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RM Financial Services, LLC — 13F Holdings & Portfolio

CIK 2109852 · latest 13F-HR filed 2026-08-04

Backtest portfolio

RM Financial Services, LLC manages $134.6M in 13F-reported U.S. long-equity assets across 79 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are CGDG (8.92%), CGCV (6.91%), GLDM (6.83%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 6 new positions and exited 2; 42 existing positions rose in reported value and 12 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$134.6M

Long-equity book

Holdings
79

Distinct positions

Period
2026-06-30

Filed 2026-08-04

Q/Q Activity
+6 / −2 / ↑42 / ↓12

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
CGDG8.9% · +4%CGCV6.9% · +1%GLDM6.8% · +0%PPA5.7% · +21%CGVV5.3% · +22%CGDV4.7% · +7%SLV3.7% · +1%AAPL3.3% · -2%RSPU3.1% · +1%KBWP3.1% · +2%VTI2.9% · +3%AMAT2.7% · -0%VOE2.5% · newCGXU1.8% · +66%CAT1.7% · -2%VYM1.6% · +13%AKRE1.5% · -3%VGT1.5% · +754%V1.4% · -0%XLG1.3% · -1%GOOGL1.3% · 0%UPS1.2% · 0%COP1.2% · 0%VIG1.1% · +7%CGUS1.1% · +9%ANET1.0% · -4%CGGG0.9% · -4%TCAF0.9% · +5%QQQ0.9% · newPG0.8% · -2%JPST0.8% · 0%ORCL0.8% · -1%IRT0.8% · -7%CSCO0.8% · 0%PII0.7% · -1%IBM0.6% · -3%XOM0.6% · -10%AMZN0.6% · 0%GOOG0.6% · 0%NLR0.6% · +20%CALM0.6% · -2%TPR0.5% · 0%MA0.5% · 0%CMI0.5% · -9%QTUM0.5% · +0%BA0.5% · 0%CGIE0.5% · +3%MSFT0.5% · +4%PEP0.5% · -3%TTEQ0.4% · 0%JPM0.4% · 0%HD0.4% · 0%BTCO0.4% · -6%PSX0.4% · 0%GNW0.4% · 0%JNJ0.3% · -0%SCHD0.3% · 0%ORLY0.3% · 0%FTEC0.3% · 0%TXN0.3% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 51.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 23, 2026.

Assets Under Management
$245.4M
Discretionary
$236.7M
Employees
4
Accounts
980
Address
362 US ROUTE ONE
FALMOUTH, ME 04105
Phone
(207) 781-7637
Website
Name Title / Status Ownership Type
MACLEOD, MARK, LAWRENCE ControlMANAGING MEMBER / PRESIDENT
since May 2019
50–75%Individual
RUGH, AARON, PIKE ControlCHIEF EXECUTIVE OFFICER
since May 2019
50–75%Individual
MOORE, CAYLA, JANECHIEF COMPLIANCE OFFICER
since Feb 2023
Less than 5%Individual
Ownership & leadership changes · 1 filing with changes since Feb 5, 2021

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 23, 2023 filing
  • AddedMOORE, CAYLA, JANE · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedRUGH, AARON, PIKE · title CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER → CHIEF EXECUTIVE OFFICER
Feb 5, 2021 filing (earliest on record)
  • ListedMACLEOD, MARK, LAWRENCE · MANAGING MEMBER / PRESIDENT · 50–75% · control person
  • ListedRUGH, AARON, PIKE · CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

RM Financial Services, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 CAPITAL GROUP DIVIDEND GROWE CGDG 14021L109 $12.0M 8.92% 319,974 SH
2 CAPITAL GROUP CONSERVATIVE E CGCV 14020U100 $9.3M 6.91% 283,285 SH
3 WORLD GOLD TR GLDM 98149E303 $9.2M 6.83% 115,788 SH
4 INVESCO EXCHANGE TRADED FD T PPA 46137V100 $7.6M 5.66% 43,117 SH
5 CAPITAL GROUP EQUITY ETF TR CGVV 14022A300 $7.1M 5.26% 229,302 SH
6 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $6.3M 4.67% 127,550 SH
7 ISHARES SILVER TR SLV 46428Q109 $5.0M 3.74% 94,142 SH
8 APPLE INC AAPL 037833100 $4.4M 3.27% 15,189 SH
9 INVESCO EXCHANGE TRADED FD T RSPU 46137V274 $4.1M 3.07% 50,927 SH
10 INVESCO EXCH TRADED FD TR II KBWP 46138E586 $4.1M 3.06% 32,525 SH
11 VANGUARD INDEX FDS VTI 922908769 $4.0M 2.95% 10,725 SH
12 APPLIED MATLS INC AMAT 038222105 $3.6M 2.70% 5,032 SH
13 VANGUARD INDEX FDS VOE 922908512 $3.4M 2.54% 17,282 SH
14 CAPITAL GROUP INTL FOCUS EQT CGXU 14019W109 $2.5M 1.82% 70,869 SH
15 CATERPILLAR INC CAT 149123101 $2.3M 1.71% 2,160 SH
16 VANGUARD WHITEHALL FDS VYM 921946406 $2.2M 1.62% 13,812 SH
17 PROFESIONALLY MANAGED PORTFO AKRE 74316P579 $2.1M 1.54% 38,958 SH
18 VANGUARD WORLD FD VGT 92204A702 $2.1M 1.53% 17,180 SH
19 VISA INC V 92826C839 $1.9M 1.43% 5,605 SH
20 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $1.8M 1.35% 29,572 SH
21 ALPHABET INC GOOGL 02079K305 $1.7M 1.26% 4,749 SH
22 UNITED PARCEL SVCS INC UPS 911312106 $1.6M 1.20% 15,025 SH
23 CONOCOPHILLIPS COP 20825C104 $1.6M 1.15% 14,917 SH
24 VANGUARD SPECIALIZED FUNDS VIG 921908844 $1.5M 1.15% 6,540 SH
25 CAPITAL GROUP CORE EQUITY ET CGUS 14020V108 $1.5M 1.11% 33,456 SH
26 ARISTA NETWORKS INC ANET 040413205 $1.4M 1.02% 8,113 SH
27 CAPITAL GROUP EQUITY ETF TR CGGG 14022A201 $1.3M 0.95% 44,534 SH
28 T ROWE PRICE EXCHANGE-TRADED TCAF 87283Q867 $1.2M 0.89% 29,263 SH
29 INVESCO QQQ TR QQQ 46090E103 $1.2M 0.88% 1,612 SH
30 PROCTER & GAMBLE CO PG 742718109 $1.1M 0.83% 7,628 SH
31 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $1.1M 0.81% 21,428 SH
32 ORACLE CORP ORCL 68389X105 $1.1M 0.80% 7,391 SH
33 INDEPENDENCE RLTY TR INC IRT 45378A106 $1.1M 0.80% 64,225 SH
34 CISCO SYS INC CSCO 17275R102 $1.0M 0.77% 8,780 SH
35 POLARIS INC PII 731068102 $953.1K 0.71% 13,926 SH
36 INTERNATIONAL BUSINESS MACHS IBM 459200101 $859.1K 0.64% 3,055 SH
37 EXXON MOBIL CORP XOM 30231G102 $829.3K 0.62% 6,066 SH
38 AMAZON COM INC AMZN 023135106 $829.2K 0.62% 3,479 SH
39 ALPHABET INC GOOG 02079K107 $780.9K 0.58% 2,210 SH
40 VANECK ETF TRUST NLR 92189F601 $770.5K 0.57% 6,643 SH
41 CAL MAINE FOODS INC CALM 128030202 $745.5K 0.55% 9,254 SH
42 TAPESTRY INC TPR 876030107 $737.0K 0.55% 5,035 SH
43 MASTERCARD INCORPORATED MA 57636Q104 $724.7K 0.54% 1,411 SH
44 CUMMINS INC CMI 231021106 $713.2K 0.53% 1,000 SH
45 ETF SER SOLUTIONS QTUM 26922A420 $709.1K 0.53% 4,288 SH
46 BOEING CO BA 097023105 $708.1K 0.53% 3,271 SH
47 CAPITAL GROUP INTERNATIONAL CGIE 14021M107 $681.4K 0.51% 18,527 SH
48 MICROSOFT CORP MSFT 594918104 $651.8K 0.48% 1,747 SH
49 PEPSICO INC PEP 713448108 $638.4K 0.47% 4,715 SH
50 T ROWE PRICE EXCHANGE-TRADED TTEQ 87283Q792 $565.3K 0.42% 12,674 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-04 $134.6M 79 0001172661-26-003032
2026-03-31 2026-05-14 $116.0M 75 0001172661-26-001913
2025-12-31 2026-02-11 $112.7M 76 0001172661-26-000621
Filer Information
Address
362 US ROUTE ONE
FALMOUTH, ME 04105
Phone
(207) 781-7637
Filing Manager
RM Financial Services, LLC
FALMOUTH, ME
Signatory
Cayla Moore
Chief Compliance Officer