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North Berkeley Wealth Management, LLC — 13F Holdings & Portfolio

CIK 2062383 · latest 13F-HR filed 2026-07-28

Backtest portfolio

North Berkeley Wealth Management, LLC manages $247.4M in 13F-reported U.S. long-equity assets across 77 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AGG (6.53%), DFAR (6.27%), NUSC (6.20%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 8 new positions and exited 4; 57 existing positions rose in reported value and 5 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$247.4M

Long-equity book

Holdings
77

Distinct positions

Period
2026-06-30

Filed 2026-07-28

Q/Q Activity
+8 / −4 / ↑57 / ↓5

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
AGG6.5% · +83%DFAR6.3% · +41%NUSC6.2% · +0%SSD6.1% · -9%IVV5.7% · +56%ACWI5.5% · +0%IVW5.3% · +2%IEMG4.7% · -5%IJR4.3% · +4%CVIE4.0% · +27%CVLC3.9% · +21%VCEB3.6% · +79%AAPL3.4% · +3%IJH3.4% · +3%IEFA3.0% · +96%BASG2.3% · +29%VGSR2.1% · -5%ESGE1.7% · +44%CVMC1.6% · +38%AMAT1.5% · 0%BRK.B1.2% · -1%SPY1.0% · +12%NXTE0.9% · -5%BRK.A0.9% · 0%NVDA0.8% · +2%GOOG0.8% · +1%STX0.7% · 0%TSLA0.7% · 0%GOOGL0.7% · -1%IWR0.7% · +15%VNQ0.6% · -3%JSTC0.5% · 0%JNJ0.5% · +19%VTEC0.5% · +36%CAT0.5% · 0%MSFT0.4% · +15%VTI0.4% · 0%CRBN0.3% · +0%ABBV0.3% · 0%VEA0.3% · +9%AMZN0.3% · +2%GE0.3% · -3%IWF0.3% · +266%EAGG0.3% · +52%CSCO0.3% · +24%IWB0.3% · 0%ESGU0.3% · 0%COST0.3% · -0%INTC0.2% · newHUBB0.2% · 0%ESGD0.2% · +10%SPYX0.2% · -1%EFA0.2% · -15%EEM0.2% · -5%QQQ0.2% · +17%GEV0.2% · -6%SCHB0.2% · 0%CMF0.2% · +3%WFC0.2% · -0%JPM0.1% · +1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 54.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 19, 2026.

Assets Under Management
$829.8M
Discretionary
$806.8M
Employees
16
Accounts
1,502
Address
1995 EL DORADO AVE
BERKELEY, CA 94707
Phone
(510) 528-5820
Website
Name Title / Status Ownership Type
KING, KATHERINE, CAMPBELL ControlMANAGING MEMBER
since Jul 2005
10–25%Individual
KOZEL, BRIAN, Thomas ControlMANAGING MEMBER
since Jan 2017
50–75%Individual
WOOD-BEDNARZ, SAMUEL, JAMES ControlMANAGING MEMBER & CHIEF COMPLIANCE OFFICER
since Jan 2021
25–50%Individual
Ownership & leadership changes · 6 filings with changes since Mar 30, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 24, 2025 filing
  • ChangedKING, KATHERINE, CAMPBELL · title MANAGING MEMBER; CHIEF COMPLIANCE OFFICER → MANAGING MEMBER; ownership 50–75% → 10–25%
  • ChangedKOZEL, BRIAN, Thomas · ownership 25–50% → 50–75%
  • ChangedWOOD-BEDNARZ, SAMUEL, JAMES · title MANAGING MEMBER → MANAGING MEMBER & CHIEF COMPLIANCE OFFICER; ownership 10–25% → 25–50%
Mar 13, 2024 filing
  • ChangedKOZEL, BRIAN, Thomas · title MANGING MEMBER → MANAGING MEMBER
  • ChangedWOOD-BEDNARZ, SAMUEL, JAMES · title MEMBER → MANAGING MEMBER
Mar 30, 2021 filing
  • AddedWOOD-BEDNARZ, SAMUEL, JAMES · MEMBER · 10–25% · control person
  • ChangedKING, KATHERINE, CAMPBELL · ownership 75% or more → 50–75%
Mar 23, 2017 filing
  • AddedKOZEL, BRIAN, Thomas · MANGING MEMBER · 25–50% · control person
  • ChangedKING, KATHERINE, CAMPBELL · title MANAGER; CHIEF COMPLIANCE OFFICER → MANAGING MEMBER; CHIEF COMPLIANCE OFFICER
Feb 23, 2016 filing
  • No longer listedREINHOLD, SUSAN, MARY · MANAGER · 25–50% · control person · listed since Aug 2005
  • ChangedKING, KATHERINE, CAMPBELL · ownership 25–50% → 75% or more
Mar 27, 2014 filing
  • No longer listedTILLES, THEODORE, HARPER · PARTNER · Less than 5% · listed since Jan 2012
Mar 30, 2012 filing (earliest on record)
  • ListedKING, KATHERINE, CAMPBELL · MANAGER; CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedREINHOLD, SUSAN, MARY · MANAGER · 25–50% · control person
  • ListedTILLES, THEODORE, HARPER · PARTNER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 57 →

Top Trims

Show all 5 →

New Positions

Show all 8 →

Exited Positions

Show all 4 →

North Berkeley Wealth Management, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR AGG 464287226 $16.2M 6.53% 163,252 SH
2 DIMENSIONAL ETF TRUST DFAR 25434V823 $15.5M 6.27% 592,931 SH
3 NUSHARES ETF TR NUSC 67092P607 $15.3M 6.20% 294,384 SH
4 SIMPSON MFG INC SSD 829073105 $15.2M 6.13% 72,440 SH
5 ISHARES TR IVV 464287200 $14.1M 5.69% 18,801 SH
6 ISHARES TR ACWI 464288257 $13.6M 5.48% 86,342 SH
7 ISHARES TR IVW 464287309 $13.1M 5.30% 95,414 SH
8 ISHARES INC IEMG 46434G103 $11.6M 4.70% 140,401 SH
9 ISHARES TR IJR 464287804 $10.7M 4.33% 72,178 SH
10 MORGAN STANLEY ETF TRUST CVIE 61774R106 $9.9M 3.99% 116,086 SH
11 MORGAN STANLEY ETF TRUST CVLC 61774R205 $9.7M 3.91% 102,411 SH
12 VANGUARD WORLD FD VCEB 921910691 $9.0M 3.63% 143,033 SH
13 APPLE INC AAPL 037833100 $8.5M 3.44% 29,446 SH
14 ISHARES TR IJH 464287507 $8.5M 3.42% 109,587 SH
15 ISHARES TR IEFA 46432F842 $7.4M 3.00% 76,889 SH
16 ADVISORS INNER CIRCLE FD III BASG 00775Y272 $5.6M 2.26% 210,283 SH
17 MANAGER DIRECTED PORTFOLIOS VGSR 56170L695 $5.2M 2.10% 456,331 SH
18 ISHARES INC ESGE 46434G863 $4.3M 1.72% 77,840 SH
19 MORGAN STANLEY ETF TRUST CVMC 61774R403 $4.0M 1.63% 52,819 SH
20 APPLIED MATLS INC AMAT 038222105 $3.8M 1.53% 5,243 SH
21 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $2.9M 1.17% 5,783 SH
22 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $2.4M 0.95% 3,158 SH
23 INVESTMENT MANAGERS SER TR I NXTE 46144X586 $2.3M 0.94% 42,913 SH
24 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $2.2M 0.91% 3 SH
25 NVIDIA CORPORATION NVDA 67066G104 $1.9M 0.78% 9,648 SH
26 ALPHABET INC GOOG 02079K107 $1.9M 0.77% 5,365 SH
27 SEAGATE TECHNOLOGY HLDNGS PL STX G7997R103 $1.8M 0.75% 1,913 SH
28 TESLA INC TSLA 88160R101 $1.8M 0.72% 4,246 SH
29 ALPHABET INC GOOGL 02079K305 $1.7M 0.69% 4,787 SH
30 ISHARES TR IWR 464287499 $1.7M 0.69% 15,435 SH
31 VANGUARD INDEX FDS VNQ 922908553 $1.5M 0.61% 15,721 SH
32 TIDAL TRUST I JSTC 886364876 $1.3M 0.52% 56,063 SH
33 JOHNSON & JOHNSON JNJ 478160104 $1.2M 0.47% 4,572 SH
34 VANGUARD CALIF TAX FREE FDS VTEC 922021605 $1.1M 0.46% 11,276 SH
35 CATERPILLAR INC CAT 149123101 $1.1M 0.45% 1,055 SH
36 MICROSOFT CORP MSFT 594918104 $1.0M 0.41% 2,692 SH
37 VANGUARD INDEX FDS VTI 922908769 $900.5K 0.36% 2,434 SH
38 ISHARES TR CRBN 46434V464 $852.3K 0.34% 3,369 SH
39 ABBVIE INC ABBV 00287Y109 $845.8K 0.34% 3,361 SH
40 VANGUARD TAX-MANAGED FDS VEA 921943858 $754.3K 0.30% 10,587 SH
41 AMAZON COM INC AMZN 023135106 $732.9K 0.30% 3,075 SH
42 GE AEROSPACE GE 369604301 $726.5K 0.29% 1,944 SH
43 ISHARES TR IWF 464287614 $656.4K 0.27% 5,286 SH
44 ISHARES TR EAGG 46435U549 $653.2K 0.26% 13,778 SH
45 CISCO SYS INC CSCO 17275R102 $641.8K 0.26% 5,464 SH
46 ISHARES TR IWB 464287622 $635.1K 0.26% 1,551 SH
47 ISHARES TR ESGU 46435G425 $629.3K 0.25% 3,845 SH
48 COSTCO WHOLESALE CORPORATION COST 22160K105 $621.2K 0.25% 664 SH
49 INTEL CORP INTC 458140100 $555.3K 0.22% 3,977 SH
50 HUBBELL INC HUBB 443510607 $505.4K 0.20% 966 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-28 $247.4M 77 0001172661-26-002865
2026-03-31 2026-05-15 $189.2M 73 0001172661-26-002248
2025-12-31 2026-02-10 $169.5M 75 0001172661-26-000580
2025-09-30 2025-11-04 $126.7M 65 0001172661-25-004580
Filer Information
Address
1995 EL DORADO AVE.
BERKELEY, CA 94707
Phone
(510) 528-5820
Filing Manager
North Berkeley Wealth Management, LLC
Berkeley, CA
Signatory
Dan Nakahara
Business Manager