Ballast Rock Private Wealth LLC — 13F Holdings & Portfolio
CIK 2106928 · latest 13F-HR filed 2026-08-10
Ballast Rock Private Wealth LLC manages $216.5M in 13F-reported U.S. long-equity assets across 192 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are PAAA (6.10%), JAAA (4.66%), AAPL (4.26%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 18 new positions, exited 3, added to 106, and trimmed 21.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
STE 200
CHARLESTON, SC 29403
$216.5M
Long-equity book
192
Distinct positions
2026-06-30
Filed 2026-08-10
+18 / −3 / ↑106 / ↓21
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- PGIM ETF TR$6.1M +87.0%
- JANUS DETROIT STR TR$5.9M +141.4%
- LAM RESEARCH CORP$2.0M +96.1%
- APPLIED MATLS INC$2.0M +111.5%
- ISHARES TR$1.4M +115.6%
Top Trims
- ISHARES TR-$1.7M -35.0%
- SELECT SECTOR SPDR TR-$1.5M -74.9%
- ISHARES TR-$1.1M -73.1%
- SPDR GOLD TR-$478.3K -18.6%
- AMAZON COM INC-$212.8K -11.9%
New Positions
- ISHARES TR$1.3M
- BLACKROCK ETF TRUST$398.9K
- ISHARES TR$336.2K
- BLACKROCK ETF TRUST$328.7K
- PALO ALTO NETWORKS INC$294.6K
Exited Positions
- INNOVATOR ETFS TRUST$308.9K
- INNOVATOR ETFS TRUST$236.5K
- NETFLIX INC.$205.8K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | PGIM ETF TR | PAAA | 69344A834 | $13.2M | 6.10% | 256,448 | SH |
| 2 | JANUS DETROIT STR TR | JAAA | 47103U845 | $10.1M | 4.66% | 199,007 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $9.2M | 4.26% | 31,887 | SH |
| 4 | VANGUARD CALIF TAX FREE FDS | VTEC | 922021605 | $5.0M | 2.33% | 50,048 | SH |
| 5 | INNOVATOR ETFS TRUST | BALT | 45783Y855 | $4.4M | 2.05% | 129,280 | SH |
| 6 | J P MORGAN EXCHANGE TRADED F | JQUA | 46641Q761 | $4.4M | 2.01% | 60,207 | SH |
| 7 | VANGUARD INDEX FDS | VOO | 922908363 | $4.3M | 1.99% | 6,272 | SH |
| 8 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $4.1M | 1.88% | 5,431 | SH |
| 9 | LAM RESEARCH CORP | LRCX | 512807306 | $4.1M | 1.88% | 9,364 | SH |
| 10 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $4.0M | 1.86% | 136,606 | SH |
| 11 | JPMORGAN CHASE & CO | JPM | 46625H100 | $3.8M | 1.75% | 11,577 | SH |
| 12 | APPLIED MATLS INC | AMAT | 038222105 | $3.8M | 1.74% | 5,205 | SH |
| 13 | ISHARES TR | IVV | 464287200 | $3.6M | 1.65% | 4,779 | SH |
| 14 | INVESCO QQQ TR | QQQ | 46090E103 | $3.5M | 1.60% | 4,712 | SH |
| 15 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.4M | 1.59% | 17,161 | SH |
| 16 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $3.2M | 1.49% | 116,764 | SH |
| 17 | ISHARES TR | CMF | 464288356 | $3.1M | 1.44% | 54,216 | SH |
| 18 | DIMENSIONAL ETF TRUST | DFAU | 25434V104 | $3.1M | 1.43% | 59,866 | SH |
| 19 | VANGUARD INDEX FDS | VTI | 922908769 | $3.1M | 1.43% | 8,357 | SH |
| 20 | VANGUARD SCOTTSDALE FDS | VONE | 92206C730 | $2.8M | 1.30% | 8,279 | SH |
| 21 | VANGUARD WHITEHALL FDS | VIGI | 921946810 | $2.7M | 1.27% | 29,410 | SH |
| 22 | ALPHABET INC | GOOGL | 02079K305 | $2.7M | 1.25% | 7,553 | SH |
| 23 | ISHARES TR | IJH | 464287507 | $2.7M | 1.24% | 34,738 | SH |
| 24 | SCHWAB STRATEGIC TR | SCHO | 808524862 | $2.4M | 1.13% | 101,171 | SH |
| 25 | DIMENSIONAL ETF TRUST | DFCF | 25434V872 | $2.3M | 1.08% | 55,519 | SH |
| 26 | SPDR GOLD TR | GLD | 78463V107 | $2.1M | 0.96% | 5,665 | SH |
| 27 | MICROSOFT CORP | MSFT | 594918104 | $2.1M | 0.96% | 5,590 | SH |
| 28 | AMERICAN CENTY ETF TR | CATF | 025072117 | $2.1M | 0.96% | 41,452 | SH |
| 29 | VANGUARD BD INDEX FDS | BIV | 921937819 | $2.0M | 0.93% | 26,169 | SH |
| 30 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $1.9M | 0.87% | 27,742 | SH |
| 31 | INNOVATOR ETFS TRUST | SFLR | 45783Y673 | $1.8M | 0.84% | 47,398 | SH |
| 32 | ISHARES TR | SUB | 464288158 | $1.7M | 0.78% | 15,926 | SH |
| 33 | ISHARES TR | IEFA | 46432F842 | $1.7M | 0.77% | 17,327 | SH |
| 34 | AMAZON COM INC | AMZN | 023135106 | $1.6M | 0.73% | 6,608 | SH |
| 35 | ISHARES TR | IWM | 464287655 | $1.6M | 0.72% | 5,213 | SH |
| 36 | FIRST TR EXCHNG TRADED FD VI | GMAY | 33740F441 | $1.5M | 0.71% | 35,739 | SH |
| 37 | SPDR SERIES TRUST | SPAB | 78464A649 | $1.5M | 0.71% | 60,224 | SH |
| 38 | SCHWAB CHARLES CORP | SCHW | 808513105 | $1.5M | 0.71% | 16,612 | SH |
| 39 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $1.5M | 0.67% | 7,661 | SH |
| 40 | ISHARES TR | EEM | 464287234 | $1.5M | 0.67% | 21,198 | SH |
| 41 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $1.4M | 0.66% | 6,693 | SH |
| 42 | ISHARES TR | IVW | 464287309 | $1.4M | 0.64% | 10,144 | SH |
| 43 | ISHARES INC | IEMG | 46434G103 | $1.4M | 0.64% | 16,721 | SH |
| 44 | VANGUARD INDEX FDS | VTV | 922908744 | $1.4M | 0.62% | 6,195 | SH |
| 45 | INNOVATOR ETFS TRUST | PMAR | 45782C383 | $1.3M | 0.59% | 26,937 | SH |
| 46 | ISHARES TR | IYR | 464287739 | $1.3M | 0.59% | 12,520 | SH |
| 47 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $1.3M | 0.59% | 43,782 | SH |
| 48 | WISDOMTREE TR | DXJ | 97717W851 | $1.3M | 0.58% | 7,210 | SH |
| 49 | DIMENSIONAL ETF TRUST | DFAI | 25434V203 | $1.2M | 0.55% | 28,912 | SH |
| 50 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $1.2M | 0.55% | 5,012 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $216.5M | 192 | 0002106928-26-000003 |
| 2026-03-31 | 2026-04-16 | $180.8M | 177 | 0002106928-26-000002 |
| 2025-12-31 | 2026-02-04 | $160.0M | 171 | 0002106928-26-000001 |