Seros Financial, LLC — 13F Holdings & Portfolio
CIK 2039918 · latest 13F-HR filed 2026-05-05
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$157.1M
Long-equity book
Holdings
58
Distinct positions
Period
2026-03-31
Filed 2026-05-05
Q/Q Activity
+6 / −9 / ↑11 / ↓25
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO EXCHANGE TRADED FD T$3.9M +69.2%
- FIRST TR EXCHNG TRADED FD VI$2.0M +29.6%
- FIRST TR EXCHNG TRADED FD VI$1.6M +19.3%
- SCHWAB STRATEGIC TR$752.7K +22.2%
- INNOVATOR ETFS TRUST$584.2K +14.8%
Top Trims
- ISHARES TR-$10.5M -91.1%
- INNOVATOR ETFS TRUST-$6.3M -78.3%
- INVESCO EXCH TRADED FD TR II-$5.8M -21.6%
- INVESCO QQQ TR-$2.6M -15.3%
- BERKSHIRE HATHAWAY INC DEL-$2.0M -17.1%
New Positions
- LEGG MASON ETF INVT$10.9M
- PGIM ETF TR$2.1M
- INVESCO EXCH TRADED FD TR II$454.4K
- INVESCO EXCHANGE TRADED FD T$297.5K
- MOTOROLA SOLUTIONS INC$220.5K
Exited Positions
- INVESCO EXCH TRADED FD TR II$1.5M
- VANGUARD INDEX FDS$484.8K
- INVESCO EXCH TRD SLF IDX FD$483.2K
- ISHARES TR$421.4K
- ORACLE CORP$303.8K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO EXCH TRADED FD TR II | SPMO | 46138E339 | $20.9M | 13.31% | 186,556 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $14.3M | 9.11% | 24,799 | SH |
| 3 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $11.6M | 7.41% | 470,590 | SH |
| 4 | LEGG MASON ETF INVT | LVHI | 52468L505 | $10.9M | 6.96% | 269,612 | SH |
| 5 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $9.9M | 6.29% | 20,622 | SH |
| 6 | FIRST TR EXCHNG TRADED FD VI | BUFQ | 33740U752 | $9.6M | 6.12% | 272,124 | SH |
| 7 | INVESCO EXCHANGE TRADED FD T | XSMO | 46137V498 | $9.5M | 6.06% | 125,274 | SH |
| 8 | INVESCO EXCHANGE TRADED FD T | XLG | 46137V233 | $9.4M | 6.00% | 172,669 | SH |
| 9 | FIRST TR EXCH TRADED FD III | FPE | 33739E108 | $9.2M | 5.86% | 518,453 | SH |
| 10 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $8.8M | 5.59% | 260,144 | SH |
| 11 | DBX ETF TR | SHYL | 233051283 | $4.6M | 2.91% | 102,845 | SH |
| 12 | INNOVATOR ETFS TRUST | BUFF | 45783Y814 | $4.5M | 2.88% | 91,681 | SH |
| 13 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $4.1M | 2.64% | 161,616 | SH |
| 14 | VANGUARD BD INDEX FDS | BND | 921937835 | $4.0M | 2.53% | 54,082 | SH |
| 15 | PGIM ETF TR | PHYL | 69344A206 | $2.1M | 1.36% | 61,709 | SH |
| 16 | ORION GROUP HLDGS INC | ORN | 68628V308 | $1.8M | 1.17% | 168,704 | SH |
| 17 | INNOVATOR ETFS TRUST | BUFB | 45783Y756 | $1.8M | 1.12% | 48,854 | SH |
| 18 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.4M | 0.87% | 2,105 | SH |
| 19 | VANGUARD BD INDEX FDS | BIV | 921937819 | $1.2M | 0.75% | 15,247 | SH |
| 20 | APPLE INC | AAPL | 037833100 | $1.2M | 0.74% | 4,560 | SH |
| 21 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $1.0M | 0.67% | 4,408 | SH |
| 22 | ISHARES TR | IWY | 464289438 | $1.0M | 0.66% | 4,137 | SH |
| 23 | VANECK ETF TRUST | SMH | 92189F676 | $930.1K | 0.59% | 2,426 | SH |
| 24 | JOHNSON CONTROLS INTERNATION | JCI | G51502105 | $929.7K | 0.59% | 7,100 | SH |
| 25 | AMAZON COM INC | AMZN | 023135106 | $825.8K | 0.53% | 3,965 | SH |
| 26 | INVESCO EXCH TRADED FD TR II | SPHB | 46138E370 | $754.5K | 0.48% | 6,507 | SH |
| 27 | NVIDIA CORPORATION | NVDA | 67066G104 | $752.9K | 0.48% | 4,317 | SH |
| 28 | MICROSOFT CORP | MSFT | 594918104 | $682.9K | 0.43% | 1,845 | SH |
| 29 | TESLA INC | TSLA | 88160R101 | $666.9K | 0.42% | 1,794 | SH |
| 30 | INNOVATOR ETFS TRUST | PFEB | 45782C417 | $542.2K | 0.35% | 13,520 | SH |
| 31 | ETFIS SER TR I | PFFA | 26923G822 | $524.0K | 0.33% | 25,736 | SH |
| 32 | INVESCO EXCH TRADED FD TR II | RWK | 46138G672 | $454.4K | 0.29% | 3,543 | SH |
| 33 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $438.0K | 0.28% | 1,122 | SH |
| 34 | VERISK ANALYTICS INC | VRSK | 92345Y106 | $421.6K | 0.27% | 2,222 | SH |
| 35 | INNOVATOR ETFS TRUST | NJUL | 45782C276 | $364.9K | 0.23% | 5,109 | SH |
| 36 | INNOVATOR ETFS TRUST | PMAY | 45782C318 | $362.7K | 0.23% | 9,082 | SH |
| 37 | ISHARES TR | IVE | 464287408 | $351.1K | 0.22% | 1,663 | SH |
| 38 | ALPHABET INC | GOOGL | 02079K305 | $322.5K | 0.21% | 1,121 | SH |
| 39 | INNOVATOR ETFS TRUST | BJUL | 45782C789 | $308.6K | 0.20% | 6,211 | SH |
| 40 | SHOPIFY INC | SHOP | 82509L107 | $303.2K | 0.19% | 2,556 | SH |
| 41 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $297.5K | 0.19% | 1,550 | SH |
| 42 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $276.3K | 0.18% | 277 | SH |
| 43 | INNOVATOR ETFS TRUST | PAPR | 45782C870 | $275.8K | 0.18% | 6,930 | SH |
| 44 | ISHARES TR | IVV | 464287200 | $273.0K | 0.17% | 418 | SH |
| 45 | INNOVATOR ETFS TRUST | PSEP | 45782C656 | $271.1K | 0.17% | 6,296 | SH |
| 46 | BROADCOM INC | AVGO | 11135F101 | $265.9K | 0.17% | 859 | SH |
| 47 | ISHARES TR | IVW | 464287309 | $264.9K | 0.17% | 2,342 | SH |
| 48 | INNOVATOR ETFS TRUST | POCT | 45782C797 | $264.4K | 0.17% | 6,132 | SH |
| 49 | META PLATFORMS INC | META | 30303M102 | $260.4K | 0.17% | 455 | SH |
| 50 | GLOBAL X FDS | AUSF | 37954Y574 | $253.6K | 0.16% | 5,245 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-05 | $157.1M | 58 | 0001104659-26-055527 |
| 2025-12-31 | 2026-02-06 | $170.5M | 61 | 0001104659-26-011337 |