FOCUSED ALPHA, LLC — 13F Holdings & Portfolio
CIK 2105062 · latest 13F-HR filed 2026-05-12
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$323.7M
Long-equity book
Holdings
247
Distinct positions
Period
2026-03-31
Filed 2026-05-12
Q/Q Activity
+30 / −26 / ↑94 / ↓65
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- FEDERATED HERMES ETF TRUST$7.7M +3010.2%
- FEDERATED HERMES ETF TRUST$3.3M +91.3%
- GOLDMAN SACHS ETF TR$3.0M +108.9%
- SCM TRUST$2.9M +81.4%
- CITIGROUP INC$1.6M +169.9%
Top Trims
- GOLDMAN SACHS ETF TR-$7.0M -93.3%
- MICROSOFT CORP-$5.2M -30.8%
- TESLA INC-$3.4M -77.7%
- PGIM ETF TR-$3.3M -38.9%
- WELLS FARGO & CO-$2.5M -91.9%
New Positions
- CORCEPT THERAPEUTICS INC$1.3M
- GLOBAL X FDS$866.5K
- COGNEX CORP$757.8K
- OREILLY AUTOMOTIVE INC$665.1K
- LOCKHEED MARTIN CORP$630.8K
Exited Positions
- ISHARES GOLD TR$1.3M
- ADVANCED MICRO DEVICES INC$1.2M
- NRG ENERGY INC$1.1M
- ALPHATEC HLDGS INC$846.2K
- SNOWFLAKE INC$750.2K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VTI | 922908769 | $14.9M | 4.60% | 46,370 | SH |
| 2 | ISHARES TR | IVV | 464287200 | $12.8M | 3.95% | 19,588 | SH |
| 3 | MICROSOFT CORP | MSFT | 594918104 | $11.7M | 3.63% | 31,741 | SH |
| 4 | ALPHABET INC | GOOGL | 02079K305 | $10.1M | 3.12% | 35,117 | SH |
| 5 | FEDERATED HERMES ETF TRUST | FTRB | 31423L404 | $8.0M | 2.46% | 316,932 | SH |
| 6 | VANGUARD INDEX FDS | VTV | 922908744 | $7.8M | 2.41% | 39,763 | SH |
| 7 | AMAZON COM INC | AMZN | 023135106 | $7.7M | 2.39% | 37,118 | SH |
| 8 | APPLE INC | AAPL | 037833100 | $7.6M | 2.36% | 30,072 | SH |
| 9 | FEDERATED HERMES ETF TRUST | FDV | 31423L305 | $6.8M | 2.12% | 222,337 | SH |
| 10 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $6.8M | 2.09% | 14,102 | SH |
| 11 | SCM TRUST | SEPI | 78410K667 | $6.6M | 2.03% | 262,364 | SH |
| 12 | GOLDMAN SACHS ETF TR | GPIX | 38149W622 | $5.8M | 1.78% | 114,958 | SH |
| 13 | AB ACTIVE ETFS INC | SYFI | 00039J830 | $5.6M | 1.74% | 158,612 | SH |
| 14 | FIRST TR EXCHNG TRADED FD VI | UCON | 33740F888 | $5.3M | 1.63% | 213,195 | SH |
| 15 | RBB FUND TRUST | FEGE | 75526L886 | $5.2M | 1.61% | 110,702 | SH |
| 16 | PGIM ETF TR | PULS | 69344A107 | $5.2M | 1.61% | 105,069 | SH |
| 17 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $5.0M | 1.54% | 7,684 | SH |
| 18 | FUNDVANTAGE TR | PCHI | 36087T411 | $4.9M | 1.51% | 200,000 | SH |
| 19 | MASTERCARD INCORPORATED | MA | 57636Q104 | $4.5M | 1.40% | 9,097 | SH |
| 20 | JPMORGAN CHASE & CO | JPM | 46625H100 | $4.5M | 1.39% | 15,304 | SH |
| 21 | NVIDIA CORPORATION | NVDA | 67066G104 | $4.4M | 1.36% | 25,183 | SH |
| 22 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $4.3M | 1.33% | 139,839 | SH |
| 23 | J P MORGAN EXCHANGE TRADED F | JGRO | 46654Q609 | $4.3M | 1.32% | 50,385 | SH |
| 24 | ISHARES TR | DGRO | 46434V621 | $3.9M | 1.20% | 55,424 | SH |
| 25 | VANECK ETF TRUST | SMOT | 92189H730 | $3.7M | 1.15% | 105,350 | SH |
| 26 | ALPHABET INC | GOOG | 02079K107 | $3.1M | 0.96% | 10,867 | SH |
| 27 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $3.0M | 0.92% | 20,090 | SH |
| 28 | LISTED FDS TR | CCOR | 53656F847 | $2.9M | 0.91% | 112,983 | SH |
| 29 | VISA INC | V | 92826C839 | $2.9M | 0.89% | 9,576 | SH |
| 30 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $2.9M | 0.89% | 2,889 | SH |
| 31 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $2.8M | 0.86% | 12,874 | SH |
| 32 | CITIGROUP INC | C | 172967424 | $2.6M | 0.81% | 23,109 | SH |
| 33 | PRINCIPAL EXCHANGE TRADED FD | PREF | 74255Y888 | $2.6M | 0.81% | 138,592 | SH |
| 34 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $2.4M | 0.73% | 80,938 | SH |
| 35 | BROADCOM INC | AVGO | 11135F101 | $2.3M | 0.70% | 7,278 | SH |
| 36 | FIRST TR EXCHANGE-TRADED FD | EMLP | 33738D101 | $2.2M | 0.68% | 50,571 | SH |
| 37 | ISHARES TR | IVE | 464287408 | $2.2M | 0.67% | 10,310 | SH |
| 38 | BERKSHIRE HATHAWAY INC DEL | BRK.A | 084670108 | $2.2M | 0.67% | 3 | SH |
| 39 | ISHARES TR | IVW | 464287309 | $2.0M | 0.61% | 17,563 | SH |
| 40 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $1.9M | 0.58% | 9,749 | SH |
| 41 | META PLATFORMS INC | META | 30303M102 | $1.8M | 0.55% | 3,104 | SH |
| 42 | VANGUARD INDEX FDS | VUG | 922908736 | $1.7M | 0.52% | 3,823 | SH |
| 43 | CVS HEALTH CORP | CVS | 126650100 | $1.6M | 0.49% | 22,049 | SH |
| 44 | GE AEROSPACE | GE | 369604301 | $1.6M | 0.49% | 5,539 | SH |
| 45 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $1.5M | 0.45% | 4,319 | SH |
| 46 | ISHARES TR | IEFA | 46432F842 | $1.4M | 0.44% | 15,726 | SH |
| 47 | CORCEPT THERAPEUTICS INC | CORT | 218352102 | $1.3M | 0.40% | 32,421 | SH |
| 48 | INVESCO QQQ TR | QQQ | 46090E103 | $1.3M | 0.39% | 2,193 | SH |
| 49 | GILEAD SCIENCES INC | GILD | 375558103 | $1.2M | 0.39% | 8,960 | SH |
| 50 | RTX CORPORATION | RTX | 75513E101 | $1.2M | 0.37% | 6,238 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-12 | $323.7M | 247 | 0001104659-26-059190 |
| 2025-12-31 | 2026-02-13 | $340.3M | 243 | 0001104659-26-014890 |