RM Financial Services, LLC — 13F Holdings & Portfolio
CIK 2109852 · latest 13F-HR filed 2026-05-14
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$116.0M
Long-equity book
Holdings
75
Distinct positions
Period
2026-03-31
Filed 2026-05-14
Q/Q Activity
+2 / −3 / ↑26 / ↓30
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- WORLD GOLD TR$1.1M +11.6%
- INVESCO EXCHANGE TRADED FD T$1.1M +23.0%
- INVESCO EXCHANGE TRADED FD T$1.0M +32.7%
- INVESCO EXCH TRADED FD TR II$795.1K +26.6%
- CONOCOPHILLIPS$479.1K +32.2%
Top Trims
- INDEPENDENCE RLTY TR INC-$903.9K -46.7%
- CAL MAINE FOODS INC-$751.2K -50.0%
- ISHARES SILVER TR-$554.1K -8.0%
- ORACLE CORP-$393.7K -26.3%
- APPLE INC-$369.4K -8.6%
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | CAPITAL GROUP DIVIDEND GROWE | CGDG | 14021L109 | $11.0M | 9.52% | 307,640 | SH |
| 2 | WORLD GOLD TR | GLDM | 98149E303 | $10.7M | 9.22% | 115,281 | SH |
| 3 | CAPITAL GROUP CONSERVATIVE E | CGCV | 14020U100 | $8.4M | 7.22% | 280,958 | SH |
| 4 | ISHARES SILVER TR | SLV | 46428Q109 | $6.4M | 5.48% | 93,234 | SH |
| 5 | INVESCO EXCHANGE TRADED FD T | PPA | 46137V100 | $5.9M | 5.08% | 35,574 | SH |
| 6 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $5.1M | 4.37% | 119,007 | SH |
| 7 | CAPITAL GROUP EQUITY ETF TR | CGVV | 14022A300 | $5.0M | 4.32% | 187,412 | SH |
| 8 | INVESCO EXCHANGE TRADED FD T | RSPU | 46137V274 | $4.1M | 3.53% | 50,393 | SH |
| 9 | APPLE INC | AAPL | 037833100 | $3.9M | 3.38% | 15,439 | SH |
| 10 | INVESCO EXCH TRADED FD TR II | KBWP | 46138E586 | $3.8M | 3.27% | 31,819 | SH |
| 11 | VANGUARD INDEX FDS | VTI | 922908769 | $3.3M | 2.88% | 10,408 | SH |
| 12 | PROFESIONALLY MANAGED PORTFO | AKRE | 74316P579 | $2.1M | 1.83% | 40,135 | SH |
| 13 | CONOCOPHILLIPS | COP | 20825C104 | $2.0M | 1.70% | 14,917 | SH |
| 14 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $1.8M | 1.56% | 12,195 | SH |
| 15 | APPLIED MATLS INC | AMAT | 038222105 | $1.7M | 1.49% | 5,042 | SH |
| 16 | VISA INC | V | 92826C839 | $1.7M | 1.47% | 5,635 | SH |
| 17 | INVESCO EXCHANGE TRADED FD T | XLG | 46137V233 | $1.6M | 1.41% | 29,982 | SH |
| 18 | CATERPILLAR INC | CAT | 149123101 | $1.6M | 1.34% | 2,193 | SH |
| 19 | UNITED PARCEL SVCS INC | UPS | 911312106 | $1.5M | 1.27% | 15,023 | SH |
| 20 | VANGUARD WORLD FD | VGT | 92204A702 | $1.4M | 1.21% | 2,012 | SH |
| 21 | ALPHABET INC | GOOGL | 02079K305 | $1.4M | 1.18% | 4,749 | SH |
| 22 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $1.3M | 1.13% | 6,118 | SH |
| 23 | CAPITAL GROUP INTL FOCUS EQT | CGXU | 14019W109 | $1.3M | 1.08% | 42,617 | SH |
| 24 | CAPITAL GROUP CORE EQUITY ET | CGUS | 14020V108 | $1.2M | 1.02% | 30,687 | SH |
| 25 | CAPITAL GROUP EQUITY ETF TR | CGGG | 14022A201 | $1.2M | 1.01% | 46,302 | SH |
| 26 | EXXON MOBIL CORP | XOM | 30231G102 | $1.1M | 0.98% | 6,709 | SH |
| 27 | PROCTER & GAMBLE CO | PG | 742718109 | $1.1M | 0.97% | 7,773 | SH |
| 28 | ORACLE CORP | ORCL | 68389X105 | $1.1M | 0.95% | 7,491 | SH |
| 29 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $1.1M | 0.94% | 21,428 | SH |
| 30 | ARISTA NETWORKS INC | ANET | 040413205 | $1.0M | 0.90% | 8,456 | SH |
| 31 | INDEPENDENCE RLTY TR INC | IRT | 45378A106 | $1.0M | 0.89% | 69,274 | SH |
| 32 | T ROWE PRICE ETF INC | TCAF | 87283Q867 | $996.1K | 0.86% | 27,987 | SH |
| 33 | POLARIS INC | PII | 731068102 | $766.8K | 0.66% | 14,070 | SH |
| 34 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $761.6K | 0.66% | 3,142 | SH |
| 35 | CAL MAINE FOODS INC | CALM | 128030202 | $751.6K | 0.65% | 9,496 | SH |
| 36 | PEPSICO INC | PEP | 713448108 | $751.6K | 0.65% | 4,840 | SH |
| 37 | VANECK ETF TRUST | NLR | 92189F601 | $735.2K | 0.63% | 5,520 | SH |
| 38 | AMAZON COM INC | AMZN | 023135106 | $724.6K | 0.62% | 3,479 | SH |
| 39 | TAPESTRY INC | TPR | 876030107 | $710.5K | 0.61% | 5,035 | SH |
| 40 | MASTERCARD INCORPORATED | MA | 57636Q104 | $705.0K | 0.61% | 1,411 | SH |
| 41 | CISCO SYS INC | CSCO | 17275R102 | $681.2K | 0.59% | 8,780 | SH |
| 42 | INVESCO GALAXY BITCOIN ETF | BTCO | 46091J101 | $664.2K | 0.57% | 9,844 | SH |
| 43 | BOEING CO | BA | 097023105 | $651.0K | 0.56% | 3,271 | SH |
| 44 | ALPHABET INC | GOOG | 02079K107 | $634.0K | 0.55% | 2,210 | SH |
| 45 | MICROSOFT CORP | MSFT | 594918104 | $621.6K | 0.54% | 1,679 | SH |
| 46 | CAPITAL GROUP INTERNATIONAL | CGIE | 14021M107 | $608.5K | 0.52% | 17,993 | SH |
| 47 | CUMMINS INC | CMI | 231021106 | $589.1K | 0.51% | 1,095 | SH |
| 48 | PHILLIPS 66 | PSX | 718546104 | $560.2K | 0.48% | 3,075 | SH |
| 49 | HOME DEPOT INC | HD | 437076102 | $511.1K | 0.44% | 1,554 | SH |
| 50 | JPMORGAN CHASE & CO | JPM | 46625H100 | $503.3K | 0.43% | 1,711 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-14 | $116.0M | 75 | 0001172661-26-001913 |
| 2025-12-31 | 2026-02-11 | $112.7M | 76 | 0001172661-26-000621 |