Seros Financial, LLC — 13F Holdings & Portfolio
CIK 2039918 · latest 13F-HR filed 2026-08-13
Seros Financial, LLC manages $192.0M in 13F-reported U.S. long-equity assets across 66 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPMO (14.97%), QQQ (9.55%), XSMO (8.52%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 12 new positions, exited 4, added to 40, and trimmed 9.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 220
TEMPE, AZ 85282
$192.0M
Long-equity book
66
Distinct positions
2026-06-30
Filed 2026-08-13
+12 / −4 / ↑40 / ↓9
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO EXCH TRADED FD TR II$7.8M +37.4%
- INVESCO EXCHANGE TRADED FD T$6.8M +71.7%
- INVESCO QQQ TR$4.0M +28.0%
- SCHWAB STRATEGIC TR$1.5M +12.7%
- INVESCO EXCHANGE TRADED FD T$1.4M +14.6%
Top Trims
- BERKSHIRE HATHAWAY INC DEL-$9.1M -92.2%
- INVESCO EXCH TRADED FD TR II-$251.0K -55.2%
- INNOVATOR ETFS TRUST-$132.2K -36.4%
- ETFIS SER TR I-$88.0K -16.8%
- ISHARES TR-$60.4K -22.1%
New Positions
- AMERICAN CENTY ETF TR$9.9M
- NEOS ETF TRUST$562.2K
- NEOS ETF TRUST$400.3K
- BANK OF AMER CORP$384.1K
- ADVANCED MICRO DEVICES INC$323.0K
Exited Positions
- INVESCO EXCHANGE TRADED FD T$297.5K
- META PLATFORMS INC$260.4K
- GLOBAL X FDS$253.6K
- CREATIVE MEDIA & CMNTY TR$177.8K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO EXCH TRADED FD TR II | SPMO | 46138E339 | $28.7M | 14.97% | 177,943 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $18.3M | 9.55% | 24,888 | SH |
| 3 | INVESCO EXCHANGE TRADED FD T | XSMO | 46137V498 | $16.4M | 8.52% | 174,671 | SH |
| 4 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $13.1M | 6.84% | 473,896 | SH |
| 5 | LEGG MASON ETF INVT | LVHI | 52468L505 | $11.2M | 5.82% | 275,127 | SH |
| 6 | FIRST TR EXCHNG TRADED FD VI | BUFQ | 33740U752 | $10.9M | 5.67% | 277,068 | SH |
| 7 | INVESCO EXCHANGE TRADED FD T | XLG | 46137V233 | $10.8M | 5.62% | 176,305 | SH |
| 8 | AMERICAN CENTY ETF TR | AVLV | 025072349 | $9.9M | 5.18% | 109,073 | SH |
| 9 | FIRST TR EXCH TRADED FD III | FPE | 33739E108 | $9.9M | 5.17% | 555,256 | SH |
| 10 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $9.7M | 5.05% | 265,438 | SH |
| 11 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $5.5M | 2.86% | 186,668 | SH |
| 12 | INNOVATOR ETFS TRUST | BUFF | 45783Y814 | $5.0M | 2.62% | 95,381 | SH |
| 13 | DBX ETF TR | SHYL | 233051283 | $4.9M | 2.56% | 110,581 | SH |
| 14 | VANGUARD BD INDEX FDS | BND | 921937835 | $4.2M | 2.20% | 57,612 | SH |
| 15 | ORION GROUP HLDGS INC | ORN | 68628V308 | $2.8M | 1.48% | 168,704 | SH |
| 16 | PGIM ETF TR | PHYL | 69344A206 | $2.3M | 1.22% | 66,993 | SH |
| 17 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $2.3M | 1.21% | 7,683 | SH |
| 18 | INNOVATOR ETFS TRUST | BUFB | 45783Y756 | $1.9M | 1.01% | 49,188 | SH |
| 19 | VANECK ETF TRUST | SMH | 92189F676 | $1.8M | 0.95% | 2,785 | SH |
| 20 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.5M | 0.80% | 2,056 | SH |
| 21 | APPLE INC | AAPL | 037833100 | $1.3M | 0.68% | 4,541 | SH |
| 22 | VANGUARD BD INDEX FDS | BIV | 921937819 | $1.2M | 0.65% | 16,230 | SH |
| 23 | ISHARES TR | IWY | 464289438 | $1.1M | 0.58% | 3,826 | SH |
| 24 | JOHNSON CONTROLS INTERNATION | JCI | G51502105 | $1.0M | 0.54% | 7,100 | SH |
| 25 | AMAZON COM INC | AMZN | 023135106 | $990.1K | 0.52% | 4,154 | SH |
| 26 | INVESCO EXCH TRADED FD TR II | SPHB | 46138E370 | $934.6K | 0.49% | 6,007 | SH |
| 27 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $852.4K | 0.44% | 1,117 | SH |
| 28 | NVIDIA CORPORATION | NVDA | 67066G104 | $781.6K | 0.41% | 3,906 | SH |
| 29 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $773.1K | 0.40% | 1,545 | SH |
| 30 | TESLA INC | TSLA | 88160R101 | $752.0K | 0.39% | 1,788 | SH |
| 31 | MICROSOFT CORP | MSFT | 594918104 | $733.3K | 0.38% | 1,966 | SH |
| 32 | NEOS ETF TRUST | SPYI | 78433H303 | $562.2K | 0.29% | 10,590 | SH |
| 33 | INNOVATOR ETFS TRUST | PFEB | 45782C417 | $486.8K | 0.25% | 11,305 | SH |
| 34 | VERISK ANALYTICS INC | VRSK | 92345Y106 | $458.5K | 0.24% | 2,554 | SH |
| 35 | ETFIS SER TR I | PFFA | 26923G822 | $436.0K | 0.23% | 21,196 | SH |
| 36 | NEOS ETF TRUST | HYBI | 78433H584 | $400.3K | 0.21% | 8,129 | SH |
| 37 | INNOVATOR ETFS TRUST | NJUL | 45782C276 | $395.6K | 0.21% | 5,109 | SH |
| 38 | ALPHABET INC | GOOGL | 02079K305 | $392.2K | 0.20% | 1,097 | SH |
| 39 | BANK OF AMER CORP | BAC | 060505104 | $384.1K | 0.20% | 6,741 | SH |
| 40 | ISHARES TR | IVE | 464287408 | $377.6K | 0.20% | 1,663 | SH |
| 41 | INNOVATOR ETFS TRUST | BJUL | 45782C789 | $343.5K | 0.18% | 6,325 | SH |
| 42 | BROADCOM INC | AVGO | 11135F101 | $328.6K | 0.17% | 870 | SH |
| 43 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $323.0K | 0.17% | 556 | SH |
| 44 | LAM RESEARCH CORP | LRCX | 512807306 | $312.0K | 0.16% | 720 | SH |
| 45 | ISHARES TR | EEM | 464287234 | $309.4K | 0.16% | 4,523 | SH |
| 46 | INNOVATOR ETFS TRUST | PAPR | 45782C870 | $299.6K | 0.16% | 7,100 | SH |
| 47 | INNOVATOR ETFS TRUST | POCT | 45782C797 | $291.6K | 0.15% | 6,283 | SH |
| 48 | ISHARES TR | IVW | 464287309 | $287.7K | 0.15% | 2,092 | SH |
| 49 | ABBVIE INC | ABBV | 00287Y109 | $286.1K | 0.15% | 1,137 | SH |
| 50 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $274.5K | 0.14% | 293 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-13 | $192.0M | 66 | 0001104659-26-095632 |
| 2026-03-31 | 2026-05-05 | $157.1M | 58 | 0001104659-26-055527 |
| 2025-12-31 | 2026-02-06 | $170.5M | 61 | 0001104659-26-011337 |