Millennium Capital Advisors, LLC — 13F Holdings & Portfolio
CIK 2097025 · latest 13F-HR filed 2026-10-16
Millennium Capital Advisors, LLC manages $189.7M in 13F-reported U.S. long-equity assets across 137 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AAPL (16.12%), NVDA (7.95%), WMT (4.01%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 7 new positions and exited 7; 28 existing positions rose in reported value and 48 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$189.7M
Long-equity book
Holdings
137
Distinct positions
Period
2026-09-30
Filed 2026-10-16
Q/Q Activity
+7 / −7 / ↑28 / ↓48
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26AAPL16.1% · -0%NVDA8.0% · -0%WMT4.0% · -1%META4.0% · -0%AMZN3.8% · -0%MSFT3.5% · -0%AVGO2.4% · -1%GOOGL2.3% · 0%LLY2.2% · -0%JAAA2.0% · +0%GEV1.8% · -0%ABBV1.6% · -0%SCHG1.6% · +0%XOM1.5% · 0%GE1.5% · -0%ET1.5% · +0%SCHD1.5% · -0%URI1.3% · 0%DVY1.1% · +0%PLTR1.0% · 0%V1.0% · 0%SCHX0.9% · 0%RTX0.9% · +6%QQQ0.9% · 0%PFE0.8% · +1%SPYM0.8% · +0%BAC0.8% · -0%CRWD0.7% · +316%DELL0.7% · 0%HD0.7% · -1%HOMB0.7% · -1%MUSA0.7% · 0%JPM0.6% · 0%TSM0.6% · -1%JBHT0.6% · 0%VOO0.6% · +2%JEPQ0.6% · +0%PSI0.5% · -2%VIG0.5% · 0%JEPI0.5% · -0%SPXL0.5% · +43%PANW0.5% · +4%FDX0.5% · +0%VTI0.5% · +3%SNTH0.5% · +3%NXPI0.5% · -2%CVX0.5% · -0%SPY0.5% · +0%JNJ0.5% · +0%MS0.4% · +2%XBI0.4% · +4%BRK.B0.4% · 0%PHYS0.4% · -7%VGT0.4% · +0%UPS0.4% · -3%BA0.4% · -21%PDP0.4% · -0%EPD0.4% · +0%AMD0.4% · -1%IWF0.3% · 0%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
6 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 48.4%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 25, 2026.
Assets Under Management
$720.85B
Discretionary
$720.85B
Employees
6,670
Accounts
35
Address
399 PARK AVENUE
NEW YORK, NY 10022
NEW YORK, NY 10022
Phone
(212) 841-4100
This firm reports 5 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BERKOVITZ, DAN, MICHAEL Control | VICE CHAIRMAN, EXTERNAL AND REGULATORY AFFAIRS since Jan 2024 | Less than 5% | Individual |
| BERLINSKI, PHILIP, RAFAEL Control | CO-CHIEF OPERATING OFFICER since Oct 2024 | Less than 5% | Individual |
| ENGLANDER, ISRAEL, ALEXANDER Control | CHIEF EXECUTIVE OFFICER since Jun 1989 | Less than 5% | Individual |
| ENGLANDER, ISRAEL, ALEXANDER Control | MEMBER since Jun 1989 | 10–25% | Individual |
| FRIEDMAN, DANIEL, IKE Control | GLOBAL HEAD OF CREDIT since Mar 2026 | Less than 5% | Individual |
| GMELICH, JUSTIN, GERALD Control | CO-CIO since Apr 2023 | Less than 5% | Individual |
| MESKIN, MARK, ISRAEL Control | CHIEF STRATEGIC DEVELOPMENT OFFICER since Aug 2002 | Less than 5% | Individual |
| MILLENNIUM GROUP MANAGEMENT LLC Control | MANAGING MEMBER since Jul 2017 | 10–25% | Domestic Entity |
| MLM TRUST B LLC Control | MEMBER since Apr 2014 | 25–50% | Domestic Entity |
| NAGPAL, AJAY Control | PRESIDENT AND CHIEF OPERATING OFFICER since Jul 2013 | Less than 5% | Individual |
| NOVOGRATZ, JOHN, STRUTH Control | CHIEF MARKETING OFFICER since Dec 2009 | Less than 5% | Individual |
| RAVIV, GIL, ADAM Control | GLOBAL GENERAL COUNSEL since Sep 2007 | Less than 5% | Individual |
| ROFEY, SCOTT, MICHAEL Control | GLOBAL HEAD OF FIC AND CROSS ASSET RISK since Mar 2021 | Less than 5% | Individual |
| RUSSO, PAUL, MARTIN Control | CO-CIO AND GLOBAL HEAD OF EQUITIES RISK since Mar 2021 | Less than 5% | Individual |
| SCHWARTZ, MARTIN, ZVI Control | CHIEF COMPLIANCE OFFICER since Nov 2004 | Less than 5% | Individual |
| TORGOVNIK, VLADIMIR Control | CHIEF INFORMATION OFFICER since Jul 2011 | Less than 5% | Individual |
| WIDAWSKY, DANIEL, JONATHAN Control | CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER since Feb 2024 | Less than 5% | Individual |
| CHUNG, SUNGWOOK, MICHAEL | GLOBAL CO-HEAD OF EQUITIES since May 2024 | Less than 5% | Individual |
| DEWELL, ANTHONY, PIERRE | GLOBAL HEAD OF COMMODITIES since Jan 2024 | Less than 5% | Individual |
| GARON, ROSS, ANDEN | GLOBAL HEAD OF QUANTITATIVE STRATEGIES since Jul 2020 | Less than 5% | Individual |
| Konarzewski, Rosanna, Elizabeth | CHIEF COMMUNICATIONS OFFICER since Oct 2020 | Less than 5% | Individual |
| MAZZELLA, RICHARD, SCOTT | GLOBAL HEAD OF FIXED INCOME since Jan 2024 | Less than 5% | Individual |
| PETERSHILL MILLENNIUM B GP AGGREGATOR LP | MEMBER since Oct 2025 | 5–10% | Domestic Entity |
| PETERSHILL MILLENNIUM GP AGGREGATOR LP | MEMBER since Oct 2025 | 5–10% | Domestic Entity |
| SANTORO, PETER, ALPHONSO | GLOBAL CO-HEAD OF EQUITIES since May 2017 | Less than 5% | Individual |
| DOWLING, CHARLES, TAPPAN Control Indirect owner via MLM TRUST G | TRUSTEE since May 2025 | General partner, trustee or manager | Individual |
| DOWLING, CHARLES, TAPPAN Control Indirect owner via MLM TRUST G LLC | MANAGER since May 2025 | General partner, trustee or manager | Individual |
| ENGLANDER, ISRAEL, ALEXANDER Control Indirect owner via MILLENNIUM GROUP MANAGEMENT TRUST | TRUSTEE since Jul 2017 | General partner, trustee or manager | Individual |
| ICAPITAL HF GP, LLC Control Indirect owner via PETERSHILL MILLENNIUM INVESTORS (ICAPITAL), L.P. | GENERAL PARTNER since Oct 2025 | General partner, trustee or manager | Domestic Entity |
| ICAPITAL HF GP, LLC Control Indirect owner via PETERSHILL MILLENNIUM INVESTORS (ICAPITAL) OFFSHORE, L.P. | GENERAL PARTNER since Oct 2025 | General partner, trustee or manager | Domestic Entity |
| IM CHARITABLE SHARE TRUST Control Indirect owner via PETERSHILL MILLENNIUM ADVISORS LLC | SOLE MEMBER since Sep 2025 | 75% or more | Foreign Entity |
| MAPLESFS LIMITED Control Indirect owner via IM CHARITABLE SHARE TRUST | TRUSTEE since Mar 2021 | General partner, trustee or manager | Foreign Entity |
| MILLENNIUM GROUP MANAGEMENT TRUST Control Indirect owner via MILLENNIUM GROUP MANAGEMENT LLC | MANAGING MEMBER since Jul 2017 | General partner, trustee or manager | Domestic Entity |
| MLM TRUST B Control Indirect owner via MLM TRUST B LLC | MEMBER since Apr 2014 | 75% or more | Domestic Entity |
| MLM TRUST G Control Indirect owner via MLM TRUST G LLC | MANAGER since May 2025 | 75% or more | Domestic Entity |
| MLM TRUST G LLC Control Indirect owner via MILLENNIUM GROUP MANAGEMENT LLC | MEMBER since May 2025 | 50–75% | Domestic Entity |
| PETERSHILL MILLENNIUM ADVISORS LLC Control Indirect owner via PETERSHILL MILLENNIUM B GP AGGREGATOR LP | GENERAL PARTNER since Aug 2025 | General partner, trustee or manager | Domestic Entity |
| PETERSHILL MILLENNIUM ADVISORS LLC Control Indirect owner via PETERSHILL MILLENNIUM GP AGGREGATOR LP | GENERAL PARTNER since Aug 2025 | General partner, trustee or manager | Domestic Entity |
| PETERSHILL MILLENNIUM ADVISORS LLC Control Indirect owner via PETERSHILL MILLENNIUM INVESTORS OFFSHORE B LP | GENERAL PARTNER since Jun 2025 | General partner, trustee or manager | Domestic Entity |
| PETERSHILL MILLENNIUM ADVISORS LLC Control Indirect owner via PETERSHILL MILLENNIUM INVESTORS LLC | MANAGING MEMBER since Oct 2025 | General partner, trustee or manager | Domestic Entity |
| PETERSHILL MILLENNIUM ADVISORS LLC Control Indirect owner via PETERSHILL MILLENNIUM INVESTORS OFFSHORE LP | GENERAL PARTNER since Jun 2025 | General partner, trustee or manager | Domestic Entity |
| ROHR, GEORGE Control Indirect owner via MLM TRUST B | TRUSTEE since Oct 2018 | General partner, trustee or manager | Individual |
| ROHR, GEORGE Control Indirect owner via MLM TRUST B LLC | MANAGER since Oct 2018 | General partner, trustee or manager | Individual |
| FLEMING, GREGORY, JAMES Indirect owner via MILLENNIUM GROUP MANAGEMENT TRUST | TRUSTEE since Jun 2019 | General partner, trustee or manager | Individual |
| MOUNT EVEREST S.A. SICAV-RAIF Indirect owner via PETERSHILL MILLENNIUM INVESTORS (ICAPITAL) OFFSHORE, L.P. | LIMITED PARTNER since Oct 2025 | 50–75% | Foreign Entity |
| NASH, JOSHUA, LIONEL Indirect owner via MILLENNIUM GROUP MANAGEMENT TRUST | TRUSTEE since Jul 2017 | General partner, trustee or manager | Individual |
| PETERSHILL MILLENNIUM INVESTORS (ICAPITAL) OFFSHORE, L.P. Indirect owner via PETERSHILL MILLENNIUM INVESTORS OFFSHORE LP | LIMITED PARTNER since Oct 2025 | 25–50% | Foreign Entity |
| PETERSHILL MILLENNIUM INVESTORS (ICAPITAL), L.P. Indirect owner via PETERSHILL MILLENNIUM INVESTORS LLC | MEMBER since Oct 2025 | 25–50% | Domestic Entity |
| PETERSHILL MILLENNIUM INVESTORS LLC Indirect owner via PETERSHILL MILLENNIUM GP AGGREGATOR LP | LIMITED PARTNER since Aug 2025 | 50–75% | Domestic Entity |
| PETERSHILL MILLENNIUM INVESTORS OFFSHORE B LP Indirect owner via PETERSHILL MILLENNIUM B GP AGGREGATOR LP | LIMITED PARTNER since Aug 2025 | 75% or more | Foreign Entity |
| PETERSHILL MILLENNIUM INVESTORS OFFSHORE LP Indirect owner via PETERSHILL MILLENNIUM GP AGGREGATOR LP | LIMITED PARTNER since Aug 2025 | 50–75% | Foreign Entity |
| ROHR, GEORGE Indirect owner via MILLENNIUM GROUP MANAGEMENT TRUST | TRUSTEE since Jul 2017 | General partner, trustee or manager | Individual |
| SHENKER, JOSEPH, CHAIM Indirect owner via MILLENNIUM GROUP MANAGEMENT TRUST | TRUSTEE since May 2025 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 23 filings with changes since Feb 14, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 31, 2026 filing
- No longer listedVERSCHLEISER, JEFFREY, LOUIS · GLOBAL HEAD OF CREDIT AND MORTGAGE RISK · Less than 5% · control person · listed since Apr 2021
- AddedFRIEDMAN, DANIEL, IKE · GLOBAL HEAD OF CREDIT · Less than 5% · control person
- AddedICAPITAL HF GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM INVESTORS (ICAPITAL), L.P. · control person
- AddedICAPITAL HF GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM INVESTORS (ICAPITAL) OFFSHORE, L.P. · control person
- AddedIM CHARITABLE SHARE TRUST · SOLE MEMBER · 75% or more · indirect via PETERSHILL MILLENNIUM ADVISORS LLC · control person
- AddedMAPLESFS LIMITED · TRUSTEE · General partner, trustee or manager · indirect via IM CHARITABLE SHARE TRUST · control person
- AddedMOUNT EVEREST S.A. SICAV-RAIF · LIMITED PARTNER · 50–75% · indirect via PETERSHILL MILLENNIUM INVESTORS (ICAPITAL) OFFSHORE, L.P.
- AddedPETERSHILL MILLENNIUM ADVISORS LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM B GP AGGREGATOR LP · control person
- AddedPETERSHILL MILLENNIUM ADVISORS LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM GP AGGREGATOR LP · control person
- AddedPETERSHILL MILLENNIUM ADVISORS LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM INVESTORS OFFSHORE B LP · control person
- AddedPETERSHILL MILLENNIUM ADVISORS LLC · MANAGING MEMBER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM INVESTORS LLC · control person
- AddedPETERSHILL MILLENNIUM ADVISORS LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PETERSHILL MILLENNIUM INVESTORS OFFSHORE LP · control person
- AddedPETERSHILL MILLENNIUM B GP AGGREGATOR LP · MEMBER · 5–10%
- AddedPETERSHILL MILLENNIUM GP AGGREGATOR LP · MEMBER · 5–10%
- AddedPETERSHILL MILLENNIUM INVESTORS (ICAPITAL) OFFSHORE, L.P. · LIMITED PARTNER · 25–50% · indirect via PETERSHILL MILLENNIUM INVESTORS OFFSHORE LP
- AddedPETERSHILL MILLENNIUM INVESTORS (ICAPITAL), L.P. · MEMBER · 25–50% · indirect via PETERSHILL MILLENNIUM INVESTORS LLC
- AddedPETERSHILL MILLENNIUM INVESTORS LLC · LIMITED PARTNER · 50–75% · indirect via PETERSHILL MILLENNIUM GP AGGREGATOR LP
- AddedPETERSHILL MILLENNIUM INVESTORS OFFSHORE B LP · LIMITED PARTNER · 75% or more · indirect via PETERSHILL MILLENNIUM B GP AGGREGATOR LP
- AddedPETERSHILL MILLENNIUM INVESTORS OFFSHORE LP · LIMITED PARTNER · 50–75% · indirect via PETERSHILL MILLENNIUM GP AGGREGATOR LP
- ChangedMILLENNIUM GROUP MANAGEMENT LLC · ownership 25–50% → 10–25%
- ChangedMLM TRUST B LLC · ownership 50–75% → 25–50%
- ChangedROFEY, SCOTT, MICHAEL · title GLOBAL HEAD OF RATES, MACRO AND COMMODITIES RISK → GLOBAL HEAD OF FIC AND CROSS ASSET RISK
Aug 14, 2025 filing
- No longer listedMLM TRUST A · MEMBER · 75% or more · indirect via MLM TRUST A LLC · control person · listed since Apr 2014
- No longer listedMLM TRUST A LLC · MEMBER · 5–10% · listed since Apr 2014
- No longer listedROHR, GEORGE, NMN · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST A · control person · listed since Oct 2018
- No longer listedROHR, GEORGE, NMN · MANAGER · General partner, trustee or manager · indirect via MLM TRUST A LLC · control person · listed since Oct 2018
- AddedDOWLING, CHARLES, TAPPAN · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST G · control person
- AddedDOWLING, CHARLES, TAPPAN · MANAGER · General partner, trustee or manager · indirect via MLM TRUST G LLC · control person
- AddedMLM TRUST G · MANAGER · 75% or more · indirect via MLM TRUST G LLC · control person
- AddedMLM TRUST G LLC · MEMBER · 50–75% · indirect via MILLENNIUM GROUP MANAGEMENT LLC · control person
- AddedSHENKER, JOSEPH, CHAIM · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST
- ChangedENGLANDER, ISRAEL, ALEXANDER · ownership 25–50% → 10–25%
- ChangedMILLENNIUM GROUP MANAGEMENT LLC · ownership Less than 5% → 25–50%
- ChangedMILLENNIUM GROUP MANAGEMENT TRUST · indirect via MILLENNIUM GROUP MANAGEMENT LLC: ownership 50–75% → General partner, trustee or manager
- ChangedMLM TRUST B · indirect via MLM TRUST B LLC: ownership 50–75% → 75% or more
- ChangedNOVOGRATZ, JOHN, STRUTH · title GLOBAL HEAD OF CAPITAL DEVELOPMENT AND INVESTOR RELATIONS → CHIEF MARKETING OFFICER
Mar 31, 2025 filing
- AddedBERLINSKI, PHILIP, RAFAEL · CO-CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedCHUNG, SUNGWOOK, MICHAEL · GLOBAL CO-HEAD OF EQUITIES · Less than 5%
- ChangedDEWELL, ANTHONY, PIERRE · no longer a control person
- ChangedMAZZELLA, RICHARD, SCOTT · no longer a control person
- ChangedMLM TRUST B · indirect via MLM TRUST B LLC: ownership 75% or more → 50–75%
- ChangedMLM TRUST B LLC · ownership 75% or more → 50–75%
- ChangedNOVOGRATZ, JOHN, STRUTH · title GLOBAL HEAD OF CAPITAL DEVELOPMENT & INVESTOR RELATIONS → GLOBAL HEAD OF CAPITAL DEVELOPMENT AND INVESTOR RELATIONS; now a control person
- ChangedROFEY, SCOTT, MICHAEL · now a control person
- ChangedSANTORO, PETER, ALPHONSO · title GLOBAL HEAD OF EQUITIES → GLOBAL CO-HEAD OF EQUITIES
- ChangedVERSCHLEISER, JEFFREY, LOUIS · now a control person
- ChangedWIDAWSKY, DANIEL, JONATHAN · title CHIEF ADMINISTRATIVE OFFICER, CHIEF FINANCIAL OFFICER → CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER
Jul 26, 2024 filing
- No longer listedBYRNE, KEVIN, G · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Sep 2014
- No longer listedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via THE MLM 2019 GRAT III · control person · listed since Dec 2019
- No longer listedTHE MLM 2019 GRAT III · MEMBER · 10–25% · listed since Dec 2019
- ChangedMESKIN, MARK, ISRAEL · title CHIEF TRADING OFFICER → CHIEF STRATEGIC DEVELOPMENT OFFICER
- ChangedMLM TRUST B LLC · ownership 50–75% → 75% or more
- ChangedWIDAWSKY, DANIEL, JONATHAN · title CHIEF ADMINISTRATIVE OFFICER → CHIEF ADMINISTRATIVE OFFICER, CHIEF FINANCIAL OFFICER
Mar 28, 2024 filing
- No longer listedANDERSON, JOHN, FREDERICK · GLOBAL CO-HEAD OF FIXED INCOME AND COMMODITIES · Less than 5% · listed since Sep 2015
- No longer listedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via THE MLM 2019 GRAT II · control person · listed since Dec 2019
- No longer listedHARATUNIAN, STEPHEN, HAIG · HEAD OF ENTERPRISE RISK · Less than 5% · listed since Jul 2017
- No longer listedLORNE, SIMON, MICHAEL · CHIEF LEGAL OFFICER · Less than 5% · control person · listed since Mar 2004
- No longer listedTHE MLM 2019 GRAT II · MEMBER · 5–10% · listed since Dec 2019
- No longer listedTSESARSKY, MARK, IZYA · GLOBAL CO-HEAD OF FIXED INCOME AND COMMODITIES · Less than 5% · listed since Jul 2017
- AddedBERKOVITZ, DAN, MICHAEL · VICE CHAIRMAN, EXTERNAL AND REGULATORY AFFAIRS · Less than 5% · control person
- AddedDEWELL, ANTHONY, PIERRE · GLOBAL HEAD OF COMMODITIES · Less than 5% · control person
- AddedMAZZELLA, RICHARD, SCOTT · GLOBAL HEAD OF FIXED INCOME · Less than 5% · control person
- AddedWIDAWSKY, DANIEL, JONATHAN · CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person
- ChangedRAVIV, GIL, ADAM · title GENERAL COUNSEL → GLOBAL GENERAL COUNSEL
Nov 27, 2023 filing
- No longer listedJAIN, ROBERT · SENIOR ADVISOR · Less than 5% · listed since Nov 2022
Apr 21, 2023 filing
- AddedGMELICH, JUSTIN, GERALD · CO-CIO · Less than 5% · control person
Mar 31, 2023 filing
- No longer listedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via THE MLM 2019 GRAT I · control person · listed since Dec 2019
- No longer listedKATZ, ISRAEL, JEFFREY · GLOBAL HEAD OF COMMODITIES RISK · Less than 5% · listed since Aug 2021
- No longer listedTHE MLM 2019 GRAT I · MEMBER · 5–10% · listed since Dec 2019
- ChangedENGLANDER, ISRAEL, ALEXANDER · ownership 10–25% → 25–50%
- ChangedJAIN, ROBERT · title CO-CHIEF INVESTMENT OFFICER → SENIOR ADVISOR; no longer a control person
- ChangedNAGPAL, AJAY · title CHIEF OPERATING OFFICER → PRESIDENT AND CHIEF OPERATING OFFICER
- ChangedROFEY, SCOTT, MICHAEL · title GLOBAL HEAD OF RATES/MACRO RISK → GLOBAL HEAD OF RATES, MACRO AND COMMODITIES RISK
- ChangedRUSSO, PAUL, MARTIN · title GLOBAL HEAD OF EQUITIES RISK → CO-CIO AND GLOBAL HEAD OF EQUITIES RISK; now a control person
- ChangedVERSCHLEISER, JEFFREY, LOUIS · title GLOBAL HEAD OF CREDIT/MORTGAGE BACKED SECURITIES RISK → GLOBAL HEAD OF CREDIT AND MORTGAGE RISK
Aug 15, 2022 filing
- No longer listedFLEMING, GREGORY, JAMES · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT LLC · listed since Jun 2019
- AddedFLEMING, GREGORY, JAMES · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST
Mar 31, 2022 filing
- AddedKATZ, ISRAEL, JEFFREY · GLOBAL HEAD OF COMMODITIES RISK · Less than 5%
- AddedROFEY, SCOTT, MICHAEL · GLOBAL HEAD OF RATES/MACRO RISK · Less than 5%
- AddedVERSCHLEISER, JEFFREY, LOUIS · GLOBAL HEAD OF CREDIT/MORTGAGE BACKED SECURITIES RISK · Less than 5%
- ChangedBYRNE, KEVIN, G · now a control person
- ChangedENGLANDER, ISRAEL, ALEXANDER · ownership 25–50% → 10–25%
- ChangedHARATUNIAN, STEPHEN, HAIG · title CHIEF RISK OFFICER → HEAD OF ENTERPRISE RISK
Older changes (14 more filings)
Mar 31, 2021 filing
- AddedGARON, ROSS, ANDEN · GLOBAL HEAD OF QUANTITATIVE STRATEGIES · Less than 5%
- AddedKonarzewski, Rosanna, Elizabeth · CHIEF COMMUNICATIONS OFFICER · Less than 5%
- AddedRUSSO, PAUL, MARTIN · GLOBAL HEAD OF EQUITIES RISK · Less than 5%
- ChangedANDERSON, JOHN, FREDERICK · no longer a control person
- ChangedBYRNE, KEVIN, G · no longer a control person
- ChangedHARATUNIAN, STEPHEN, HAIG · no longer a control person
- ChangedNOVOGRATZ, JOHN, STRUTH · no longer a control person
- ChangedSANTORO, PETER, ALPHONSO · no longer a control person
- ChangedTSESARSKY, MARK, IZYA · no longer a control person
Mar 30, 2020 filing
- AddedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via THE MLM 2019 GRAT I · control person
- AddedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via THE MLM 2019 GRAT II · control person
- AddedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via THE MLM 2019 GRAT III · control person
- AddedTHE MLM 2019 GRAT I · MEMBER · 5–10%
- AddedTHE MLM 2019 GRAT II · MEMBER · 5–10%
- AddedTHE MLM 2019 GRAT III · MEMBER · 10–25%
Aug 9, 2019 filing
- No longer listedTISCH, JAMES, SOLOMON · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST · listed since Jul 2017
- AddedFLEMING, GREGORY, JAMES · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT LLC
- ChangedENGLANDER, ISRAEL, ALEXANDER · title CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER / MEMBER
- ChangedMILLENNIUM GROUP MANAGEMENT TRUST · indirect via MILLENNIUM GROUP MANAGEMENT LLC: ownership General partner, trustee or manager → 50–75%
Mar 29, 2019 filing
- No longer listedTISCH, JAMES, SOLOMON · MANAGER · General partner, trustee or manager · indirect via MLM TRUST B LLC · control person · listed since Apr 2014
- No longer listedTISCH, JAMES, SOLOMON · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST A · control person · listed since Apr 2014
- No longer listedTISCH, JAMES, SOLOMON · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST B · control person · listed since Apr 2014
- No longer listedTISCH, JAMES, SOLOMON · MANAGER · General partner, trustee or manager · indirect via MLM TRUST A LLC · control person · listed since Apr 2014
- AddedROHR, GEORGE · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST B · control person
- AddedROHR, GEORGE · MANAGER · General partner, trustee or manager · indirect via MLM TRUST B LLC · control person
- AddedROHR, GEORGE, NMN · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST A · control person
- AddedROHR, GEORGE, NMN · MANAGER · General partner, trustee or manager · indirect via MLM TRUST A LLC · control person
Aug 24, 2018 filing
- No longer listedNOLAN, DAVID, PETER · VICE CHAIRMAN · Less than 5% · control person · listed since Mar 2001
Mar 31, 2018 filing
- AddedSANTORO, PETER, ALPHONSO · GLOBAL HEAD OF EQUITIES · Less than 5% · control person
- AddedTSESARSKY, MARK, IZYA · GLOBAL CO-HEAD OF FIXED INCOME AND COMMODITIES · Less than 5% · control person
- ChangedANDERSON, JOHN, FREDERICK · title GLOBAL HEAD OF COMMODITIES → GLOBAL CO-HEAD OF FIXED INCOME AND COMMODITIES
Dec 4, 2017 filing
- No longer listedBLOMBERG, JEFF, ADAM · CHIEF ADMINISTRATIVE OFFICER + GENERAL COUNSEL (WORLDQUANT, LLC) · Less than 5% · control person · listed since Mar 2014
- No longer listedDEADDIO, MICHAEL, LOUIS · CHIEF OPERATING OFFICER (WORLDQUANT, LLC) · Less than 5% · control person · listed since Jul 2014
- No longer listedJONEJA, DEV, NMN · GLOBAL HEAD OF RISK (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Dec 2008
- No longer listedLAUPRETE, GEOFFREY, JEAN · CHIEF INVESTMENT OFFICER (WORLDQUANT, LLC) · Less than 5% · control person · listed since Apr 2011
- No longer listedMAROM, JONATHAN, T · CHIEF FINANCIAL OFFICER (WORLDQUANT, LLC) · Less than 5% · control person · listed since Sep 2014
- No longer listedMCM (UK), LLC · MEMBER (MILLENNIUM CAPITAL PARTNERS LLP) · 25–50% · control person · listed since Mar 2005
- No longer listedMILLENNIUM CAPITAL MANAGEMENT LTD. · MANAGING MEMBER (MILLENNIUM CAPITAL PARTNERS LLP) · 50–75% · control person · listed since Mar 2002
- No longer listedMILLENNIUM INTERNATIONAL MANAGEMENT GP LLC · GENERAL PARTNER (MILLENNIUM INTERNATIONAL MANAGEMENT LP) · Less than 5% · control person · listed since Sep 2006
- No longer listedMILLENNIUM INTERNATIONAL MANAGEMENT LP · GENERAL PARTNER (MILLENNIUM CAPITAL MANAGEMENT (AUSTRALIA) PTY LTD ) / MANAGING MEMBER (BLUE ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (CANNON ASSET MANAGEMENT LLC) / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) · 75% or more · control person · listed since May 2007
- No longer listedSWEENEY, KIRK, CHESTER · CEO MILLENNIUM ASIA (MILLENNIUM CAPITAL MANAGEMENT SINGAPORE PTE LTD) · Less than 5% · control person · listed since Jul 2013
- No longer listedTISCH, JAMES, SOLOMON · MANAGER - MLM TRUST A LLC / MANAGER - MLM TRUST B LLC · 50–75% · control person · listed since Apr 2014
- No longer listedTULCHINSKY CAPITAL, INC. · GENERAL PARTNER · General partner, trustee or manager · indirect via WORLDQUANT HOLDINGS LP · control person · listed since Jan 2007
- No longer listedTULCHINSKY, IGOR, NMN · CHIEF EXECUTIVE OFFICER (WORLDQUANT, LLC) · Less than 5% · control person · listed since Aug 2004
- No longer listedTULCHINSKY, IGOR, NMN · LIMITED PARTNER · 75% or more · indirect via WORLDQUANT HOLDINGS LP · control person · listed since Jul 2013
- No longer listedVASATIS, YANNIS, PLATO · CEO MILLENNIUM EUROPE (MILLENNIUM CAPITAL PARTNERS LP) · Less than 5% · control person · listed since Jan 2011
- No longer listedWORLDQUANT HOLDINGS LP · MEMBER (WORLDQUANT LLC) · 75% or more · control person · listed since Aug 2004
- No longer listedWORLDQUANT LLC · SHAREHOLDER · 75% or more · indirect via WORLDQUANT SWITZERLAND GMBH · control person · listed since Aug 2015
- No longer listedWORLDQUANT SWITZERLAND GMBH · MANAGING MEMBER (WORLDQUANT (SINGAPORE) PTE. LTD.) · 75% or more · control person · listed since Aug 2015
- AddedENGLANDER, ISRAEL, ALEXANDER · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST · control person
- AddedHARATUNIAN, STEPHEN, HAIG · CHIEF RISK OFFICER · Less than 5% · control person
- AddedMILLENNIUM GROUP MANAGEMENT LLC · MANAGING MEMBER · Less than 5% · control person
- AddedMILLENNIUM GROUP MANAGEMENT TRUST · MANAGING MEMBER · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT LLC · control person
- AddedNASH, JOSHUA, LIONEL · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST
- AddedROHR, GEORGE · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST
- AddedTISCH, JAMES, SOLOMON · TRUSTEE · General partner, trustee or manager · indirect via MILLENNIUM GROUP MANAGEMENT TRUST
- and 13 more
Mar 31, 2017 filing
- No longer listedGELBAND, MICHAEL, ROBERT · GLOBAL HEAD OF FIXED INCOME (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Oct 2008
- No longer listedLEE, HYUNG, SOON · GLOBAL HEAD OF EQUITIES (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Nov 2008
- No longer listedTISCH, JAMES, SOLOMON · TRUSTEE · 50–75% · indirect via MLM TRUST B LLC · control person · listed since Apr 2014
- AddedJAIN, ROBERT · CO-CHIEF INVESTMENT OFFICER · Less than 5% · control person
- AddedMLM TRUST A · MEMBER · 75% or more · indirect via MLM TRUST A LLC · control person
- AddedTISCH, JAMES, SOLOMON · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST A · control person
- AddedTISCH, JAMES, SOLOMON · TRUSTEE · General partner, trustee or manager · indirect via MLM TRUST B · control person
- ChangedMLM TRUST B · indirect via MLM TRUST B LLC: ownership 50–75% → 75% or more
Mar 30, 2016 filing
- No longer listedDELUCA, JOHN, CHARLES · MANAGING MEMBER / CHIEF OPERATING OFFICER (VIVACE INVESTMENT PARTNERS LLC) · 5–10% · control person · listed since Nov 2011
- No longer listedDIAZ, ARMANDO, ANTHONY · GLOBAL HEAD OF EXECUTION SERVICES (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Dec 2011
- No longer listedGIBLIN, IAN, NMN · MANAGING MEMBER (VIVACE INVESTMENT PARTNERS LLC) · 5–10% · control person · listed since Nov 2011
- No longer listedGILPIN, ANDREW, CHARLES · MANAGING MEMBER (VIVACE INVESTMENT PARTNERS LLC) · 5–10% · control person · listed since Jan 2013
- No longer listedHORNICK, PETER, JEREMY · HEAD OF BUSINESS DEVELOPMENT · Less than 5% · control person · listed since Jul 2012
- No longer listedHUANG, ZHENG, NMN · MANAGING MEMBER (VIVACE INVESTMENT PARTNERS LLC) · 75% or more · control person · listed since Dec 2011
- No longer listedRUKSHIN, DAVID, DMITRY · CHIEF TECHNOLOGY OFFICER (WORLDQUANT, LLC) · Less than 5% · control person · listed since Jul 2014
- No longer listedSELF, OWAIN, ANTHONY · GLOBAL HEAD OF ELECTRONIC TRADING SOLUTIONS (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Jun 2014
- AddedANDERSON, JOHN, FREDERICK · GLOBAL HEAD OF COMMODITIES · Less than 5% · control person
- AddedTULCHINSKY CAPITAL, INC. · GENERAL PARTNER · General partner, trustee or manager · indirect via WORLDQUANT HOLDINGS LP · control person
- AddedTULCHINSKY, IGOR, NMN · LIMITED PARTNER · 75% or more · indirect via WORLDQUANT HOLDINGS LP · control person
- AddedWORLDQUANT HOLDINGS LP · MEMBER (WORLDQUANT LLC) · 75% or more · control person
- AddedWORLDQUANT LLC · SHAREHOLDER · 75% or more · indirect via WORLDQUANT SWITZERLAND GMBH · control person
- AddedWORLDQUANT SWITZERLAND GMBH · MANAGING MEMBER (WORLDQUANT (SINGAPORE) PTE. LTD.) · 75% or more · control person
- ChangedJONEJA, DEV, NMN · title GLOBAL HEAD OF RISK AND ANALYTICS (MILLENNIUM MANAGEMENT LLC) → GLOBAL HEAD OF RISK (MILLENNIUM MANAGEMENT LLC)
- ChangedMILLENNIUM INTERNATIONAL MANAGEMENT LP · title MANAGING MEMBER (BLUE ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (CANNON ASSET MANAGEMENT LLC) / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) → GENERAL PARTNER (MILLENNIUM CAPITAL MANAGEMENT (AUSTRALIA) PTY LTD ) / MANAGING MEMBER (BLUE ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (CANNON ASSET MANAGEMENT LLC) / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC)
- ChangedSWEENEY, KIRK, CHESTER · title CEO MILLENNIUM ASIA (MILLENNIUM MANAGEMENT LLC) → CEO MILLENNIUM ASIA (MILLENNIUM CAPITAL MANAGEMENT SINGAPORE PTE LTD)
- ChangedTULCHINSKY, IGOR, NMN · ownership 75% or more → Less than 5%
- ChangedVASATIS, YANNIS, PLATO · title CEO MILLENNIUM EUROPE (MILLENNIUM MANAGEMENT LLC) → CEO MILLENNIUM EUROPE (MILLENNIUM CAPITAL PARTNERS LP)
Mar 31, 2015 filing
- No longer listedFEENEY, TERENCE, WILLIAM · PRESIDENT (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Mar 2013
- No longer listedSTATSKY, LARRY, MARTIN · CHIEF ADMINISTRATIVE OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Jul 2007
- No longer listedWILLIAMS, ROBERT, ALLEN · CHIEF FINANCIAL OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Apr 1989
- AddedBYRNE, KEVIN, G · CHIEF FINANCIAL OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- AddedDEADDIO, MICHAEL, LOUIS · CHIEF OPERATING OFFICER (WORLDQUANT, LLC) · Less than 5% · control person
- AddedMAROM, JONATHAN, T · CHIEF FINANCIAL OFFICER (WORLDQUANT, LLC) · Less than 5% · control person
- AddedRUKSHIN, DAVID, DMITRY · CHIEF TECHNOLOGY OFFICER (WORLDQUANT, LLC) · Less than 5% · control person
- AddedSELF, OWAIN, ANTHONY · GLOBAL HEAD OF ELECTRONIC TRADING SOLUTIONS (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ChangedBLOMBERG, JEFF, ADAM · title CHIEF OPERATING OFFICER | GENERAL COUNSEL WORLDQUANT, LLC → CHIEF ADMINISTRATIVE OFFICER + GENERAL COUNSEL (WORLDQUANT, LLC)
- ChangedMCM (UK), LLC · title MANAGING MEMBER (MILLENNIUM CAPITAL PARTNERS LLP) → MEMBER (MILLENNIUM CAPITAL PARTNERS LLP)
- ChangedMILLENNIUM CAPITAL MANAGEMENT LTD. · title MEMBER (MILLENNIUM CAPITAL PARTNERS LLP) → MANAGING MEMBER (MILLENNIUM CAPITAL PARTNERS LLP)
- ChangedMILLENNIUM INTERNATIONAL MANAGEMENT LP · title (MANAGING MEMBER) BLUE ARROW CAPITAL MANAGEMENT LLC / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MCP (SWITZERLAND) GMBH)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) → MANAGING MEMBER (BLUE ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (CANNON ASSET MANAGEMENT LLC) / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC)
- ChangedNOLAN, DAVID, PETER · title CHIEF RISK OFFICER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) → VICE CHAIRMAN (MILLENNIUM MANAGEMENT LLC)
- ChangedNOVOGRATZ, JOHN, STRUTH · title HEAD OF MARKETING AND INVESTOR RELATIONS (MILLENNIUM MANAGEMENT LLC) → GLOBAL HEAD OF CAPITAL DEVELOPMENT & INVESTOR RELATIONS (MILLENNIUM MANAGEMENT LLC)
- ChangedTORGOVNIK, VLADIMIR · title CHIEF TECHNOLOGY OFFICER (MILLENNIUM MANAGEMENT LLC) → CHIEF INFORMATION OFFICER (MILLENNIUM MANAGEMENT LLC)
- ChangedTULCHINSKY, IGOR, NMN · title MANAGER (WORLDQUANT, LLC) → CHIEF EXECUTIVE OFFICER (WORLDQUANT, LLC)
Mar 31, 2014 filing
- No longer listedMILLENNIUM MANAGEMENT LLC · MANAGING MEMBER (MILLENNIUM SMC MANAGEMENT LLC) · 75% or more · control person · listed since Dec 2006
- No longer listedMLM 2009 GRAT · MEMBER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) · 50–75% · control person · listed since Feb 2009
- No longer listedMLM TRUST · MEMBER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) · 10–25% · control person · listed since Dec 1997
- No longer listedRIEFFEL, MARC, ALEXIS · CHIEF OPERATING OFFICER / CHIEF TECHNOLOGY OFFICER (WORLDQUANT, LLC) · Less than 5% · control person · listed since Jan 2009
- AddedBLOMBERG, JEFF, ADAM · CHIEF OPERATING OFFICER | GENERAL COUNSEL WORLDQUANT, LLC · Less than 5% · control person
- AddedHORNICK, PETER, JEREMY · HEAD OF BUSINESS DEVELOPMENT · Less than 5% · control person
- AddedMLM TRUST A LLC · MEMBER · 10–25%
- AddedMLM TRUST B · MEMBER · 50–75% · indirect via MLM TRUST B LLC · control person
- AddedMLM TRUST B LLC · MEMBER · 50–75% · control person
- AddedTISCH, JAMES, SOLOMON · TRUSTEE · 50–75% · indirect via MLM TRUST B LLC · control person
- ChangedENGLANDER, ISRAEL, ALEXANDER · title MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) / TRUSTEE - MLM 2009 GRAT (MILLENNIUM MANAGEMENT LLC) → MANAGING MEMBER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.); ownership 75% or more → 5–10%
- ChangedMILLENNIUM INTERNATIONAL MANAGEMENT LP · title (MANAGING MEMBER) BLUE ARROW CAPITAL MANAGEMENT LLC / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL (SWITZERLAND) SA) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) → (MANAGING MEMBER) BLUE ARROW CAPITAL MANAGEMENT LLC / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MCP (SWITZERLAND) GMBH)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC)
- ChangedTISCH, JAMES, SOLOMON · title TRUSTEE - MLM TRUST (MILLENNIUM MANAGEMENT LLC) → MANAGER - MLM TRUST A LLC / MANAGER - MLM TRUST B LLC; ownership 10–25% → 50–75%
- ChangedTULCHINSKY, IGOR, NMN · title MANAGING MEMBER (WORLDQUANT, LLC) → MANAGER (WORLDQUANT, LLC)
Nov 25, 2013 filing
- No longer listedHOBBS, ALLEN, HAMM · MANAGING MEMBER (SPINNAKER INVESTMENTS STRATEGIES INC.) · 75% or more · control person · listed since Jan 2005
- AddedNAGPAL, AJAY · CHIEF OPERATING OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- AddedSWEENEY, KIRK, CHESTER · CEO MILLENNIUM ASIA (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ChangedFEENEY, TERENCE, WILLIAM · title CHIEF OPERATING OFFICER (MILLENNIUM MANAGEMENT LLC) → PRESIDENT (MILLENNIUM MANAGEMENT LLC)
- ChangedMILLENNIUM INTERNATIONAL MANAGEMENT LP · title MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL (SWITZERLAND) SA) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) → (MANAGING MEMBER) BLUE ARROW CAPITAL MANAGEMENT LLC / MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL (SWITZERLAND) SA) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC)
- ChangedVASATIS, YANNIS, PLATO · title HEAD OF EUROPEAN CAPITAL MARKETS (MILLENNIUM MANAGEMENT LLC) → CEO MILLENNIUM EUROPE (MILLENNIUM MANAGEMENT LLC)
Apr 1, 2013 filing
- No longer listedCHO, KUNHO, NMN · CHAIRMAN OF MLP, ASIA (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Jun 2010
- No longer listedKAHN, ADIN, M (MI ONLY) · HEAD OF BUSINESS DEVELOPMENT (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person · listed since Apr 2005
- No longer listedMPG OPERATIONS LLC · MANAGING MEMBER (MILLENNIUM SMC MANAGEMENT LLC) · 75% or more · control person · listed since Dec 2006
- No longer listedPINSKER, BRIAN, T · MANAGING MEMBER (11:11 CAPITAL COMPANY, LLC) · 75% or more · control person · listed since Nov 2008
- AddedGILPIN, ANDREW, CHARLES · MANAGING MEMBER (VIVACE INVESTMENT PARTNERS LLC) · 5–10% · control person
- AddedMILLENNIUM MANAGEMENT LLC · MANAGING MEMBER (MILLENNIUM SMC MANAGEMENT LLC) · 75% or more · control person
- ChangedMILLENNIUM INTERNATIONAL MANAGEMENT LP · title MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) → MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL (SWITZERLAND) SA) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND)) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC)
Feb 14, 2012 filing (earliest on record)
- ListedCHO, KUNHO, NMN · CHAIRMAN OF MLP, ASIA (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedDELUCA, JOHN, CHARLES · MANAGING MEMBER / CHIEF OPERATING OFFICER (VIVACE INVESTMENT PARTNERS LLC) · 5–10% · control person
- ListedDIAZ, ARMANDO, ANTHONY · GLOBAL HEAD OF EXECUTION SERVICES (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedENGLANDER, ISRAEL, ALEXANDER · MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) / TRUSTEE - MLM 2009 GRAT (MILLENNIUM MANAGEMENT LLC) · 75% or more · control person
- ListedFEENEY, TERENCE, WILLIAM · CHIEF OPERATING OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedGELBAND, MICHAEL, ROBERT · GLOBAL HEAD OF FIXED INCOME (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedGIBLIN, IAN, NMN · MANAGING MEMBER (VIVACE INVESTMENT PARTNERS LLC) · 5–10% · control person
- ListedHOBBS, ALLEN, HAMM · MANAGING MEMBER (SPINNAKER INVESTMENTS STRATEGIES INC.) · 75% or more · control person
- ListedHUANG, ZHENG, NMN · MANAGING MEMBER (VIVACE INVESTMENT PARTNERS LLC) · 75% or more · control person
- ListedJONEJA, DEV, NMN · GLOBAL HEAD OF RISK AND ANALYTICS (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedKAHN, ADIN, M (MI ONLY) · HEAD OF BUSINESS DEVELOPMENT (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedLAUPRETE, GEOFFREY, JEAN · CHIEF INVESTMENT OFFICER (WORLDQUANT, LLC) · Less than 5% · control person
- ListedLEE, HYUNG, SOON · GLOBAL HEAD OF EQUITIES (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedLORNE, SIMON, MICHAEL · CHIEF LEGAL OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedMCM (UK), LLC · MANAGING MEMBER (MILLENNIUM CAPITAL PARTNERS LLP) · 25–50% · control person
- ListedMESKIN, MARK, ISRAEL · CHIEF TRADING OFFICER (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedMILLENNIUM CAPITAL MANAGEMENT LTD. · MEMBER (MILLENNIUM CAPITAL PARTNERS LLP) · 50–75% · control person
- ListedMILLENNIUM INTERNATIONAL MANAGEMENT GP LLC · GENERAL PARTNER (MILLENNIUM INTERNATIONAL MANAGEMENT LP) · Less than 5% · control person
- ListedMILLENNIUM INTERNATIONAL MANAGEMENT LP · MANAGING MEMBER (CATAPULT CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (DECADE CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (GREEN ARROW CAPITAL MANAGEMENT LLC) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED) / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD / MANAGING MEMBER (MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED) / MANAGING MEMBER (MILLENNIUM GLOBAL ESTATE GP LLC) · 75% or more · control person
- ListedMLM 2009 GRAT · MEMBER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) · 50–75% · control person
- ListedMLM TRUST · MEMBER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) · 10–25% · control person
- ListedMPG OPERATIONS LLC · MANAGING MEMBER (MILLENNIUM SMC MANAGEMENT LLC) · 75% or more · control person
- ListedNOLAN, DAVID, PETER · CHIEF RISK OFFICER (MILLENNIUM MANAGEMENT LLC) (SEE SCHEDULE D - MISC.) · Less than 5% · control person
- ListedNOVOGRATZ, JOHN, STRUTH · HEAD OF MARKETING AND INVESTOR RELATIONS (MILLENNIUM MANAGEMENT LLC) · Less than 5% · control person
- ListedPINSKER, BRIAN, T · MANAGING MEMBER (11:11 CAPITAL COMPANY, LLC) · 75% or more · control person
- and 9 more
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- APPLE INC$4.0M +14.8%
- NVIDIA CORPORATION$1.9M +14.1%
- MICROSOFT CORP$1.8M +37.1%
- META PLATFORMS INC$1.7M +28.3%
- PALANTIR TECHNOLOGIES INC$723.4K +60.3%
Top Trims
- GE VERNOVA INC-$802.7K -19.2%
- WALMART INC-$732.8K -8.8%
- GE AEROSPACE-$563.4K -16.6%
- BROADCOM INC-$393.7K -7.9%
- BOEING CO-$360.8K -32.5%
New Positions
- EXXONMOBIL HOLDINGS CORP$2.9M
- PHILLIPS 66$283.9K
- SNOWFLAKE INC$263.2K
- VERTEX PHARMACEUTICALS INC$261.4K
- GILEAD SCIENCES INC$231.2K
Exited Positions
- EXXON MOBIL CORP$2.5M
- APPLOVIN CORP$319.4K
- FEDEX FGHT HLDG CO INC$249.2K
- LAM RESEARCH CORP$241.1K
- WESTERN DIGITAL CORP$231.8K
Millennium Capital Advisors, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $30.6M | 16.12% | 91,807 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $15.1M | 7.95% | 66,032 | SH |
| 3 | WALMART INC | WMT | 931142103 | $7.6M | 4.01% | 73,149 | SH |
| 4 | META PLATFORMS INC | META | 30303M102 | $7.6M | 3.99% | 10,427 | SH |
| 5 | AMAZON COM INC | AMZN | 023135106 | $7.2M | 3.80% | 28,904 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $6.7M | 3.52% | 13,032 | SH |
| 7 | BROADCOM INC | AVGO | 11135F101 | $4.6M | 2.43% | 13,138 | SH |
| 8 | ALPHABET INC | GOOGL | 02079K305 | $4.4M | 2.30% | 12,700 | SH |
| 9 | ELI LILLY & CO | LLY | 532457108 | $4.2M | 2.20% | 3,615 | SH |
| 10 | JANUS DETROIT STR TR | JAAA | 47103U845 | $3.9M | 2.05% | 77,013 | SH |
| 11 | GE VERNOVA INC | GEV | 36828A101 | $3.4M | 1.78% | 3,546 | SH |
| 12 | ABBVIE INC | ABBV | 00287Y109 | $3.1M | 1.62% | 11,751 | SH |
| 13 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $3.0M | 1.56% | 82,533 | SH |
| 14 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $2.9M | 1.54% | 18,001 | SH |
| 15 | GE AEROSPACE | GE | 369604301 | $2.8M | 1.50% | 9,082 | SH |
| 16 | ENERGY TRANSFER L P | ET | 29273V100 | $2.8M | 1.49% | 142,797 | SH |
| 17 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $2.8M | 1.48% | 86,043 | SH |
| 18 | UNITED RENTALS INC | URI | 911363109 | $2.4M | 1.28% | 2,432 | SH |
| 19 | ISHARES TR | DVY | 464287168 | $2.1M | 1.12% | 13,921 | SH |
| 20 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $1.9M | 1.01% | 10,278 | SH |
| 21 | VISA INC | V | 92826C839 | $1.9M | 0.99% | 5,239 | SH |
| 22 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $1.8M | 0.94% | 59,563 | SH |
| 23 | RTX CORPORATION | RTX | 75513E101 | $1.7M | 0.91% | 9,263 | SH |
| 24 | INVESCO QQQ TR | QQQ | 46090E103 | $1.6M | 0.86% | 2,218 | SH |
| 25 | PFIZER INC | PFE | 717081103 | $1.6M | 0.82% | 54,473 | SH |
| 26 | SPDR SERIES TRUST | SPYM | 78464A854 | $1.5M | 0.78% | 16,386 | SH |
| 27 | BANK OF AMER CORP | BAC | 060505104 | $1.5M | 0.77% | 26,874 | SH |
| 28 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $1.4M | 0.72% | 5,168 | SH |
| 29 | DELL TECHNOLOGIES INC | DELL | 24703L202 | $1.3M | 0.69% | 2,435 | SH |
| 30 | HOME DEPOT INC | HD | 437076102 | $1.3M | 0.69% | 4,601 | SH |
| 31 | HOME BANCSHARES INC | HOMB | 436893200 | $1.3M | 0.67% | 45,359 | SH |
| 32 | MURPHY USA INC | MUSA | 626755102 | $1.2M | 0.65% | 2,449 | SH |
| 33 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.2M | 0.61% | 3,482 | SH |
| 34 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $1.2M | 0.61% | 2,521 | SH |
| 35 | HUNT J B TRANS SVCS INC | JBHT | 445658107 | $1.1M | 0.61% | 5,129 | SH |
| 36 | VANGUARD INDEX FDS | VOO | 922908363 | $1.1M | 0.60% | 1,614 | SH |
| 37 | J P MORGAN EXCHANGE TRADED F | JEPQ | 46654Q203 | $1.1M | 0.59% | 18,265 | SH |
| 38 | INVESCO EXCHANGE TRADED FD T | PSI | 46137V647 | $1.0M | 0.54% | 6,750 | SH |
| 39 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $1.0M | 0.53% | 4,338 | SH |
| 40 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $987.2K | 0.52% | 17,560 | SH |
| 41 | DIREXION SHARES ETF TRUST | SPXL | 25459W862 | $977.8K | 0.52% | 3,478 | SH |
| 42 | PALO ALTO NETWORKS INC | PANW | 697435105 | $948.4K | 0.50% | 2,387 | SH |
| 43 | FEDEX CORP | FDX | 31428X106 | $941.3K | 0.50% | 3,302 | SH |
| 44 | VANGUARD INDEX FDS | VTI | 922908769 | $930.1K | 0.49% | 2,485 | SH |
| 45 | TIDAL TRUST III | SNTH | 45259A548 | $929.2K | 0.49% | 31,498 | SH |
| 46 | NXP SEMICONDUCTORS N V | NXPI | N6596X109 | $925.4K | 0.49% | 3,896 | SH |
| 47 | CHEVRON CORPORATION | CVX | 166764100 | $912.8K | 0.48% | 4,470 | SH |
| 48 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $908.3K | 0.48% | 1,191 | SH |
| 49 | JOHNSON & JOHNSON | JNJ | 478160104 | $866.7K | 0.46% | 3,274 | SH |
| 50 | MORGAN STANLEY | MS | 617446448 | $817.0K | 0.43% | 4,344 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-16 | $189.7M | 137 | 0001172661-26-004565 |
| 2026-06-30 | 2026-07-28 | $183.4M | 137 | 0001172661-26-002856 |
| 2026-03-31 | 2026-05-12 | $162.5M | 133 | 0001172661-26-001664 |
| 2025-09-30 | 2026-02-18 | $165.6M | 130 | 0001172661-26-001296 |
| 2025-06-30 | 2026-02-18 | $150.0M | 121 | 0001172661-26-001295 |
| 2024-03-31 | 2026-02-18 | $141.5M | 120 | 0001172661-26-001290 |
Filer Information
Address
1501 N UNIVERSITY AVE, STE 551LITTLE ROCK, AR 72207
Phone
(501) 975-0256
Filing Manager
Millennium Capital Advisors, LLC
LITTLE ROCK, AR
Signatory
Terrie Besier
Operations and Compliance Officer