Ballast Financial Advisors LLC — 13F Holdings & Portfolio
CIK 2109821 · latest 13F-HR filed 2026-05-14
Ballast Financial Advisors LLC manages $97.5M in 13F-reported U.S. long-equity assets across 68 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are ISTB (11.16%), SCHZ (11.11%), SCHX (11.09%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 2 new positions, exited 4, added to 18, and trimmed 11.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$97.5M
Long-equity book
68
Distinct positions
2026-03-31
Filed 2026-05-14
+2 / −4 / ↑18 / ↓11
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$405.1K +7.3%
- AMERICAN CENTY ETF TR$328.9K +8.1%
- AMERICAN CENTY ETF TR$242.2K +6.2%
- FIDELITY MERRIMACK STR TR$145.6K +10.1%
- ISHARES TR$135.9K +24.9%
Top Trims
- VANGUARD INSTL INDEX FD-$470.7K -56.2%
- GRAYSCALE BITCOIN TRUST ETF-$372.8K -28.5%
- SCHWAB STRATEGIC TR-$281.9K -11.7%
- VANGUARD INDEX FDS-$194.0K -8.7%
- IONQ INC-$160.4K -35.7%
Exited Positions
- SUPER MICRO COMPUTER INC$292.7K
- NANO NUCLEAR ENERGY INC$240.1K
- GRAYSCALE BITCOIN MINI TR ET$213.6K
- DIMENSIONAL ETF TRUST$202.9K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | ISTB | 46432F859 | $10.9M | 11.16% | 224,625 | SH |
| 2 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $10.8M | 11.11% | 466,685 | SH |
| 3 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $10.8M | 11.09% | 421,792 | SH |
| 4 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $5.9M | 6.08% | 121,167 | SH |
| 5 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $4.4M | 4.51% | 39,820 | SH |
| 6 | AMERICAN CENTY ETF TR | AVLV | 025072349 | $4.2M | 4.27% | 51,720 | SH |
| 7 | J P MORGAN EXCHANGE TRADED F | JQUA | 46641Q761 | $3.6M | 3.69% | 58,755 | SH |
| 8 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $3.4M | 3.52% | 138,588 | SH |
| 9 | VANGUARD INDEX FDS | VBK | 922908595 | $2.3M | 2.40% | 7,758 | SH |
| 10 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $2.2M | 2.29% | 10,374 | SH |
| 11 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $2.1M | 2.19% | 73,195 | SH |
| 12 | VANGUARD INDEX FDS | VUG | 922908736 | $2.0M | 2.09% | 4,666 | SH |
| 13 | DIMENSIONAL ETF TRUST | DFEM | 25434V732 | $1.8M | 1.83% | 51,598 | SH |
| 14 | DIMENSIONAL ETF TRUST | DFIS | 25434V773 | $1.7M | 1.79% | 51,750 | SH |
| 15 | VANGUARD BD INDEX FDS | BND | 921937835 | $1.6M | 1.63% | 21,612 | SH |
| 16 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $1.6M | 1.63% | 34,744 | SH |
| 17 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $1.5M | 1.53% | 49,082 | SH |
| 18 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $1.3M | 1.30% | 45,676 | SH |
| 19 | DIMENSIONAL ETF TRUST | DFAR | 25434V823 | $1.1M | 1.14% | 47,011 | SH |
| 20 | VANGUARD INDEX FDS | VBR | 922908611 | $1.1M | 1.10% | 4,926 | SH |
| 21 | VANGUARD INDEX FDS | VTV | 922908744 | $1.1M | 1.09% | 5,396 | SH |
| 22 | DIMENSIONAL ETF TRUST | DISV | 25434V781 | $1.0M | 1.07% | 26,516 | SH |
| 23 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $1.0M | 1.04% | 12,312 | SH |
| 24 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $977.3K | 1.00% | 12,329 | SH |
| 25 | GRAYSCALE BITCOIN TRUST ETF | GBTC | 389637109 | $937.1K | 0.96% | 17,761 | SH |
| 26 | SCHWAB STRATEGIC TR | FNDC | 808524748 | $901.4K | 0.92% | 19,444 | SH |
| 27 | VANGUARD INDEX FDS | VB | 922908751 | $900.5K | 0.92% | 3,438 | SH |
| 28 | VANGUARD INDEX FDS | VOO | 922908363 | $774.4K | 0.79% | 1,296 | SH |
| 29 | J P MORGAN EXCHANGE TRADED F | JCPB | 46641Q670 | $742.3K | 0.76% | 15,766 | SH |
| 30 | VANGUARD BD INDEX FDS | BSV | 921937827 | $706.3K | 0.72% | 9,008 | SH |
| 31 | ISHARES TR | IXUS | 46432F834 | $682.6K | 0.70% | 7,879 | SH |
| 32 | FIDELITY COVINGTON TRUST | FVAL | 316092782 | $645.7K | 0.66% | 9,304 | SH |
| 33 | VANGUARD WHITEHALL FDS | VIGI | 921946810 | $584.7K | 0.60% | 6,610 | SH |
| 34 | VANGUARD INDEX FDS | VV | 922908637 | $569.4K | 0.58% | 1,905 | SH |
| 35 | DIMENSIONAL ETF TRUST | DFAI | 25434V203 | $565.7K | 0.58% | 14,521 | SH |
| 36 | ISHARES TR | IWR | 464287499 | $540.9K | 0.55% | 5,563 | SH |
| 37 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $504.7K | 0.52% | 776 | SH |
| 38 | VANGUARD INTL EQUITY INDEX F | VT | 922042742 | $500.3K | 0.51% | 3,617 | SH |
| 39 | ISHARES TR | SOXX | 464287523 | $486.9K | 0.50% | 1,481 | SH |
| 40 | INVESCO QQQ TR | QQQ | 46090E103 | $474.9K | 0.49% | 823 | SH |
| 41 | ALPHABET INC | GOOGL | 02079K305 | $463.9K | 0.48% | 1,613 | SH |
| 42 | ISHARES TR | DGRO | 46434V621 | $453.7K | 0.47% | 6,464 | SH |
| 43 | SSGA ACTIVE ETF TR | TOTL | 78467V848 | $427.9K | 0.44% | 10,771 | SH |
| 44 | SCHWAB STRATEGIC TR | SCHC | 808524888 | $383.1K | 0.39% | 8,197 | SH |
| 45 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $378.3K | 0.39% | 9,735 | SH |
| 46 | VANGUARD INSTL INDEX FD | VBIL | 922040845 | $366.4K | 0.38% | 4,844 | SH |
| 47 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $364.9K | 0.37% | 7,210 | SH |
| 48 | APPLE INC | AAPL | 037833100 | $362.5K | 0.37% | 1,428 | SH |
| 49 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $339.9K | 0.35% | 2,295 | SH |
| 50 | TJX COS INC NEW | TJX | 872540109 | $325.0K | 0.33% | 2,035 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-14 | $97.5M | 68 | 0001172661-26-001850 |
| 2025-12-31 | 2026-02-17 | $97.1M | 70 | 0001172661-26-001072 |