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RM Financial Services, LLC — 13F Holdings & Portfolio

CIK 2109852 · latest 13F-HR filed 2026-08-04

Backtest portfolio

RM Financial Services, LLC manages $134.6M in 13F-reported U.S. long-equity assets across 79 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are CGDG (8.92%), CGCV (6.91%), GLDM (6.83%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 6 new positions, exited 2, added to 42, and trimmed 12.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
362 US ROUTE ONE
FALMOUTH, ME 04105
Phone
(207) 781-7637
Filing Manager
RM Financial Services, LLC
FALMOUTH, ME
Signatory
Cayla Moore
Chief Compliance Officer
Loading holdings…
AUM

$134.6M

Long-equity book

Holdings

79

Distinct positions

Period

2026-06-30

Filed 2026-08-04

Q/Q Activity

+6 / −2 / ↑42 / ↓12

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • CAPITAL GROUP EQUITY ETF TR$2.1M +41.3%
  • APPLIED MATLS INC$1.9M +111.1%
  • INVESCO EXCHANGE TRADED FD T$1.7M +29.2%
  • CAPITAL GROUP DIVIDEND VALUE$1.2M +24.2%
  • CAPITAL GROUP INTL FOCUS EQT$1.2M +95.2%
Show all 42 →

Top Trims

  • WORLD GOLD TR-$1.5M -13.9%
  • ISHARES SILVER TR-$1.3M -20.8%
  • CONOCOPHILLIPS-$418.3K -21.2%
  • EXXON MOBIL CORP-$308.9K -27.1%
  • INVESCO GALAXY BITCOIN ETF-$121.3K -18.3%
Show all 12 →

New Positions

  • VANGUARD INDEX FDS$3.4M
  • INVESCO QQQ TR$1.2M
  • MICROCHIP TECHNOLOGY INC.$248.2K
  • ABBVIE INC$226.2K
  • STATE STR SPDR S&P 500 ETF T$221.0K
Show all 6 →

Exited Positions

  • AT&T INC$246.0K
  • MCDONALDS CORP$223.8K
Show all 2 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 CAPITAL GROUP DIVIDEND GROWE CGDG 14021L109 $12.0M 8.92% 319,974 SH
2 CAPITAL GROUP CONSERVATIVE E CGCV 14020U100 $9.3M 6.91% 283,285 SH
3 WORLD GOLD TR GLDM 98149E303 $9.2M 6.83% 115,788 SH
4 INVESCO EXCHANGE TRADED FD T PPA 46137V100 $7.6M 5.66% 43,117 SH
5 CAPITAL GROUP EQUITY ETF TR CGVV 14022A300 $7.1M 5.26% 229,302 SH
6 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $6.3M 4.67% 127,550 SH
7 ISHARES SILVER TR SLV 46428Q109 $5.0M 3.74% 94,142 SH
8 APPLE INC AAPL 037833100 $4.4M 3.27% 15,189 SH
9 INVESCO EXCHANGE TRADED FD T RSPU 46137V274 $4.1M 3.07% 50,927 SH
10 INVESCO EXCH TRADED FD TR II KBWP 46138E586 $4.1M 3.06% 32,525 SH
11 VANGUARD INDEX FDS VTI 922908769 $4.0M 2.95% 10,725 SH
12 APPLIED MATLS INC AMAT 038222105 $3.6M 2.70% 5,032 SH
13 VANGUARD INDEX FDS VOE 922908512 $3.4M 2.54% 17,282 SH
14 CAPITAL GROUP INTL FOCUS EQT CGXU 14019W109 $2.5M 1.82% 70,869 SH
15 CATERPILLAR INC CAT 149123101 $2.3M 1.71% 2,160 SH
16 VANGUARD WHITEHALL FDS VYM 921946406 $2.2M 1.62% 13,812 SH
17 PROFESIONALLY MANAGED PORTFO AKRE 74316P579 $2.1M 1.54% 38,958 SH
18 VANGUARD WORLD FD VGT 92204A702 $2.1M 1.53% 17,180 SH
19 VISA INC V 92826C839 $1.9M 1.43% 5,605 SH
20 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $1.8M 1.35% 29,572 SH
21 ALPHABET INC GOOGL 02079K305 $1.7M 1.26% 4,749 SH
22 UNITED PARCEL SVCS INC UPS 911312106 $1.6M 1.20% 15,025 SH
23 CONOCOPHILLIPS COP 20825C104 $1.6M 1.15% 14,917 SH
24 VANGUARD SPECIALIZED FUNDS VIG 921908844 $1.5M 1.15% 6,540 SH
25 CAPITAL GROUP CORE EQUITY ET CGUS 14020V108 $1.5M 1.11% 33,456 SH
26 ARISTA NETWORKS INC ANET 040413205 $1.4M 1.02% 8,113 SH
27 CAPITAL GROUP EQUITY ETF TR CGGG 14022A201 $1.3M 0.95% 44,534 SH
28 T ROWE PRICE EXCHANGE-TRADED TCAF 87283Q867 $1.2M 0.89% 29,263 SH
29 INVESCO QQQ TR QQQ 46090E103 $1.2M 0.88% 1,612 SH
30 PROCTER & GAMBLE CO PG 742718109 $1.1M 0.83% 7,628 SH
31 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $1.1M 0.81% 21,428 SH
32 ORACLE CORP ORCL 68389X105 $1.1M 0.80% 7,391 SH
33 INDEPENDENCE RLTY TR INC IRT 45378A106 $1.1M 0.80% 64,225 SH
34 CISCO SYS INC CSCO 17275R102 $1.0M 0.77% 8,780 SH
35 POLARIS INC PII 731068102 $953.1K 0.71% 13,926 SH
36 INTERNATIONAL BUSINESS MACHS IBM 459200101 $859.1K 0.64% 3,055 SH
37 EXXON MOBIL CORP XOM 30231G102 $829.3K 0.62% 6,066 SH
38 AMAZON COM INC AMZN 023135106 $829.2K 0.62% 3,479 SH
39 ALPHABET INC GOOG 02079K107 $780.9K 0.58% 2,210 SH
40 VANECK ETF TRUST NLR 92189F601 $770.5K 0.57% 6,643 SH
41 CAL MAINE FOODS INC CALM 128030202 $745.5K 0.55% 9,254 SH
42 TAPESTRY INC TPR 876030107 $737.0K 0.55% 5,035 SH
43 MASTERCARD INCORPORATED MA 57636Q104 $724.7K 0.54% 1,411 SH
44 CUMMINS INC CMI 231021106 $713.2K 0.53% 1,000 SH
45 ETF SER SOLUTIONS QTUM 26922A420 $709.1K 0.53% 4,288 SH
46 BOEING CO BA 097023105 $708.1K 0.53% 3,271 SH
47 CAPITAL GROUP INTERNATIONAL CGIE 14021M107 $681.4K 0.51% 18,527 SH
48 MICROSOFT CORP MSFT 594918104 $651.8K 0.48% 1,747 SH
49 PEPSICO INC PEP 713448108 $638.4K 0.47% 4,715 SH
50 T ROWE PRICE EXCHANGE-TRADED TTEQ 87283Q792 $565.3K 0.42% 12,674 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-04 $134.6M 79 0001172661-26-003032
2026-03-31 2026-05-14 $116.0M 75 0001172661-26-001913
2025-12-31 2026-02-11 $112.7M 76 0001172661-26-000621