Ballast Rock Private Wealth LLC — 13F Holdings & Portfolio

CIK 2106928 · latest 13F-HR filed 2026-08-10

Ballast Rock Private Wealth LLC manages $216.5M in 13F-reported U.S. long-equity assets across 192 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are PAAA (6.10%), JAAA (4.66%), AAPL (4.26%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 18 new positions and exited 3; 106 existing positions rose in reported value and 21 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$216.5M

Long-equity book

Holdings

192

Distinct positions

Period

2026-06-30

Filed 2026-08-10

Q/Q Activity

+18 / −3 / ↑106 / ↓21

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26

PAAA6.1% · +87%JAAA4.7% · +141%AAPL4.3% · +1%VTEC2.3% · +1%BALT2.0% · -2%JQUA2.0% · +10%VOO2.0% · -0%SPY1.9% · +2%LRCX1.9% · -3%SCHX1.9% · +0%JPM1.8% · +0%AMAT1.7% · 0%IVV1.7% · 0%QQQ1.6% · 0%NVDA1.6% · -2%SCHF1.5% · +4%CMF1.4% · -36%DFAU1.4% · -2%VTI1.4% · +0%VONE1.3% · +8%VIGI1.3% · +11%GOOGL1.2% · +0%IJH1.2% · +89%SCHO1.1% · -6%DFCF1.1% · +2%GLD1.0% · -5%MSFT1.0% · +0%CATF1.0% · +5%BIV0.9% · +1%DYNF0.9% · +26%SFLR0.8% · -6%SUB0.8% · -2%IEFA0.8% · +1%AMZN0.7% · -23%IWM0.7% · 0%GMAY0.7% · 0%SPAB0.7% · +0%SCHW0.7% · +0%XLK0.7% · -0%EEM0.7% · 0%RSP0.7% · -2%IVW0.6% · 0%IEMG0.6% · +12%VTV0.6% · +0%PMAR0.6% · 0%IYR0.6% · new SCHB0.6% · 0%DXJ0.6% · 0%DFAI0.6% · -2%VIG0.5% · +1%VTES0.5% · -1%RSSB0.5% · +34%MUC0.5% · +5%TLH0.5% · +11%VB0.5% · +14%DDSQ0.5% · +61%VO0.5% · +303%XME0.5% · 0%MUB0.5% · +5%SPYG0.5% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 29%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 6, 2026.

Assets Under Management

$405.7M

Discretionary

$361.9M

Employees

Accounts

642

Address

460 KING STREET
SUITE 200
CHARLESTON, SC 29403

Phone

(800) 204-2513

Website

www.ballastrockpw.com
www.linkedin.com/company/ballast-rock-private-wealth

Mailing Address

PO BOX 3005, WOODINVILLE, WA, 98072

Name	Title / Status	Ownership	Type
BALLAST ROCK HOLDINGS LLC Control	BUSINESS since May 2022	75% or more	Domestic Entity
MESCON, ANDREW, JAMES Control	CEO since Sep 2022	5–10%	Individual
Thonssen, Jason, Michael Control	CHIEF COMPLIANCE OFFICER since Aug 2022	5–10%	Individual
O'Shea, Simon	CHIEF INVESTMENT OFFICER since Sep 2021	5–10%	Individual
Salomone, Christian, Dan	CIO since Dec 2023	5–10%	Individual
CARROLL-CONNELL, THOMAS, ELDREDGE Control Indirect owner via BALLAST ROCK HOLDINGS LLC	OWNER since Jul 2018	75% or more	Individual

Ownership & leadership changes · 6 filings with changes since Jun 1, 2022

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 6, 2026 filing

No longer listedCARROLL-CONNELL, THOMAS, ELDREDGE · MANAGING MEMBER · Less than 5% · listed since May 2022
No longer listedHALL, DIRK, A · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Nov 2022
AddedO'Shea, Simon · CHIEF INVESTMENT OFFICER · 5–10%
ChangedMESCON, ANDREW, JAMES · ownership Less than 5% → 5–10%
ChangedSalomone, Christian, Dan · ownership Less than 5% → 5–10%
ChangedThonssen, Jason, Michael · ownership Less than 5% → 5–10%

Mar 22, 2024 filing

AddedSalomone, Christian, Dan · CIO · Less than 5%

May 11, 2023 filing

Listed againCARROLL-CONNELL, THOMAS, ELDREDGE · OWNER · 75% or more · indirect via BALLAST ROCK HOLDINGS LLC · control person

Mar 29, 2023 filing

No longer listedCARROLL-CONNELL, THOMAS, ELDREDGE · CHIEF COMPLIANCE OFFICER · 75% or more · indirect via BALLAST ROCK HOLDINGS LLC · control person · listed since May 2022
AddedHALL, DIRK, A · CHIEF OPERATING OFFICER · Less than 5% · control person
ChangedMESCON, ANDREW, JAMES · ownership 5–10% → Less than 5%

Sep 1, 2022 filing

AddedMESCON, ANDREW, JAMES · CEO · 5–10% · control person

Aug 17, 2022 filing

AddedThonssen, Jason, Michael · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
ChangedCARROLL-CONNELL, THOMAS, ELDREDGE · title CHIEF COMPLIANCE OFFICER → MANAGING MEMBER

Jun 1, 2022 filing (earliest on record)

ListedBALLAST ROCK HOLDINGS LLC · BUSINESS · 75% or more · control person
ListedCARROLL-CONNELL, THOMAS, ELDREDGE · CHIEF COMPLIANCE OFFICER · Less than 5%
ListedCARROLL-CONNELL, THOMAS, ELDREDGE · CHIEF COMPLIANCE OFFICER · 75% or more · indirect via BALLAST ROCK HOLDINGS LLC · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

PGIM ETF TR$6.1M +87.0%
JANUS DETROIT STR TR$5.9M +141.4%
LAM RESEARCH CORP$2.0M +96.1%
APPLIED MATLS INC$2.0M +111.5%
ISHARES TR$1.4M +115.6%

Show all 106 →

Top Trims

ISHARES TR-$1.7M -35.0%
SELECT SECTOR SPDR TR-$1.5M -74.9%
ISHARES TR-$1.1M -73.1%
SPDR GOLD TR-$478.3K -18.6%
AMAZON COM INC-$212.8K -11.9%

Show all 21 →

New Positions

Show all 18 →

Exited Positions

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#	Issuer	Symbol	CUSIP	Value	Δ

Ballast Rock Private Wealth LLC Holdings (2026-06-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	PGIM ETF TR	PAAA	69344A834	$13.2M	6.10%	256,448	SH
2	JANUS DETROIT STR TR	JAAA	47103U845	$10.1M	4.66%	199,007	SH
3	APPLE INC	AAPL	037833100	$9.2M	4.26%	31,887	SH
4	VANGUARD CALIF TAX FREE FDS	VTEC	922021605	$5.0M	2.33%	50,048	SH
5	INNOVATOR ETFS TRUST	BALT	45783Y855	$4.4M	2.05%	129,280	SH
6	J P MORGAN EXCHANGE TRADED F	JQUA	46641Q761	$4.4M	2.01%	60,207	SH
7	VANGUARD INDEX FDS	VOO	922908363	$4.3M	1.99%	6,272	SH
8	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$4.1M	1.88%	5,431	SH
9	LAM RESEARCH CORP	LRCX	512807306	$4.1M	1.88%	9,364	SH
10	SCHWAB STRATEGIC TR	SCHX	808524201	$4.0M	1.86%	136,606	SH
11	JPMORGAN CHASE & CO	JPM	46625H100	$3.8M	1.75%	11,577	SH
12	APPLIED MATLS INC	AMAT	038222105	$3.8M	1.74%	5,205	SH
13	ISHARES TR	IVV	464287200	$3.6M	1.65%	4,779	SH
14	INVESCO QQQ TR	QQQ	46090E103	$3.5M	1.60%	4,712	SH
15	NVIDIA CORPORATION	NVDA	67066G104	$3.4M	1.59%	17,161	SH
16	SCHWAB STRATEGIC TR	SCHF	808524805	$3.2M	1.49%	116,764	SH
17	ISHARES TR	CMF	464288356	$3.1M	1.44%	54,216	SH
18	DIMENSIONAL ETF TRUST	DFAU	25434V104	$3.1M	1.43%	59,866	SH
19	VANGUARD INDEX FDS	VTI	922908769	$3.1M	1.43%	8,357	SH
20	VANGUARD SCOTTSDALE FDS	VONE	92206C730	$2.8M	1.30%	8,279	SH
21	VANGUARD WHITEHALL FDS	VIGI	921946810	$2.7M	1.27%	29,410	SH
22	ALPHABET INC	GOOGL	02079K305	$2.7M	1.25%	7,553	SH
23	ISHARES TR	IJH	464287507	$2.7M	1.24%	34,738	SH
24	SCHWAB STRATEGIC TR	SCHO	808524862	$2.4M	1.13%	101,171	SH
25	DIMENSIONAL ETF TRUST	DFCF	25434V872	$2.3M	1.08%	55,519	SH
26	SPDR GOLD TR	GLD	78463V107	$2.1M	0.96%	5,665	SH
27	MICROSOFT CORP	MSFT	594918104	$2.1M	0.96%	5,590	SH
28	AMERICAN CENTY ETF TR	CATF	025072117	$2.1M	0.96%	41,452	SH
29	VANGUARD BD INDEX FDS	BIV	921937819	$2.0M	0.93%	26,169	SH
30	BLACKROCK ETF TRUST	DYNF	09290C103	$1.9M	0.87%	27,742	SH
31	INNOVATOR ETFS TRUST	SFLR	45783Y673	$1.8M	0.84%	47,398	SH
32	ISHARES TR	SUB	464288158	$1.7M	0.78%	15,926	SH
33	ISHARES TR	IEFA	46432F842	$1.7M	0.77%	17,327	SH
34	AMAZON COM INC	AMZN	023135106	$1.6M	0.73%	6,608	SH
35	ISHARES TR	IWM	464287655	$1.6M	0.72%	5,213	SH
36	FIRST TR EXCHNG TRADED FD VI	GMAY	33740F441	$1.5M	0.71%	35,739	SH
37	SPDR SERIES TRUST	SPAB	78464A649	$1.5M	0.71%	60,224	SH
38	SCHWAB CHARLES CORP	SCHW	808513105	$1.5M	0.71%	16,612	SH
39	SELECT SECTOR SPDR TR	XLK	81369Y803	$1.5M	0.67%	7,661	SH
40	ISHARES TR	EEM	464287234	$1.5M	0.67%	21,198	SH
41	INVESCO EXCHANGE TRADED FD T	RSP	46137V357	$1.4M	0.66%	6,693	SH
42	ISHARES TR	IVW	464287309	$1.4M	0.64%	10,144	SH
43	ISHARES INC	IEMG	46434G103	$1.4M	0.64%	16,721	SH
44	VANGUARD INDEX FDS	VTV	922908744	$1.4M	0.62%	6,195	SH
45	INNOVATOR ETFS TRUST	PMAR	45782C383	$1.3M	0.59%	26,937	SH
46	ISHARES TR	IYR	464287739	$1.3M	0.59%	12,520	SH
47	SCHWAB STRATEGIC TR	SCHB	808524102	$1.3M	0.59%	43,782	SH
48	WISDOMTREE TR	DXJ	97717W851	$1.3M	0.58%	7,210	SH
49	DIMENSIONAL ETF TRUST	DFAI	25434V203	$1.2M	0.55%	28,912	SH
50	VANGUARD SPECIALIZED FUNDS	VIG	921908844	$1.2M	0.55%	5,012	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-06-30	2026-08-10	$216.5M	192	0002106928-26-000003
2026-03-31	2026-04-16	$180.8M	177	0002106928-26-000002
2025-12-31	2026-02-04	$160.0M	171	0002106928-26-000001

Filer Information

Address

460 KING ST
STE 200
CHARLESTON, SC 29403

Phone

(800) 204-2513

Filing Manager

Ballast Rock Private Wealth LLC

CHARLESTON, SC

Signatory

Jason Thonssen

Managing Director and CCO