Ballast Rock Private Wealth LLC — 13F Holdings & Portfolio
CIK 2106928 · latest 13F-HR filed 2026-04-16
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$180.8M
Long-equity book
Holdings
177
Distinct positions
Period
2026-03-31
Filed 2026-04-16
Q/Q Activity
+18 / −12 / ↑54 / ↓36
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD CALIF TAX FREE FDS$4.3M +694.3%
- PGIM ETF TR$2.5M +54.9%
- ISHARES TR$2.5M +108.4%
- JANUS DETROIT STR TR$2.0M +89.4%
- SELECT SECTOR SPDR TR$1.6M +339.2%
Top Trims
- MICROSOFT CORP-$1.7M -45.5%
- ISHARES TR-$605.9K -68.0%
- APPLOVIN CORP-$413.7K -40.9%
- SPDR SERIES TRUST-$360.2K -49.3%
- STATE STR SPDR S&P 500 ETF T-$359.7K -9.4%
New Positions
- AMERICAN CENTY ETF TR$2.0M
- ISHARES TR$726.1K
- INNOVATOR ETFS TRUST$594.6K
- ISHARES TR$537.6K
- ISHARES TR$536.4K
Exited Positions
- VS TRUST$2.7M
- BLACKROCK ETF TRUST II$1.7M
- ISHARES TR$1.1M
- ALLY FINL INC$815.2K
- JANUS DETROIT STR TR$624.0K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $8.0M | 4.43% | 31,574 | SH |
| 2 | PGIM ETF TR | PAAA | 69344A834 | $7.1M | 3.91% | 137,407 | SH |
| 3 | VANGUARD CALIF TAX FREE FDS | VTEC | 922021605 | $4.9M | 2.72% | 49,652 | SH |
| 4 | ISHARES TR | CMF | 464288356 | $4.8M | 2.66% | 84,568 | SH |
| 5 | INNOVATOR ETFS TRUST | BALT | 45783Y855 | $4.4M | 2.43% | 131,547 | SH |
| 6 | JANUS DETROIT STR TR | JAAA | 47103U845 | $4.2M | 2.31% | 82,624 | SH |
| 7 | VANGUARD INDEX FDS | VOO | 922908363 | $3.8M | 2.08% | 6,287 | SH |
| 8 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $3.5M | 1.94% | 136,532 | SH |
| 9 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $3.5M | 1.91% | 5,306 | SH |
| 10 | JPMORGAN CHASE & CO | JPM | 46625H100 | $3.4M | 1.88% | 11,570 | SH |
| 11 | J P MORGAN EXCHANGE TRADED F | JQUA | 46641Q761 | $3.3M | 1.85% | 54,594 | SH |
| 12 | ISHARES TR | IVV | 464287200 | $3.1M | 1.73% | 4,779 | SH |
| 13 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.0M | 1.69% | 17,476 | SH |
| 14 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $2.8M | 1.54% | 112,268 | SH |
| 15 | DIMENSIONAL ETF TRUST | DFAU | 25434V104 | $2.7M | 1.52% | 60,782 | SH |
| 16 | INVESCO QQQ TR | QQQ | 46090E103 | $2.7M | 1.50% | 4,712 | SH |
| 17 | VANGUARD INDEX FDS | VTI | 922908769 | $2.7M | 1.48% | 8,332 | SH |
| 18 | SCHWAB STRATEGIC TR | SCHO | 808524862 | $2.6M | 1.44% | 107,406 | SH |
| 19 | SPDR GOLD TR | GLD | 78463V107 | $2.6M | 1.42% | 5,961 | SH |
| 20 | VANGUARD WHITEHALL FDS | VIGI | 921946810 | $2.3M | 1.30% | 26,468 | SH |
| 21 | DIMENSIONAL ETF TRUST | DFCF | 25434V872 | $2.3M | 1.27% | 54,579 | SH |
| 22 | VANGUARD SCOTTSDALE FDS | VONE | 92206C730 | $2.3M | 1.25% | 7,641 | SH |
| 23 | ALPHABET INC | GOOGL | 02079K305 | $2.2M | 1.20% | 7,543 | SH |
| 24 | LAM RESEARCH CORP | LRCX | 512807306 | $2.1M | 1.15% | 9,679 | SH |
| 25 | MICROSOFT CORP | MSFT | 594918104 | $2.1M | 1.14% | 5,576 | SH |
| 26 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $2.0M | 1.12% | 33,031 | SH |
| 27 | VANGUARD BD INDEX FDS | BIV | 921937819 | $2.0M | 1.11% | 25,937 | SH |
| 28 | AMERICAN CENTY ETF TR | CATF | 025072117 | $2.0M | 1.09% | 39,617 | SH |
| 29 | AMAZON COM INC | AMZN | 023135106 | $1.8M | 0.99% | 8,584 | SH |
| 30 | INNOVATOR ETFS TRUST | SFLR | 45783Y673 | $1.8M | 0.99% | 50,337 | SH |
| 31 | APPLIED MATLS INC | AMAT | 038222105 | $1.8M | 0.98% | 5,205 | SH |
| 32 | ISHARES TR | SUB | 464288158 | $1.7M | 0.96% | 16,220 | SH |
| 33 | SCHWAB CHARLES CORP | SCHW | 808513105 | $1.6M | 0.86% | 16,600 | SH |
| 34 | ISHARES TR | IEFA | 46432F842 | $1.6M | 0.86% | 17,177 | SH |
| 35 | SPDR SERIES TRUST | SPAB | 78464A649 | $1.5M | 0.85% | 59,896 | SH |
| 36 | ISHARES TR | EFA | 464287465 | $1.5M | 0.82% | 15,289 | SH |
| 37 | FIRST TR EXCHNG TRADED FD VI | GMAY | 33740F441 | $1.5M | 0.81% | 35,739 | SH |
| 38 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $1.3M | 0.72% | 6,800 | SH |
| 39 | ISHARES TR | IWM | 464287655 | $1.3M | 0.72% | 5,213 | SH |
| 40 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $1.3M | 0.71% | 21,969 | SH |
| 41 | ISHARES TR | IJH | 464287507 | $1.2M | 0.69% | 18,396 | SH |
| 42 | VANGUARD INDEX FDS | VTV | 922908744 | $1.2M | 0.67% | 6,190 | SH |
| 43 | ISHARES TR | EEM | 464287234 | $1.2M | 0.67% | 21,197 | SH |
| 44 | INNOVATOR ETFS TRUST | PMAR | 45782C383 | $1.2M | 0.66% | 26,937 | SH |
| 45 | ISHARES TR | IVW | 464287309 | $1.1M | 0.63% | 10,143 | SH |
| 46 | DIMENSIONAL ETF TRUST | DFAI | 25434V203 | $1.1M | 0.63% | 29,421 | SH |
| 47 | WISDOMTREE TR | DXJ | 97717W851 | $1.1M | 0.63% | 7,210 | SH |
| 48 | VANGUARD WELLINGTON FD | VTES | 921935870 | $1.1M | 0.61% | 10,973 | SH |
| 49 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $1.1M | 0.61% | 43,778 | SH |
| 50 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $1.1M | 0.59% | 4,979 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-16 | $180.8M | 177 | 0002106928-26-000002 |
| 2025-12-31 | 2026-02-04 | $160.0M | 171 | 0002106928-26-000001 |