Koenig Investment Advisory, LLC — 13F Holdings & Portfolio

CIK 2114481 · latest 13F-HR filed 2026-07-16

Koenig Investment Advisory, LLC manages $128.7M in 13F-reported U.S. long-equity assets across 37 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are FLV (14.51%), USMV (11.25%), VO (10.27%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions, exited 2, added to 16, and trimmed 5.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
739 N MAIN ST
ASHLAND, OR 97520
Phone
(541) 608-0551
Filing Manager
Koenig Investment Advisory, LLC
ASHLAND, OR
Signatory
LorieAnne Miller
Chief Compliance Officer
Loading holdings…
AUM

$128.7M

Long-equity book

Holdings

37

Distinct positions

Period

2026-06-30

Filed 2026-07-16

Q/Q Activity

+3 / −2 / ↑16 / ↓5

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • AMERICAN CENTURY FOCUSED LARGE CAP VALUE ETF$3.0M +19.0%
  • VANGUARD MID-CAP ETF$1.4M +11.7%
  • VANGUARD S&P 500 ETF$1.3M +21.4%
  • ISHARES MSCI INTL QUALITY FACTOR ETF$1.1M +11.7%
  • STATE STREET SPDR S&P DIVIDEND ETF$488.8K +6.5%
Show all 16

Top Trims

  • VERIZON COMMUNICATIONS INC COM-$226.5K -16.9%
  • VANGUARD EXTENDED MARKET ETF-$165.1K -30.4%
  • AT&T INC COM-$114.1K -29.3%
  • VANGUARD HIGH DIVIDEND YIELD INDEX ETF-$74.3K -11.3%
  • VANGUARD SMALL CAP VALUE ETF-$47.1K -5.5%
Show all 5

New Positions

  • TREKOR METALS LTD COM$1.5M
  • VANGUARD INFORMATION TECHNOLOGY ETF$278.5K
  • ALPHABET INC CAP STK CL A$245.2K
Show all 3

Exited Positions

  • TASEKO MINES LTD COM$1.4M
  • ISHARES MSCI GLOBAL MIN VOL FACTOR ETF$214.6K
Show all 2
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 AMERICAN CENTURY FOCUSED LARGE CAP VALUE ETF FLV 025072794 $18.7M 14.51% 229,790 SH
2 ISHARES MSCI USA MIN VOL FACTOR ETF USMV 46429B697 $14.5M 11.25% 150,113 SH
3 VANGUARD MID-CAP ETF VO 922908629 $13.2M 10.27% 164,059 SH
4 ISHARES CORE U.S. AGGREGATE BOND ETF AGG 464287226 $10.7M 8.28% 107,644 SH
5 ISHARES MSCI INTL QUALITY FACTOR ETF IQLT 46434V456 $10.6M 8.24% 214,181 SH
6 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF MINT 72201R833 $9.6M 7.47% 95,328 SH
7 STATE STREET SPDR S&P DIVIDEND ETF SDY 78464A763 $8.0M 6.19% 52,379 SH
8 MICROSOFT CORP COM MSFT 594918104 $7.5M 5.83% 20,110 SH
9 VANGUARD S&P 500 ETF VOO 922908363 $7.2M 5.63% 10,549 SH
10 METLIFE INC COM MET 59156R108 $3.2M 2.47% 37,505 SH
11 ABBVIE INC COM ABBV 00287Y109 $3.2M 2.46% 12,586 SH
12 INTERNATIONAL BUSINESS MACHS COM IBM 459200101 $2.9M 2.27% 10,382 SH
13 AMERICAN CENTURY FOCUSED DYNAMIC GROWTH ETF FDG 025072810 $2.1M 1.61% 15,540 SH
14 DIMENSIONAL INTERNATIONAL SMALL CAP VALUE ETF DISV 25434V781 $1.9M 1.51% 48,452 SH
15 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $1.7M 1.33% 2,328 SH
16 TREKOR METALS LTD COM TGB 89472Y107 $1.5M 1.15% 215,922 SH
17 APPLE INC COM AAPL 037833100 $1.3M 1.01% 4,475 SH
18 VERIZON COMMUNICATIONS INC COM VZ 92343V104 $1.1M 0.86% 26,273 SH
19 COSTCO WHOLESALE CORPORATION COM COST 22160K105 $1.0M 0.81% 1,109 SH
20 ALTRIA GROUP INC COM MO 02209S103 $1.0M 0.79% 14,148 SH
21 BOEING CO COM BA 097023105 $899.9K 0.70% 4,157 SH
22 ENTERPRISE PRODS PARTNERS L P COM EPD 293792107 $815.8K 0.63% 22,193 SH
23 VANGUARD SMALL CAP VALUE ETF VBR 922908611 $804.7K 0.63% 3,312 SH
24 VANGUARD GROWTH ETF VUG 922908736 $717.7K 0.56% 8,332 SH
25 VANGUARD HIGH DIVIDEND YIELD INDEX ETF VYM 921946406 $582.7K 0.45% 3,687 SH
26 PIMCO ENHANCED SHORT MATURITY ACTIVE ESG EXCHANGE-TRADED FUND EMNT 72201R643 $553.7K 0.43% 5,597 SH
27 BANK OF AMER CORP COM BAC 060505104 $436.3K 0.34% 7,656 SH
28 VANGUARD EXTENDED MARKET ETF VXF 922908652 $377.6K 0.29% 1,534 SH
29 WELLS FARGO & CO COM WFC 949746101 $362.0K 0.28% 4,380 SH
30 AMAZON COM INC COM AMZN 023135106 $348.2K 0.27% 1,461 SH
31 NVIDIA CORPORATION COM NVDA 67066G104 $294.3K 0.23% 1,471 SH
32 ISHARES ESG MSCI KLD 400 ETF DSI 464288570 $292.1K 0.23% 2,051 SH
33 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $291.7K 0.23% 583 SH
34 VANGUARD INFORMATION TECHNOLOGY ETF VGT 92204A702 $278.5K 0.22% 2,330 SH
35 AT&T INC COM T 00206R102 $275.0K 0.21% 13,286 SH
36 ALPHABET INC CAP STK CL A GOOGL 02079K305 $245.2K 0.19% 686 SH
37 ENBRIDGE INC COM ENB 29250N105 $243.9K 0.19% 4,500 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-16 $128.7M 37 0002114481-26-000003
2026-03-31 2026-04-16 $117.7M 36 0002114481-26-000002
2025-12-31 2026-03-03 $123.3M 37 0002114481-26-000001