FOCUSED ALPHA, LLC — 13F Holdings & Portfolio
CIK 2105062 · latest 13F-HR filed 2026-08-07
FOCUSED ALPHA, LLC manages $390.1M in 13F-reported U.S. long-equity assets across 264 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (5.27%), VTI (4.46%), MSFT (3.30%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 43 new positions, exited 26, added to 138, and trimmed 40.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 1600
DENVER, CO 80202
$390.1M
Long-equity book
264
Distinct positions
2026-06-30
Filed 2026-08-07
+43 / −26 / ↑138 / ↓40
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$7.7M +60.6%
- AB ACTIVE ETFS INC$4.7M +84.2%
- PGIM ETF TR$3.1M +60.0%
- PRINCIPAL EXCHANGE TRADED FD$3.0M +116.8%
- ALPHABET INC$2.7M +26.4%
Top Trims
- FEDERATED HERMES ETF TRUST-$1.1M -16.4%
- CITIGROUP INC-$756.4K -28.9%
- MASTERCARD INCORPORATED-$752.0K -16.5%
- NEWMONT CORP-$647.5K -75.1%
- BERKSHIRE HATHAWAY INC DEL-$641.9K -9.5%
New Positions
- ZACKS TRUST$9.5M
- ZACKS TRUST$2.4M
- ADVANCED MICRO DEVICES INC$1.6M
- VANGUARD WORLD FD$1.0M
- JANUS DETROIT STR TR$1.0M
Exited Positions
- FUNDVANTAGE TR$4.9M
- J P MORGAN EXCHANGE TRADED F$4.3M
- LISTED FDS TR$2.9M
- CORCEPT THERAPEUTICS INC$1.3M
- S&P GLOBAL INC$661.3K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $20.5M | 5.27% | 27,433 | SH |
| 2 | VANGUARD INDEX FDS | VTI | 922908769 | $17.4M | 4.46% | 47,025 | SH |
| 3 | MICROSOFT CORP | MSFT | 594918104 | $12.9M | 3.30% | 34,522 | SH |
| 4 | ALPHABET INC | GOOGL | 02079K305 | $12.8M | 3.27% | 35,723 | SH |
| 5 | AB ACTIVE ETFS INC | SYFI | 00039J830 | $10.4M | 2.66% | 290,618 | SH |
| 6 | APPLE INC | AAPL | 037833100 | $9.6M | 2.46% | 33,108 | SH |
| 7 | ZACKS TRUST | GROZ | 98888G808 | $9.5M | 2.43% | 298,078 | SH |
| 8 | AMAZON COM INC | AMZN | 023135106 | $9.4M | 2.41% | 39,475 | SH |
| 9 | PGIM ETF TR | PULS | 69344A107 | $8.3M | 2.13% | 167,962 | SH |
| 10 | VANGUARD INDEX FDS | VTV | 922908744 | $8.2M | 2.10% | 37,554 | SH |
| 11 | FEDERATED HERMES ETF TRUST | FTRB | 31423L404 | $7.4M | 1.90% | 295,664 | SH |
| 12 | SCM TRUST | SEPI | 78410K667 | $7.1M | 1.82% | 254,510 | SH |
| 13 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $6.5M | 1.66% | 8,676 | SH |
| 14 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $6.1M | 1.57% | 12,222 | SH |
| 15 | RBB FUND TRUST | FEGE | 75526L886 | $5.9M | 1.52% | 121,095 | SH |
| 16 | FEDERATED HERMES ETF TRUST | FDV | 31423L305 | $5.7M | 1.47% | 182,324 | SH |
| 17 | PRINCIPAL EXCHANGE TRADED FD | PREF | 74255Y888 | $5.7M | 1.45% | 296,734 | SH |
| 18 | GOLDMAN SACHS ETF TR | GPIX | 38149W622 | $5.6M | 1.45% | 101,643 | SH |
| 19 | NVIDIA CORPORATION | NVDA | 67066G104 | $5.6M | 1.44% | 28,055 | SH |
| 20 | VANECK ETF TRUST | SMOT | 92189H730 | $5.4M | 1.37% | 137,722 | SH |
| 21 | FIRST TR EXCHNG TRADED FD VI | UCON | 33740F888 | $5.2M | 1.34% | 209,939 | SH |
| 22 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $4.7M | 1.21% | 149,169 | SH |
| 23 | ISHARES TR | DGRO | 46434V621 | $4.4M | 1.12% | 57,543 | SH |
| 24 | ALPHABET INC | GOOG | 02079K107 | $4.2M | 1.08% | 11,979 | SH |
| 25 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $4.2M | 1.07% | 123,142 | SH |
| 26 | JPMORGAN CHASE & CO | JPM | 46625H100 | $4.1M | 1.05% | 12,533 | SH |
| 27 | MASTERCARD INCORPORATED | MA | 57636Q104 | $3.8M | 0.97% | 7,386 | SH |
| 28 | VISA INC | V | 92826C839 | $3.6M | 0.93% | 10,621 | SH |
| 29 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $3.4M | 0.86% | 21,258 | SH |
| 30 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $3.1M | 0.79% | 13,047 | SH |
| 31 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $2.7M | 0.70% | 2,900 | SH |
| 32 | FIRST TR EXCHANGE-TRADED FD | EMLP | 33738D101 | $2.4M | 0.62% | 55,496 | SH |
| 33 | ZACKS TRUST | SMIZ | 98888G204 | $2.4M | 0.62% | 53,882 | SH |
| 34 | ISHARES TR | IVW | 464287309 | $2.4M | 0.62% | 17,464 | SH |
| 35 | ISHARES TR | IVE | 464287408 | $2.3M | 0.60% | 10,285 | SH |
| 36 | ISHARES INC | URTH | 464286392 | $2.3M | 0.59% | 11,416 | SH |
| 37 | CISCO SYS INC | CSCO | 17275R102 | $2.3M | 0.59% | 19,479 | SH |
| 38 | BERKSHIRE HATHAWAY INC DEL | BRK.A | 084670108 | $2.2M | 0.58% | 3 | SH |
| 39 | ISHARES TR | EFA | 464287465 | $2.2M | 0.57% | 21,507 | SH |
| 40 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $2.2M | 0.56% | 2,146 | SH |
| 41 | ISHARES TR | IWM | 464287655 | $2.2M | 0.55% | 7,200 | SH |
| 42 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $2.1M | 0.53% | 9,784 | SH |
| 43 | APPLIED MATLS INC | AMAT | 038222105 | $2.1M | 0.53% | 2,868 | SH |
| 44 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $2.0M | 0.52% | 4,210 | SH |
| 45 | VANGUARD INDEX FDS | VUG | 922908736 | $2.0M | 0.51% | 23,186 | SH |
| 46 | CORNING INC | GLW | 219350105 | $2.0M | 0.50% | 7,690 | SH |
| 47 | TESLA INC | TSLA | 88160R101 | $1.9M | 0.49% | 4,547 | SH |
| 48 | BROADCOM INC | AVGO | 11135F101 | $1.9M | 0.49% | 5,052 | SH |
| 49 | CITIGROUP INC | C | 172967424 | $1.9M | 0.48% | 13,321 | SH |
| 50 | META PLATFORMS INC | META | 30303M102 | $1.8M | 0.47% | 3,223 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-07 | $390.1M | 264 | 0001104659-26-092660 |
| 2026-03-31 | 2026-05-12 | $323.7M | 247 | 0001104659-26-059190 |
| 2025-12-31 | 2026-02-13 | $340.3M | 243 | 0001104659-26-014890 |