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Koenig Investment Advisory, LLC — 13F Holdings & Portfolio

CIK 2114481 · latest 13F-HR filed 2026-04-16

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$117.7M

Long-equity book

Holdings

36

Distinct positions

Period

2026-03-31

Filed 2026-04-16

Q/Q Activity

+0 / −1 / ↑2 / ↓15

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • VANGUARD GROWTH ETF$65.7K +12.7%
  • AT&T INC COM$20.5K +5.6%
Show all 2 →

Top Trims

  • VANGUARD MID-CAP ETF-$850.9K -6.7%
  • MICROSOFT CORP COM-$765.4K -9.3%
  • TASEKO MINES LTD COM-$739.3K -34.7%
  • INVESCO QQQ TRUST SERIES I-$563.9K -29.6%
  • METLIFE INC COM-$242.0K -8.1%
Show all 15 →

New Positions

  • No new positions this quarter.
Show all 0 →

Exited Positions

  • VANECK SEMICONDUCTOR ETF$551.8K
Show all 1 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 AMERICAN CENTURY FOCUSED LARGE CAP VALUE ETF FLV 025072794 $15.7M 13.34% 204,760 SH
2 ISHARES MSCI USA MIN VOL FACTOR ETF USMV 46429B697 $13.8M 11.75% 149,232 SH
3 VANGUARD MID-CAP ETF VO 922908629 $11.8M 10.05% 41,200 SH
4 ISHARES CORE U.S. AGGREGATE BOND ETF AGG 464287226 $10.4M 8.85% 104,926 SH
5 ISHARES MSCI INTL QUALITY FACTOR ETF IQLT 46434V456 $9.5M 8.07% 205,575 SH
6 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF MINT 72201R833 $9.2M 7.78% 91,077 SH
7 STATE STREET SPDR S&P DIVIDEND ETF SDY 78464A763 $7.5M 6.35% 51,269 SH
8 MICROSOFT CORP COM MSFT 594918104 $7.4M 6.33% 20,123 SH
9 VANGUARD S&P 500 ETF VOO 922908363 $6.0M 5.07% 9,989 SH
10 ABBVIE INC COM ABBV 00287Y109 $2.8M 2.37% 12,828 SH
11 METLIFE INC COM MET 59156R108 $2.7M 2.32% 38,673 SH
12 INTERNATIONAL BUSINESS MACHS COM IBM 459200101 $2.5M 2.14% 10,394 SH
13 DIMENSIONAL INTERNATIONAL SMALL CAP VALUE ETF DISV 25434V781 $1.9M 1.60% 47,717 SH
14 AMERICAN CENTURY FOCUSED DYNAMIC GROWTH ETF FDG 025072810 $1.8M 1.51% 15,572 SH
15 TASEKO MINES LTD COM TGB 876511106 $1.4M 1.18% 215,922 SH
16 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $1.3M 1.14% 2,328 SH
17 VERIZON COMMUNICATIONS INC COM VZ 92343V104 $1.3M 1.14% 26,671 SH
18 APPLE INC COM AAPL 037833100 $1.0M 0.88% 4,074 SH
19 COSTCO WHOLESALE CORPORATION COM COST 22160K105 $1.0M 0.88% 1,037 SH
20 ALTRIA GROUP INC COM MO 02209S103 $979.2K 0.83% 14,838 SH
21 BOEING CO COM BA 097023105 $868.8K 0.74% 4,365 SH
22 VANGUARD SMALL CAP VALUE ETF VBR 922908611 $851.8K 0.72% 3,921 SH
23 ENTERPRISE PRODS PARTNERS L P COM EPD 293792107 $850.8K 0.72% 22,484 SH
24 VANGUARD HIGH DIVIDEND YIELD INDEX ETF VYM 921946406 $656.9K 0.56% 4,436 SH
25 VANGUARD GROWTH ETF VUG 922908736 $582.9K 0.50% 1,335 SH
26 PIMCO ENHANCED SHORT MATURITY ACTIVE ESG EXCHANGE-TRADED FUND EMNT 72201R643 $557.0K 0.47% 5,631 SH
27 VANGUARD EXTENDED MARKET ETF VXF 922908652 $542.7K 0.46% 2,637 SH
28 AT&T INC COM T 00206R102 $389.2K 0.33% 13,424 SH
29 BANK OF AMER CORP COM BAC 060505104 $372.9K 0.32% 7,650 SH
30 WELLS FARGO & CO COM WFC 949746101 $348.7K 0.30% 4,380 SH
31 AMAZON COM INC COM AMZN 023135106 $295.3K 0.25% 1,418 SH
32 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $279.4K 0.24% 583 SH
33 NVIDIA CORPORATION COM NVDA 67066G104 $258.5K 0.22% 1,482 SH
34 ISHARES ESG MSCI KLD 400 ETF DSI 464288570 $247.7K 0.21% 2,044 SH
35 ENBRIDGE INC COM ENB 29250N105 $243.6K 0.21% 4,500 SH
36 ISHARES MSCI GLOBAL MIN VOL FACTOR ETF ACWV 464286525 $214.6K 0.18% 1,796 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-16 $117.7M 36 0002114481-26-000002
2025-12-31 2026-03-03 $123.3M 37 0002114481-26-000001