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Align Financial, LLC — 13F Holdings & Portfolio

CIK 2089183 · latest 13F-HR filed 2026-10-16

Backtest portfolio

Align Financial, LLC manages $209.9M in 13F-reported U.S. long-equity assets across 653 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AVUS (21.01%), FBCG (8.65%), AVDE (7.55%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 306 new positions and exited 13; 112 existing positions rose in reported value and 108 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$209.9M

Long-equity book

Holdings
653

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+306 / −13 / ↑112 / ↓108

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
AVUS21.0% · +0%FBCG8.6% · +3%AVDE7.5% · +0%AVIG6.9% · +1%VTV6.0% · +3%AVEM4.3% · -0%VTI3.7% · +109%FBND2.8% · +85%AVGE2.5% · +8%VB2.4% · -1%GOOG2.2% · +751%AAPL2.1% · -3%BND1.3% · -6%DFUS1.2% · 0%AVMU1.1% · -9%NVDA1.1% · -0%VOO1.0% · -3%DFAC1.0% · 0%VTEB0.9% · +1%VEA0.9% · +1%AMZN0.8% · -2%QQQ0.7% · -5%IUSB0.7% · -57%IVV0.6% · 0%GOOGL0.6% · +4%SPY0.6% · -11%VYMI0.5% · 0%FIVA0.5% · -0%IDHQ0.5% · -2%V0.5% · +0%VUG0.4% · -10%ITOT0.4% · 0%META0.4% · +1%MSFT0.4% · +4%IWB0.4% · newBYLD0.3% · +3169%SCHO0.3% · newXOM0.3% · +1%VXF0.3% · +2%VWO0.3% · +2%SMMD0.3% · +56%ONEQ0.3% · 0%IWX0.3% · -0%PXF0.2% · 0%VBR0.2% · -0%IWF0.2% · 0%JHMM0.2% · +32%VTEC0.2% · newIVW0.2% · 0%SCHB0.2% · 0%IWD0.2% · 0%FMAO0.2% · 0%INTC0.2% · -59%LLY0.2% · -6%DLN0.2% · 0%VBK0.2% · 0%STIP0.1% · 0%DVY0.1% · 0%VGT0.1% · 0%IEFA0.1% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 65.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 26, 2026.

Assets Under Management
$2.41B
Discretionary
$2.41B
Employees
35
Accounts
8
Address
3401 TUTTLE ROAD
SUITE 250
SHAKER HEIGHTS, OH 44122
Phone
(214) 780-0857
Website
Name Title / Status Ownership Type
ALIGN CAPITAL PARTNERS, LLC ControlGENERAL PARTNER
since Apr 2016
75% or moreDomestic Entity
JONES, CHRISTOPHER, KEVIN ControlMANAGING PARTNER
since Apr 2016
Less than 5%Individual
LANGLEY, ROBERT, ADAIR ControlMANAGING PARTNER
since Apr 2016
Less than 5%Individual
MIR, MASEEL, ALI ControlCHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER
since Jun 2017
Less than 5%Individual
JONES, CHRISTOPHER, KEVIN Control
Indirect owner via ALIGN CAPITAL PARTNERS, LLC
MANAGING MEMBER
since Apr 2016
25–50%Individual
LANGLEY, ROBERT, ADAIR Control
Indirect owner via ALIGN CAPITAL PARTNERS, LLC
MANAGING MEMBER
since Apr 2016
25–50%Individual
Ownership & leadership changes · 4 filings with changes since Jul 20, 2016

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2023 filing
  • No longer listedDYKE, STEPHEN, PATRICK · MANAGING PARTNER · Less than 5% · control person · listed since Apr 2016
  • No longer listedDYKE, STEPHEN, PATRICK · MANAGING MEMBER · 25–50% · indirect via ALIGN CAPITAL PARTNERS, LLC · control person · listed since Apr 2016
Mar 28, 2019 filing
  • ChangedMIR, MASEEL, ALI · title CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE → CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER
Mar 27, 2018 filing
  • ChangedDYKE, STEPHEN, PATRICK · ownership 25–50% → Less than 5%
  • ChangedJONES, CHRISTOPHER, KEVIN · ownership 25–50% → Less than 5%
  • ChangedLANGLEY, ROBERT, ADAIR · ownership 25–50% → Less than 5%
Jun 21, 2017 filing
  • AddedMIR, MASEEL, ALI · CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE · Less than 5% · control person
  • ChangedDYKE, STEPHEN, PATRICK · title MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER → MANAGING PARTNER
Jul 20, 2016 filing (earliest on record)
  • ListedALIGN CAPITAL PARTNERS, LLC · GENERAL PARTNER · 75% or more · control person
  • ListedDYKE, STEPHEN, PATRICK · MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedDYKE, STEPHEN, PATRICK · MANAGING MEMBER · 25–50% · indirect via ALIGN CAPITAL PARTNERS, LLC · control person
  • ListedJONES, CHRISTOPHER, KEVIN · MANAGING PARTNER · 25–50% · control person
  • ListedJONES, CHRISTOPHER, KEVIN · MANAGING MEMBER · 25–50% · indirect via ALIGN CAPITAL PARTNERS, LLC · control person
  • ListedLANGLEY, ROBERT, ADAIR · MANAGING PARTNER · 25–50% · control person
  • ListedLANGLEY, ROBERT, ADAIR · MANAGING MEMBER · 25–50% · indirect via ALIGN CAPITAL PARTNERS, LLC · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Align Financial, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 AVANTIS U.S. EQUITY ETF AVUS 025072885 $44.1M 21.01% 344,215 SH
2 FIDELITY BLUE CHIP GROWTH ETF FBCG 316092352 $18.1M 8.65% 287,093 SH
3 AVANTIS INTERNATIONAL EQUITY ETF AVDE 025072703 $15.8M 7.55% 175,768 SH
4 AVANTIS CORE FIXED INCOME ETF AVIG 025072562 $14.4M 6.88% 366,727 SH
5 VANGUARD MORNINGSTAR VALUE ETF VTV 922908744 $12.5M 5.95% 57,813 SH
6 AVANTIS EMERGING MARKETS EQUITY ETF AVEM 025072604 $8.9M 4.26% 95,191 SH
7 VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF VTI 922908769 $7.7M 3.66% 20,546 SH
8 FIDELITY TOTAL BOND ETF FBND 316188309 $5.8M 2.78% 134,736 SH
9 AVANTIS ALL EQUITY MARKETS ETF AVGE 025072232 $5.2M 2.46% 52,449 SH
10 VANGUARD MORNINGSTAR SMALL-CAP ETF VB 922908751 $5.0M 2.40% 17,715 SH
11 ALPHABET INC CAP STK CL C GOOG 02079K107 $4.6M 2.17% 13,364 SH
12 APPLE INC COM AAPL 037833100 $4.4M 2.11% 13,271 SH
13 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $2.7M 1.27% 37,920 SH
14 DIMENSIONAL U.S. EQUITY MARKET ETF DFUS 25434V401 $2.6M 1.23% 31,015 SH
15 AVANTIS CORE MUNICIPAL FIXED INCOME ETF AVMU 025072695 $2.4M 1.12% 55,028 SH
16 NVIDIA CORPORATION COM NVDA 67066G104 $2.3M 1.10% 10,125 SH
17 VANGUARD S&P 500 ETF VOO 922908363 $2.1M 1.02% 3,041 SH
18 U.S. CORE EQUITY 2 PORTFOLIO: ETF CLASS SHARES DFAC 25239Y212 $2.0M 0.97% 45,580 SH
19 VANGUARD TAX-EXEMPT BOND ETF VTEB 922907746 $1.8M 0.87% 38,746 SH
20 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $1.8M 0.87% 25,834 SH
21 AMAZON COM INC COM AMZN 023135106 $1.8M 0.85% 7,155 SH
22 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $1.4M 0.67% 1,906 SH
23 ISHARES CORE TOTAL USD BOND MARKET ETF IUSB 46434V613 $1.4M 0.66% 31,570 SH
24 ISHARES CORE S&P 500 ETF IVV 464287200 $1.3M 0.60% 1,635 SH
25 ALPHABET INC CAP STK CL A GOOGL 02079K305 $1.2M 0.58% 3,525 SH
26 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $1.2M 0.56% 1,542 SH
27 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF VYMI 921946794 $1.1M 0.55% 11,326 SH
28 FIDELITY INTERNATIONAL VALUE FACTOR ETF FIVA 316092717 $1.1M 0.51% 27,970 SH
29 INVESCO S&P INTERNATIONAL DEVELOPED HIGH QUALITY ETF IDHQ 46138E214 $1.1M 0.50% 24,443 SH
30 VISA INC COM CL A V 92826C839 $1.0M 0.49% 2,890 SH
31 VANGUARD MORNINGSTAR GROWTH ETF VUG 922908736 $862.4K 0.41% 9,570 SH
32 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ITOT 464287150 $811.4K 0.39% 4,880 SH
33 META PLATFORMS INC CL A META 30303M102 $803.0K 0.38% 1,107 SH
34 MICROSOFT CORP COM MSFT 594918104 $791.4K 0.38% 1,543 SH
35 ISHARES RUSSELL 1000 ETF IWB 464287622 $740.7K 0.35% 1,780 SH
36 ISHARES YIELD OPTIMIZED BOND ETF BYLD 46434V787 $715.5K 0.34% 33,217 SH
37 SCHWAB SHORT-TERM US TREASURY ETF SCHO 808524862 $648.2K 0.31% 27,166 SH
38 EXXONMOBIL HOLDINGS CORP COM SHS XOM 30233Q108 $640.9K 0.31% 3,938 SH
39 Vanguard Extended Market ETF VXF 922908652 $616.4K 0.29% 2,661 SH
40 VANGUARD FTSE EMERGING MARKETS ETF VWO 922042858 $591.4K 0.28% 9,971 SH
41 ISHARES RUSSELL 2500 ETF SMMD 46435G268 $589.8K 0.28% 6,897 SH
42 FIDELITY NASDAQ COMPOSITE INDEX ETF ONEQ 315912808 $565.4K 0.27% 5,342 SH
43 ISHARES RUSSELL TOP 200 VALUE ETF IWX 464289420 $559.0K 0.27% 5,104 SH
44 INVESCO RAFI DEVELOPED MARKETS EX-U.S. ETF PXF 46138E743 $504.1K 0.24% 6,613 SH
45 VANGUARD MORNINGSTAR SMALL-CAP VALUE ETF VBR 922908611 $502.0K 0.24% 2,173 SH
46 ISHARES RUSSELL 1000 GROWTH ETF IWF 464287614 $499.0K 0.24% 3,984 SH
47 JOHN HANCOCK MULTIFACTOR MID CAP ETF JHMM 47804J206 $474.0K 0.23% 6,630 SH
48 VANGUARD CALIFORNIA TAX-EXEMPT BOND ETF VTEC 922021605 $467.2K 0.22% 4,955 SH
49 ISHARES S&P 500 GROWTH ETF IVW 464287309 $460.5K 0.22% 3,237 SH
50 SCHWAB U.S. BROAD MARKET ETF SCHB 808524102 $411.2K 0.20% 14,030 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $209.9M 653 0002089183-26-000005
2026-06-30 2026-07-27 $201.5M 360 0002089183-26-000003
2026-03-31 2026-05-08 $175.9M 373 0002089183-26-000002
2025-12-31 2026-02-17 $172.4M 389 0002089183-26-000001
Filer Information
Address
4960 MILLER TRUNK HIGHWAY
SUITE 600
HERMANTOWN, MN 55811
Phone
(218) 336-2506
Filing Manager
Align Financial, LLC
HERMANTOWN, MN
Signatory
Tanya Nichols
Co-Founder