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Ethos Capital Management, Inc. — 13F Holdings & Portfolio

CIK 2106214 · latest 13F-HR filed 2026-07-16

Backtest portfolio

Ethos Capital Management, Inc. manages $140.5M in 13F-reported U.S. long-equity assets across 59 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VTIP (25.60%), MU (4.72%), AVGO (4.51%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 8 new positions and exited 5; 20 existing positions rose in reported value and 27 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$140.5M

Long-equity book

Holdings
59

Distinct positions

Period
2026-06-30

Filed 2026-07-16

Q/Q Activity
+8 / −5 / ↑20 / ↓27

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
VTIP25.6% · newMU4.7% · -30%AVGO4.5% · +27%NVDA4.2% · +29%GS3.2% · +32%AMD3.0% · -32%STIP2.5% · -73%INTC2.5% · -39%CSCO2.1% · +11%BWA2.1% · +17%JPM2.0% · +39%MSFT1.9% · +86%C1.9% · +14%META1.9% · +76%BIV1.9% · -74%ABBV1.8% · +37%IMTB1.8% · -73%BRK.B1.8% · +52%CVX1.7% · +37%TPR1.7% · +17%XOM1.7% · +18%LRCX1.5% · newLLY1.5% · newCSX1.3% · newMS1.3% · newTSLA1.3% · newBK1.3% · newLIN1.3% · newFNGS1.2% · -27%VGT0.9% · +472%AAPL0.9% · -1%XLG0.8% · -27%OVB0.8% · -33%SYSB0.7% · -31%MMTM0.7% · -30%MGK0.7% · +258%CMBS0.7% · -31%FVAL0.7% · -30%CGCP0.6% · -34%RSPT0.6% · -28%LEAD0.6% · newVUSE0.5% · -36%XMHQ0.5% · -32%JEPQ0.5% · -30%PLTR0.4% · -76%IGV0.4% · -34%CNP0.4% · -72%V0.4% · -70%AMZN0.3% · +2%EXC0.3% · -74%YUM0.3% · -75%NFLX0.3% · -75%IUSB0.3% · -11%MA0.3% · -72%DIVO0.2% · +1%UBER0.2% · -74%GOOGL0.2% · +9%ICE0.2% · -76%QQQ0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 54.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 31, 2026.

Assets Under Management
$6.31B
Discretionary
$6.31B
Employees
19
Accounts
12
Address
126 NEWBURY STREET, 5TH FLOOR
BOSTON, MA 02116-3054
Phone
(617) 880-8000
Website
Name Title / Status Ownership Type
BROOKS, ERIK, LEWIS ControlFOUNDER & MANAGING PARTNER
since Aug 2020
25–50%Individual
CHEHADE, FADI, BANOB ControlFOUNDER & MANAGING PARTNER
since Aug 2020
25–50%Individual
MENSOIAN, MARTHA, ALICE ControlPARTNER, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
since Nov 2020
Less than 5%Individual
PUGLIA, MARC, GERALD ControlPARTNER & CHIEF FINANCIAL OFFICER
since Mar 2026
Less than 5%Individual
STONE, BRENT, DAVID ControlMANAGING PARTNER
since Feb 2024
25–50%Individual
Ownership & leadership changes · 6 filings with changes since Nov 29, 2020

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2026 filing
  • No longer listedKEANEY, AILEEN, CECILLE · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jul 2021
  • AddedPUGLIA, MARC, GERALD · PARTNER & CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • ChangedMENSOIAN, MARTHA, ALICE · title GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER → PARTNER, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
May 15, 2025 filing
  • ChangedBROOKS, ERIK, LEWIS · ownership 50–75% → 25–50%
  • ChangedCHEHADE, FADI, BANOB · ownership 50–75% → 25–50%
  • ChangedSTONE, BRENT, DAVID · ownership Less than 5% → 25–50%; now a control person
Feb 21, 2024 filing
  • AddedSTONE, BRENT, DAVID · MANAGING PARTNER · Less than 5%
  • ChangedBROOKS, ERIK, LEWIS · title MANAGING PARTNER; CO-CEO → FOUNDER & MANAGING PARTNER
  • ChangedCHEHADE, FADI, BANOB · title MANAGING PARTNER; CO-CEO → FOUNDER & MANAGING PARTNER
Mar 31, 2023 filing
  • ChangedKEANEY, AILEEN, CECILLE · title DIRECTOR OF FINANCE → CHIEF FINANCIAL OFFICER
Mar 31, 2022 filing
  • ChangedMENSOIAN, MARTHA, ALICE · title CHIEF COMPLIANCE OFFICER → GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
Jul 23, 2021 filing
  • AddedKEANEY, AILEEN, CECILLE · DIRECTOR OF FINANCE · Less than 5% · control person
  • ChangedBROOKS, ERIK, LEWIS · title MANAGING MEMBER → MANAGING PARTNER; CO-CEO
  • ChangedCHEHADE, FADI, BANOB · title MANAGING MEMBER → MANAGING PARTNER; CO-CEO
Nov 29, 2020 filing (earliest on record)
  • ListedBROOKS, ERIK, LEWIS · MANAGING MEMBER · 50–75% · control person
  • ListedCHEHADE, FADI, BANOB · MANAGING MEMBER · 50–75% · control person
  • ListedMENSOIAN, MARTHA, ALICE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 20 →

Top Trims

Show all 27 →

New Positions

Show all 8 →

Exited Positions

Show all 5 →

Ethos Capital Management, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD MALVERN FDS VTIP 922020805 $36.0M 25.60% 715,805 SH
2 MICRON TECHNOLOGY INC MU 595112103 $6.6M 4.72% 5,747 SH
3 BROADCOM INC AVGO 11135F101 $6.3M 4.51% 16,763 SH
4 NVIDIA CORPORATION NVDA 67066G104 $5.9M 4.18% 29,359 SH
5 GOLDMAN SACHS GROUP INC GS 38141G104 $4.4M 3.17% 4,399 SH
6 ADVANCED MICRO DEVICES INC AMD 007903107 $4.2M 3.00% 7,243 SH
7 ISHARES TR STIP 46429B747 $3.6M 2.54% 34,989 SH
8 INTEL CORP INTC 458140100 $3.5M 2.51% 25,244 SH
9 CISCO SYS INC CSCO 17275R102 $3.0M 2.13% 25,443 SH
10 BORGWARNER INC BWA 099724106 $2.9M 2.06% 43,644 SH
11 JPMORGAN CHASE & CO JPM 46625H100 $2.7M 1.96% 8,398 SH
12 MICROSOFT CORP MSFT 594918104 $2.7M 1.92% 7,211 SH
13 CITIGROUP INC C 172967424 $2.7M 1.89% 18,966 SH
14 META PLATFORMS INC META 30303M102 $2.6M 1.88% 4,681 SH
15 VANGUARD BD INDEX FDS BIV 921937819 $2.6M 1.86% 34,090 SH
16 ABBVIE INC ABBV 00287Y109 $2.6M 1.84% 10,283 SH
17 ISHARES TR IMTB 46435G417 $2.6M 1.82% 58,646 SH
18 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $2.5M 1.80% 5,056 SH
19 CHEVRON CORP NEW CVX 166764100 $2.4M 1.72% 14,561 SH
20 TAPESTRY INC TPR 876030107 $2.4M 1.72% 16,467 SH
21 EXXON MOBIL CORP XOM 30231G102 $2.4M 1.70% 17,467 SH
22 LAM RESEARCH CORP LRCX 512807306 $2.1M 1.53% 4,944 SH
23 ELI LILLY & CO LLY 532457108 $2.1M 1.46% 1,710 SH
24 CSX CORP CSX 126408103 $1.9M 1.33% 39,262 SH
25 MORGAN STANLEY MS 617446448 $1.9M 1.32% 8,886 SH
26 TESLA INC TSLA 88160R101 $1.8M 1.31% 4,364 SH
27 BANK NEW YORK MELLON CORP BNY 064058100 $1.8M 1.30% 12,605 SH
28 LINDE PLC LIN G54950103 $1.8M 1.27% 3,437 SH
29 BANK MONTREAL MEDIUM FNGS 06368B504 $1.6M 1.16% 22,406 SH
30 VANGUARD WORLD FD VGT 92204A702 $1.2M 0.87% 10,214 SH
31 APPLE INC AAPL 037833100 $1.2M 0.87% 4,199 SH
32 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $1.1M 0.82% 18,705 SH
33 LISTED FD TR OVB 53656F862 $1.1M 0.77% 52,960 SH
34 ISHARES TR SYSB 46435U796 $1.1M 0.75% 11,857 SH
35 SPDR SER TR MMTM 78468R705 $1.0M 0.74% 3,326 SH
36 VANGUARD WORLD FD MGK 921910816 $1.0M 0.74% 11,793 SH
37 ISHARES TR CMBS 46429B366 $970.6K 0.69% 19,951 SH
38 FIDELITY COVINGTON TRUST FVAL 316092782 $933.3K 0.66% 11,976 SH
39 CAPITAL GRP FIXED INCM ETF T CGCP 14020Y102 $907.4K 0.65% 40,708 SH
40 INVESCO EXCHANGE TRADED FD T RSPT 46137V282 $891.5K 0.63% 13,822 SH
41 SIREN ETF TR BLCN 829658301 $889.3K 0.63% 9,703 SH
42 ETF SER SOLUTIONS VUSE 26922A503 $707.5K 0.50% 9,783 SH
43 INVESCO EXCHANGE TRADED FD T XMHQ 46137V472 $650.7K 0.46% 5,765 SH
44 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $642.7K 0.46% 10,458 SH
45 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $599.0K 0.43% 5,134 SH
46 ISHARES TR IGV 464287515 $595.1K 0.42% 6,568 SH
47 CENTERPOINT ENERGY INC CNP 15189T107 $530.5K 0.38% 12,045 SH
48 VISA INC V 92826C839 $517.2K 0.37% 1,507 SH
49 AMAZON COM INC AMZN 023135106 $470.0K 0.33% 1,972 SH
50 EXELON CORP EXC 30161N101 $460.3K 0.33% 9,872 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-16 $140.5M 59 0002106214-26-000003
2026-03-31 2026-04-07 $116.6M 56 0002106214-26-000002
2025-12-31 2026-01-21 $106.2M 55 0002106214-26-000001
Filer Information
Address
626 SOUTH STATE STREET
NEWTOWN, PA 18940
Phone
(215) 968-1520
Filing Manager
Ethos Capital Management, Inc.
NEWTOWN, PA
Signatory
Steven Toto
CCO