XMMO2.5% · +1%ITOT2.2% · -0%VGT1.9% · +754%COWZ1.8% · +7%BUFD1.8% · +410%JTEK1.7% · +6%V1.6% · -0%QQQ1.6% · -2%MSFT1.5% · +9%JAAA1.4% · +6%AMZN1.3% · -2%DGRW1.3% · +2%IWF1.1% · +305%JPM1.0% · -3%AVGO0.7% · +7%SPHY0.6% · +0%IYW0.6% · -2%LLY0.6% · +2%AVUV0.6% · newIJH0.5% · +4%PAA0.5% · -3%XOM0.5% · -5%SPHQ0.5% · +1%GRID0.5% · +8%VOO0.4% · 0%UTF0.4% · -4%XMHQ0.4% · +3%DELL0.4% · -6%PSN0.4% · newITA0.4% · +21%LMT0.4% · -2%COST0.4% · 0%CIBR0.3% · +0%META0.3% · -9%PGR0.3% · 0%MO0.3% · -0%WMT0.3% · +0%IYH0.3% · -3%EW0.3% · -2%PFE0.3% · +2%BKCG0.2% · -2%ET0.2% · +0%NFLX0.2% · -7%GEV0.2% · -3%UFOX0.2% · +5%IYE0.2% · +4%MA0.2% · -2%GOOGL0.2% · -4%BUFQ0.2% · +5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 55.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Feb 25, 2026.

Assets Under Management
$428.7M
Discretionary
$344.7M
Employees
7
Accounts
1,312
Address
4100 EMBASSY PARKWAY
SUITE 100
AKRON, OH 44333
Phone
(330) 434-2000
Website
Name Title / Status Ownership Type
KIM, JOHN, Y ControlPRESIDENT
since Jun 2001
75% or moreIndividual
SMALL, CRAIG, MICHAEL ControlVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
since Jun 2008
5–10%Individual
Ownership & leadership changes · 4 filings with changes since Mar 13, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 14, 2025 filing
  • ChangedSMALL, CRAIG, MICHAEL · ownership Less than 5% → 5–10%
Dec 3, 2019 filing
  • ChangedKIM, JOHN, Y · title PRESIDENT AND CHIEF COMPLIANCE OFFICER → PRESIDENT
  • ChangedSMALL, CRAIG, MICHAEL · title VICE PRESIDENT → VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
Mar 18, 2019 filing
  • AddedSMALL, CRAIG, MICHAEL · VICE PRESIDENT · Less than 5% · control person
Feb 13, 2015 filing
  • No longer listedCANFIELD, ROSALIE, JEAN · CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER · Less than 5% · listed since Oct 2004
  • ChangedKIM, JOHN, Y · title PRESIDENT → PRESIDENT AND CHIEF COMPLIANCE OFFICER
Mar 13, 2012 filing (earliest on record)
  • ListedCANFIELD, ROSALIE, JEAN · CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER · Less than 5%
  • ListedKIM, JOHN, Y · PRESIDENT · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 59 →

Top Trims

Show all 15 →

New Positions

Show all 12 →

Exited Positions

Show all 6 →

Symphony Financial Services, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 FIRST TRUST BUFR 33740F755 $22.4M 10.07% 613,484 SH
2 PIMCO ENHANCED PYLD 72201R585 $19.0M 8.55% 717,840 SH
3 PRINCIPAL US USMC 74255Y870 $18.5M 8.32% 249,857 SH
4 GLOBAL X PAVE 37954Y673 $12.8M 5.77% 217,871 SH
5 FIRST TRUST AIRR 33738R704 $12.3M 5.55% 92,672 SH
6 FIRST TRUST KNG 33739Q705 $10.5M 4.72% 207,896 SH
7 APPLE INC AAPL 037833100 $8.1M 3.62% 27,881 SH
8 JANUS HENDERSON JMBS 47103U852 $7.6M 3.40% 168,168 SH
9 ISHARES RUSSELL IWY 464289438 $6.7M 3.01% 23,021 SH
10 JANUS DETROIT JSMD 47103U209 $6.5M 2.94% 64,552 SH
11 NVIDIA CORP NVDA 67066G104 $5.7M 2.57% 28,589 SH
12 INVESCO S&P XMMO 46137V464 $5.6M 2.53% 33,126 SH
13 ISHARES CORE ITOT 464287150 $4.8M 2.16% 29,291 SH
14 VANGUARD INFORMATION VGT 92204A702 $4.3M 1.92% 35,680 SH
15 PACER US COWZ 69374H881 $4.1M 1.84% 65,722 SH
16 FIRST TRUST BUFD 33740U703 $4.1M 1.83% 136,837 SH
17 JPMORGAN U S JTEK 46654Q732 $3.8M 1.70% 33,892 SH
18 VISA INC V 92826C839 $3.6M 1.61% 10,435 SH
19 INVESCO QQQ QQQ 46090E103 $3.5M 1.55% 4,690 SH
20 MICROSOFT CORP MSFT 594918104 $3.3M 1.50% 8,923 SH
21 JANUS HENDERSON JAAA 47103U845 $3.1M 1.40% 61,653 SH
22 AMAZON COM AMZN 023135106 $2.9M 1.30% 12,144 SH
23 WISDOMTREE US DGRW 97717X669 $2.8M 1.25% 29,209 SH
24 ISHARES RUSSELL IWF 464287614 $2.5M 1.14% 20,451 SH
25 JPMORGAN CHASE JPM 46625H100 $2.2M 1.00% 6,769 SH
26 BROADCOM INC AVGO 11135F101 $1.5M 0.66% 3,899 SH
27 STATE STREET SPHY 78468R606 $1.4M 0.61% 58,075 SH
28 ISHARES TECHNOLOGY IYW 464287721 $1.3M 0.60% 5,270 SH
29 ELI LILLY LLY 532457108 $1.3M 0.57% 1,065 SH
30 AVANTIS U S AVUV 025072877 $1.3M 0.57% 10,115 SH
31 ISHARES CORE IJH 464287507 $1.2M 0.52% 14,952 SH
32 PLAINS ALL PAA 726503105 $1.1M 0.51% 50,599 SH
33 EXXON MOBIL XOM 30231G102 $1.1M 0.50% 8,177 SH
34 INVESCO S&P SPHQ 46137V241 $1.0M 0.46% 11,447 SH
35 FIRST TRUST GRID 33737A108 $1.0M 0.46% 5,301 SH
36 VANGUARD S&P VOO 922908363 $995.9K 0.45% 1,450 SH
37 COHEN & STEERS UTF 19248A109 $941.5K 0.42% 34,124 SH
38 INVESCO S&P XMHQ 46137V472 $941.4K 0.42% 8,340 SH
39 DELL TECHNOLOGIES DELL 24703L202 $912.6K 0.41% 2,115 SH
40 PARSONS CORP PSN 70202L102 $864.8K 0.39% 16,507 SH
41 ISHARES AEROSPACE ITA 464288760 $840.5K 0.38% 3,467 SH
42 LOCKHEED MARTIN LMT 539830109 $798.9K 0.36% 1,568 SH
43 COSTCO WHOLESALE COST 22160K105 $798.4K 0.36% 853 SH
44 FIRST TRUST CIBR 33734X846 $662.5K 0.30% 7,373 SH
45 META PLATFORMS META 30303M102 $660.7K 0.30% 1,173 SH
46 PROGRESSIVE CORP PGR 743315103 $654.6K 0.29% 2,996 SH
47 ALTRIA GROUP MO 02209S103 $649.0K 0.29% 9,020 SH
48 WALMART INC WMT 931142103 $614.8K 0.28% 5,429 SH
49 ISHARES U S IYH 464287762 $614.5K 0.28% 9,170 SH
50 EDWARDS LIFESCIENCES EW 28176E108 $603.4K 0.27% 6,670 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-22 $222.6M 105 0002031979-26-000003
2026-03-31 2026-05-07 $194.8M 99 0002031979-26-000002
2025-12-31 2026-02-12 $195.1M 102 0002031979-26-000001
Filer Information
Address
4100 EMBASSY PARKWAY
SUITE 100
AKRON, OH 44333
Phone
(330) 434-2000
Filing Manager
Symphony Financial Services, Inc.
AKRON, OH
Signatory
Craig Small
Vice President