Berkeley, Inc — 13F Holdings & Portfolio
CIK 2051965 · latest 13F-HR filed 2026-07-24
Berkeley, Inc manages $318.7M in 13F-reported U.S. long-equity assets across 86 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IDHQ (9.12%), DSTL (6.79%), V (5.69%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 7 new positions and exited 2; 49 existing positions rose in reported value and 12 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$318.7M
Long-equity book
Holdings
86
Distinct positions
Period
2026-06-30
Filed 2026-07-24
Q/Q Activity
+7 / −2 / ↑49 / ↓12
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26IDHQ9.1% · +1%DSTL6.8% · -1%V5.7% · +0%IUS4.8% · +8%OPPJ4.1% · +2%GOOGL3.9% · -1%MKL3.5% · +5%NVR3.0% · -27%EVMO3.0% · -7%IHDG2.9% · -0%AMZN2.9% · +0%SPGI2.6% · +2%DDLS2.6% · +2%MSFT2.5% · +1%SSD2.5% · -0%DXJ2.5% · +1%LOW2.5% · -1%MA2.4% · +34%ONEV2.4% · +2%XMHQ2.2% · +1%SPHQ2.1% · +2%DSMC1.8% · -2%IVV1.7% · -1%SCHD1.7% · -2%SCHX1.4% · -0%PAYC1.3% · -4%ROST1.3% · -0%QLTI1.1% · -4%MEDP1.1% · +12%INTU0.8% · +65%CPRT0.8% · newDGRW0.8% · -24%MORN0.7% · -2%VOO0.7% · -1%AVDV0.7% · +32%QLTY0.6% · +2%DBEU0.5% · -1%VTI0.5% · -3%AAPL0.5% · +1%ZTS0.5% · -1%HSCZ0.4% · 0%SCZ0.4% · -6%SCHY0.3% · +0%ULTA0.3% · -2%TJX0.3% · 0%VBR0.3% · -3%VOE0.3% · 0%BPRE0.3% · -18%HEFA0.3% · 0%DBEF0.3% · -1%DFAT0.2% · +4%EUDG0.2% · 0%SDY0.2% · 0%SCHA0.2% · 0%IWS0.2% · -5%PAYX0.2% · -33%IWN0.2% · -1%IEFA0.2% · +0%WSE0.2% · newUSMV0.2% · 0%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 46.8%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jun 8, 2026.
Assets Under Management
$3.06B
Discretionary
$1.60B
Employees
57
Accounts
5
Address
1111 BROADWAY
SUITE 1670
OAKLAND, CA 94607
SUITE 1670
OAKLAND, CA 94607
Phone
(415) 295-8075
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BERKELEY PARTNERS GROUP, LLC Control | MEMBER since Jan 2017 | 75% or more | Domestic Entity |
| HOLMBERG, ANDREW, CENTRE Control | PARTNER since Feb 2022 | Less than 5% | Individual |
| NOVAK, MATTHEW, JAMES Control | PARTNER since Jan 2017 | Less than 5% | Individual |
| SIDHU, BAHAAR, GARCHA Control | PARTNER/CFO/CCO since Jul 2017 | Less than 5% | Individual |
| SNEGG, AARON, DANIEL Control | MANAGING PARTNER since May 2016 | Less than 5% | Individual |
| AZUL HOLDINGS, LLC Control Indirect owner via BERKELEY ADVISORS GROUP, LLC | MEMBER since Jan 2012 | 75% or more | Domestic Entity |
| BERKELEY ADVISORS GROUP, LLC Control Indirect owner via BERKELEY PARTNERS GROUP, LLC | MEMBER since Jan 2017 | 75% or more | Domestic Entity |
| INDUSTRY CAPITAL HOLDINGS, LLC Control Indirect owner via INDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC | MEMBER since Jan 2010 | 50–75% | Domestic Entity |
| INDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC Control Indirect owner via BERKELEY ADVISORS GROUP, LLC | MEMBER since May 2005 | 25–50% | Domestic Entity |
| SNEGG, AARON, DANIEL Control Indirect owner via AZUL HOLDINGS, LLC | MEMBER since Dec 2011 | 75% or more | Individual |
Ownership & leadership changes · 9 filings with changes since Jun 30, 2016
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jun 8, 2026 filing
- No longer listedWERTHEIMER, DOUGLAS, STEPHEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since May 2016
- ChangedSIDHU, BAHAAR, GARCHA · title PARTNER → PARTNER/CFO/CCO
Mar 31, 2025 filing
- ChangedNOVAK, MATTHEW, JAMES · title MANAGER → PARTNER
- ChangedSIDHU, BAHAAR, GARCHA · title CHIEF OPERATING OFFICER → PARTNER
- ChangedSNEGG, AARON, DANIEL · title MANAGER → MANAGING PARTNER
- ChangedWERTHEIMER, DOUGLAS, STEPHEN · title MANAGER & CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER
Mar 31, 2023 filing
- No longer listedINDUSTRY CAPITAL MANAGEMENT, LLC · MEMBER · 75% or more · indirect via INDUSTRY CAPITAL HOLDINGS, LLC · control person · listed since Nov 2009
- AddedHOLMBERG, ANDREW, CENTRE · PARTNER · Less than 5% · control person
- AddedSIDHU, BAHAAR, GARCHA · CHIEF OPERATING OFFICER · Less than 5% · control person
- ChangedAZUL HOLDINGS, LLC · indirect via BERKELEY ADVISORS GROUP, LLC: ownership 50–75% → 75% or more
Mar 31, 2022 filing
- No longer listedVILLARINA FAMILY REVOCABLE INTER VIVOS TRUST DTD 2/2/2011 · MEMBER · 50–75% · indirect via INDUSTRY CAPITAL MANAGEMENT, LLC · control person · listed since Apr 2013
- No longer listedVILLARINA, JENNIFER, SWANY · TRUSTEE · General partner, trustee or manager · indirect via VILLARINA FAMILY REVOCABLE INTER VIVOS TRUST DTD 2/2/2011 · control person · listed since Feb 2011
- No longer listedVILLARINA, NORMAN, DINO · TRUSTEE · General partner, trustee or manager · indirect via VILLARINA FAMILY REVOCABLE INTER VIVOS TRUST DTD 2/2/2011 · control person · listed since Feb 2011
- No longer listedWERTHEIMER, DOUGLAS, STEPHEN · MEMBER · 50–75% · indirect via INDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC · control person · listed since Jan 2010
Mar 30, 2020 filing
- No longer listedVILLARINA, NORMAN, DINO · MANAGER · Less than 5% · control person · listed since May 2016
Jan 23, 2019 filing
- ChangedINDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC · indirect via BERKELEY ADVISORS GROUP, LLC: ownership 50–75% → 25–50%
Jul 30, 2018 filing
- No longer listedBERKELEY ADVISORS GROUP, LLC · OWNER · 75% or more · control person · listed since Sep 2014
- No longer listedLEONIDAS HOLDINGS, LLC · MEMBER · 75% or more · indirect via INDUSTRY CAPITAL MANAGEMENT, LLC · control person · listed since Dec 2008
- No longer listedVILLARINA, NORMAN, DINO · MEMBER · 75% or more · indirect via LEONIDAS HOLDINGS, LLC · control person · listed since Dec 2008
- AddedBERKELEY ADVISORS GROUP, LLC · MEMBER · 75% or more · indirect via BERKELEY PARTNERS GROUP, LLC · control person
- AddedBERKELEY PARTNERS GROUP, LLC · MEMBER · 75% or more · control person
- AddedNOVAK, MATTHEW, JAMES · MANAGER · Less than 5% · control person
- AddedVILLARINA FAMILY REVOCABLE INTER VIVOS TRUST DTD 2/2/2011 · MEMBER · 50–75% · indirect via INDUSTRY CAPITAL MANAGEMENT, LLC · control person
- AddedVILLARINA, JENNIFER, SWANY · TRUSTEE · General partner, trustee or manager · indirect via VILLARINA FAMILY REVOCABLE INTER VIVOS TRUST DTD 2/2/2011 · control person
- AddedVILLARINA, NORMAN, DINO · TRUSTEE · General partner, trustee or manager · indirect via VILLARINA FAMILY REVOCABLE INTER VIVOS TRUST DTD 2/2/2011 · control person
- ChangedAZUL HOLDINGS, LLC · indirect via BERKELEY ADVISORS GROUP, LLC: ownership 25–50% → 50–75%
- ChangedINDUSTRY CAPITAL MANAGEMENT, LLC · indirect via INDUSTRY CAPITAL HOLDINGS, LLC: ownership 50–75% → 75% or more
- ChangedINDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC · indirect via BERKELEY ADVISORS GROUP, LLC: ownership 25–50% → 50–75%
Mar 31, 2017 filing
- AddedSNEGG, AARON, DANIEL · MANAGER · Less than 5% · control person
- AddedVILLARINA, NORMAN, DINO · MANAGER · Less than 5% · control person
- ChangedWERTHEIMER, DOUGLAS, STEPHEN · title CHIEF COMPLIANCE OFFICER → MANAGER & CHIEF COMPLIANCE OFFICER
Nov 10, 2016 filing
- AddedAZUL HOLDINGS, LLC · MEMBER · 25–50% · indirect via BERKELEY ADVISORS GROUP, LLC · control person
- AddedSNEGG, AARON, DANIEL · MEMBER · 75% or more · indirect via AZUL HOLDINGS, LLC · control person
- ChangedINDUSTRY CAPITAL HOLDINGS, LLC · indirect via INDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC: title OWNER → MEMBER
- ChangedINDUSTRY CAPITAL MANAGEMENT, LLC · indirect via INDUSTRY CAPITAL HOLDINGS, LLC: title OWNER → MEMBER
- ChangedINDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC · indirect via BERKELEY ADVISORS GROUP, LLC: title OWNER → MEMBER
- ChangedLEONIDAS HOLDINGS, LLC · indirect via INDUSTRY CAPITAL MANAGEMENT, LLC: title OWNER → MEMBER
- ChangedVILLARINA, NORMAN, DINO · indirect via LEONIDAS HOLDINGS, LLC: title OWNER → MEMBER
- ChangedWERTHEIMER, DOUGLAS, STEPHEN · indirect via INDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC: title OWNER → MEMBER
Jun 30, 2016 filing (earliest on record)
- ListedBERKELEY ADVISORS GROUP, LLC · OWNER · 75% or more · control person
- ListedINDUSTRY CAPITAL HOLDINGS, LLC · OWNER · 50–75% · indirect via INDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC · control person
- ListedINDUSTRY CAPITAL MANAGEMENT, LLC · OWNER · 50–75% · indirect via INDUSTRY CAPITAL HOLDINGS, LLC · control person
- ListedINDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC · OWNER · 25–50% · indirect via BERKELEY ADVISORS GROUP, LLC · control person
- ListedLEONIDAS HOLDINGS, LLC · OWNER · 75% or more · indirect via INDUSTRY CAPITAL MANAGEMENT, LLC · control person
- ListedVILLARINA, NORMAN, DINO · OWNER · 75% or more · indirect via LEONIDAS HOLDINGS, LLC · control person
- ListedWERTHEIMER, DOUGLAS, STEPHEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedWERTHEIMER, DOUGLAS, STEPHEN · OWNER · 50–75% · indirect via INDUSTRY CAPITAL REAL ESTATE PARTNERS, LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- INVESCO EXCH TRADED FD TR II$5.8M +24.9%
- INVESCO EXCH TRD SLF IDX FD$2.8M +22.3%
- ALPHABET INC$2.3M +23.3%
- VISA INC$2.2M +14.1%
- MASTERCARD INCORPORATED$2.1M +37.4%
Top Trims
- NVR INC-$3.2M -24.9%
- ZOETIS INC-$978.7K -39.7%
- MORGAN STANLEY ETF TRUST-$755.8K -7.4%
- LOWES COS INC-$628.5K -7.4%
- WILLIAMS SONOMA INC-$557.0K -63.9%
New Positions
- COPART INC$2.6M
- WISE GROUP PLC$495.1K
- INTEL CORP$347.5K
- MICRON TECHNOLOGY INC$346.3K
- MARVELL TECHNOLOGY INC$213.9K
Berkeley, Inc Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO EXCH TRADED FD TR II | IDHQ | 46138E214 | $29.1M | 9.12% | 664,929 | SH |
| 2 | ETF SER SOLUTIONS | DSTL | 26922A321 | $21.7M | 6.79% | 361,477 | SH |
| 3 | VISA INC | V | 92826C839 | $18.1M | 5.69% | 52,823 | SH |
| 4 | INVESCO EXCH TRD SLF IDX FD | IUS | 46138J742 | $15.3M | 4.81% | 233,733 | SH |
| 5 | WISDOMTREE TR | OPPJ | 97717W521 | $13.1M | 4.12% | 227,790 | SH |
| 6 | ALPHABET INC | GOOGL | 02079K305 | $12.3M | 3.87% | 34,543 | SH |
| 7 | MARKEL GROUP INC | MKL | 570535104 | $11.1M | 3.49% | 5,694 | SH |
| 8 | NVR INC | NVR | 62944T105 | $9.6M | 3.00% | 1,402 | SH |
| 9 | MORGAN STANLEY ETF TRUST | EVMO | 61774R767 | $9.5M | 2.97% | 189,627 | SH |
| 10 | WISDOMTREE TR | IHDG | 97717X594 | $9.3M | 2.92% | 177,474 | SH |
| 11 | AMAZON COM INC | AMZN | 023135106 | $9.3M | 2.90% | 38,836 | SH |
| 12 | S&P GLOBAL INC | SPGI | 78409V104 | $8.4M | 2.64% | 20,679 | SH |
| 13 | WISDOMTREE TR | DDLS | 97717X271 | $8.3M | 2.61% | 189,056 | SH |
| 14 | MICROSOFT CORP | MSFT | 594918104 | $7.9M | 2.49% | 21,272 | SH |
| 15 | SIMPSON MFG INC | SSD | 829073105 | $7.9M | 2.48% | 37,728 | SH |
| 16 | WISDOMTREE TR | DXJ | 97717W851 | $7.8M | 2.46% | 45,188 | SH |
| 17 | LOWES COS INC | LOW | 548661107 | $7.8M | 2.45% | 35,439 | SH |
| 18 | MASTERCARD INCORPORATED | MA | 57636Q104 | $7.8M | 2.44% | 15,131 | SH |
| 19 | SPDR SERIES TRUST | ONEV | 78468R754 | $7.6M | 2.39% | 53,132 | SH |
| 20 | INVESCO EXCHANGE TRADED FD T | XMHQ | 46137V472 | $7.0M | 2.19% | 61,771 | SH |
| 21 | INVESCO EXCHANGE TRADED FD T | SPHQ | 46137V241 | $6.8M | 2.14% | 75,790 | SH |
| 22 | ETF SER SOLUTIONS | DSMC | 26922B667 | $5.8M | 1.81% | 142,797 | SH |
| 23 | ISHARES TR | IVV | 464287200 | $5.4M | 1.70% | 7,246 | SH |
| 24 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $5.4M | 1.69% | 169,985 | SH |
| 25 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $4.5M | 1.43% | 154,416 | SH |
| 26 | PAYCOM SOFTWARE INC | PAYC | 70432V102 | $4.1M | 1.30% | 32,887 | SH |
| 27 | ROSS STORES INC | ROST | 778296103 | $4.0M | 1.25% | 18,782 | SH |
| 28 | GMO ETF TRUST | QLTI | 90139K308 | $3.6M | 1.14% | 134,347 | SH |
| 29 | MEDPACE HLDGS INC | MEDP | 58506Q109 | $3.4M | 1.07% | 6,431 | SH |
| 30 | INTUIT | INTU | 461202103 | $2.7M | 0.84% | 10,304 | SH |
| 31 | COPART INC | CPRT | 217204106 | $2.6M | 0.81% | 91,289 | SH |
| 32 | WISDOMTREE TR | DGRW | 97717X669 | $2.5M | 0.80% | 26,590 | SH |
| 33 | MORNINGSTAR INC | MORN | 617700109 | $2.4M | 0.74% | 15,202 | SH |
| 34 | VANGUARD INDEX FDS | VOO | 922908363 | $2.2M | 0.70% | 3,246 | SH |
| 35 | AMERICAN CENTY ETF TR | AVDV | 025072802 | $2.1M | 0.66% | 20,273 | SH |
| 36 | GMO ETF TRUST | QLTY | 90139K100 | $1.8M | 0.56% | 42,895 | SH |
| 37 | DBX ETF TR | DBEU | 233051853 | $1.7M | 0.52% | 30,630 | SH |
| 38 | VANGUARD INDEX FDS | VTI | 922908769 | $1.6M | 0.51% | 4,373 | SH |
| 39 | APPLE INC | AAPL | 037833100 | $1.5M | 0.47% | 5,200 | SH |
| 40 | ZOETIS INC | ZTS | 98978V103 | $1.5M | 0.47% | 20,687 | SH |
| 41 | ISHARES TR | HSCZ | 46435G839 | $1.3M | 0.42% | 30,950 | SH |
| 42 | ISHARES TR | SCZ | 464288273 | $1.2M | 0.37% | 14,218 | SH |
| 43 | SCHWAB STRATEGIC TR | SCHY | 808524672 | $1.1M | 0.34% | 34,259 | SH |
| 44 | ULTA BEAUTY INC | ULTA | 90384S303 | $1.0M | 0.33% | 2,305 | SH |
| 45 | TJX COS INC NEW | TJX | 872540109 | $974.1K | 0.31% | 6,430 | SH |
| 46 | VANGUARD INDEX FDS | VBR | 922908611 | $921.7K | 0.29% | 3,793 | SH |
| 47 | VANGUARD INDEX FDS | VOE | 922908512 | $898.5K | 0.28% | 4,547 | SH |
| 48 | BLUEROCK PVT REAL ESTATE FD | BPRE | 09631P102 | $839.2K | 0.26% | 64,501 | SH |
| 49 | ISHARES TR | HEFA | 46434V803 | $836.3K | 0.26% | 17,823 | SH |
| 50 | DBX ETF TR | DBEF | 233051200 | $809.7K | 0.25% | 14,821 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-24 | $318.7M | 86 | 0002051965-26-000003 |
| 2026-03-31 | 2026-04-24 | $298.1M | 81 | 0002051965-26-000002 |
| 2025-12-31 | 2026-01-26 | $314.5M | 79 | 0002051965-26-000001 |
Filer Information
Address
3778 PLANTATION RIVER DRIVESUITE 102
BOISE, ID 83703
Phone
(208) 853-6980
Filing Manager
Berkeley, Inc
Boise, ID
Signatory
Megan Parrish
CCO