Top Institutional Investors

Total Wealth Planning & Management, Inc. — 13F Holdings & Portfolio

CIK 2058383 · latest 13F-HR filed 2026-10-23

Backtest portfolio

Total Wealth Planning & Management, Inc. manages $134.6M in 13F-reported U.S. long-equity assets across 199 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AAPL (3.46%), MSFT (2.74%), AMZN (2.52%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 17 new positions and exited 32; 36 existing positions rose in reported value and 75 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$134.6M

Long-equity book

Holdings
199

Distinct positions

Period
2026-09-30

Filed 2026-10-23

Q/Q Activity
+17 / −32 / ↑36 / ↓75

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
AAPL3.7% · -8%MSFT2.9% · -2%AMZN2.7% · +1%MU2.7% · -19%JPM2.0% · -2%GOOGL2.0% · +0%FDS1.9% · 0%NVDA1.9% · +0%LNG1.6% · -34%QQQ1.6% · -2%XLK1.4% · -4%JKHY1.2% · newPFE1.2% · +8%MDT1.2% · newAMLP1.2% · +8%META1.2% · -11%AVGO1.2% · -0%KR1.2% · newITA1.1% · -1%HD1.1% · -1%VZ1.0% · -6%KLIC1.0% · -11%DLR1.0% · +5%MRK0.9% · -3%GLD0.9% · +1%WCC0.9% · -2%JNJ0.9% · -1%CVX0.8% · -6%HEI0.8% · -2%OMC0.8% · -9%J0.8% · +8%WMT0.8% · +4%GILD0.8% · -35%RTX0.8% · +4%NRG0.8% · +2%T0.8% · -0%MPC0.8% · -10%A0.8% · -1%VLO0.8% · -2%IP0.8% · -3%DVN0.7% · +14%UNM0.7% · -10%C0.7% · -9%STM0.7% · 0%CHI0.7% · 0%ITRN0.7% · -0%SCHW0.7% · -26%CAH0.7% · -5%BX0.7% · -0%CRWD0.7% · +240%LMT0.7% · +13%GE0.6% · -31%V0.6% · +1%GSK0.6% · +5%ROAD0.6% · -3%AG0.6% · -1%UBER0.6% · +7%MLI0.6% · +104%DY0.6% · -9%HII0.6% · +23%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 23%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Dec 26, 2025.

Assets Under Management
$1.18B
Discretionary
$1.11B
Employees
20
Accounts
2,989
Address
4665 CORNELL RD.
STE. 160
CINCINNATI, OH 45241
Phone
(513) 984-6696
Website
Name Title / Status Ownership Type
LEMMONS, ROBERT, JOSEPH ControlMEMBER
since Jan 2015
25–50%Individual
SIEGMANN, ROBERT, NORMAN ControlCCO AND MEMBER
since Jan 2015
25–50%Individual
WILDER, DAVID, DEAN ControlMEMBER
since Jan 2015
25–50%Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 36 →

Top Trims

Show all 75 →

New Positions

Show all 17 →

Exited Positions

Show all 32 →

Total Wealth Planning & Management, Inc. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $4.7M 3.46% 13,986 SH
2 MICROSOFT CORP MSFT 594918104 $3.7M 2.74% 7,191 SH
3 AMAZON COM INC AMZN 023135106 $3.4M 2.52% 13,607 SH
4 MICRON TECHNOLOGY INC MU 595112103 $3.4M 2.49% 3,149 SH
5 JPMORGAN CHASE & CO JPM 46625H100 $2.5M 1.89% 7,682 SH
6 ALPHABET INC GOOGL 02079K305 $2.5M 1.87% 7,326 SH
7 FACTSET RESH SYS INC FDS 303075105 $2.4M 1.80% 8,993 SH
8 NVIDIA CORPORATION NVDA 67066G104 $2.4M 1.76% 10,400 SH
9 CHENIERE ENERGY INC LNG 16411R208 $2.0M 1.48% 7,429 SH
10 INVESCO QQQ TR QQQ 46090E103 $2.0M 1.46% 2,665 SH
11 SELECT SECTOR SPDR TR XLK 81369Y803 $1.7M 1.28% 8,791 SH
12 HENRY JACK & ASSOC INC JKHY 426281101 $1.5M 1.14% 10,689 SH
13 PFIZER INC PFE 717081103 $1.5M 1.13% 53,407 SH
14 MEDTRONIC PLC MDT G5960L103 $1.5M 1.11% 17,357 SH
15 ALPS ETF TR AMLP 00162Q452 $1.5M 1.11% 28,796 SH
16 META PLATFORMS INC META 30303M102 $1.5M 1.10% 2,044 SH
17 BROADCOM INC AVGO 11135F101 $1.5M 1.09% 4,188 SH
18 KROGER CO KR 501044101 $1.5M 1.09% 24,940 SH
19 ISHARES TR ITA 464288760 $1.4M 1.05% 6,831 SH
20 HOME DEPOT INC HD 437076102 $1.4M 1.01% 4,776 SH
21 VERIZON COMMUNICATIONS INC VZ 92343V104 $1.3M 0.97% 28,487 SH
22 KULICKE & SOFFA INDS INC KLIC 501242101 $1.3M 0.93% 13,307 SH
23 DIGITAL RLTY TR INC DLR 253868103 $1.2M 0.93% 7,104 SH
24 MERCK & CO INC MRK 58933Y105 $1.2M 0.89% 8,200 SH
25 SPDR GOLD TR GLD 78463V107 $1.2M 0.87% 3,088 SH
26 WESCO INTL INC WCC 95082P105 $1.1M 0.84% 3,139 SH
27 JOHNSON & JOHNSON JNJ 478160104 $1.1M 0.80% 4,064 SH
28 CHEVRON CORPORATION CVX 166764100 $1.1M 0.79% 5,189 SH
29 HEICO CORP NEW HEI 422806109 $1.1M 0.78% 3,483 SH
30 OMNICOM GROUP INC OMC 681919106 $1.1M 0.78% 14,324 SH
31 JACOBS SOLUTIONS INC J 46982L108 $1.0M 0.78% 7,715 SH
32 WALMART INC WMT 931142103 $1.0M 0.77% 9,934 SH
33 GILEAD SCIENCES INC GILD 375558103 $1.0M 0.75% 6,746 SH
34 RTX CORPORATION RTX 75513E101 $974.8K 0.72% 5,251 SH
35 MICROSOFT CORP Put MSFT 594918104 $974.5K 0.72% 1,900 SH
36 NRG ENERGY INC NRG 629377508 $973.0K 0.72% 10,173 SH
37 AT&T INC T 00206R102 $972.5K 0.72% 39,858 SH
38 MARATHON PETE CORP MPC 56585A102 $970.8K 0.72% 2,455 SH
39 AGILENT TECHNOLOGIES INC A 00846U101 $963.4K 0.72% 5,591 SH
40 VALERO ENERGY CORP VLO 91913Y100 $950.8K 0.71% 2,453 SH
41 INTERNATIONAL PAPER CO IP 460146103 $945.6K 0.70% 28,507 SH
42 DEVON ENERGY CORP NEW DVN 25179M103 $931.9K 0.69% 20,240 SH
43 UNUM GROUP UNM 91529Y106 $929.5K 0.69% 10,595 SH
44 CITIGROUP INC C 172967424 $907.7K 0.67% 7,010 SH
45 STMICROELECTRONICS N V STM 861012102 $898.0K 0.67% 16,830 SH
46 CALAMOS CONV OPPORTUNITIES & CHI 128117108 $881.0K 0.65% 77,082 SH
47 ITURAN LOCATION AND CONTROL ITRN M6158M104 $876.2K 0.65% 17,106 SH
48 CHARLES SCHWAB CORP (THE) SCHW 808513105 $861.6K 0.64% 8,815 SH
49 CARDINAL HEALTH INC CAH 14149Y108 $856.8K 0.64% 3,851 SH
50 BLACKSTONE INC BX 09260D107 $845.0K 0.63% 7,539 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-23 $134.6M 199 0002085853-26-001284
2026-06-30 2026-07-28 $147.9M 215 0002085853-26-000890
2026-03-31 2026-05-05 $135.4M 201 0002085853-26-000563
2025-12-31 2026-02-11 $134.9M 212 0002085853-26-000238
Filer Information
Address
520 FRESH POND ROAD
PONTE VEDRA BEACH, FL 32082
Phone
(609) 617-5720
Filing Manager
Total Wealth Planning & Management, Inc.
Ponte Vedra Beach, FL
Signatory
Richard Tomes
CCO