Roan Capital Partners — 13F Holdings & Portfolio
CIK 2124783 · latest 13F-HR filed 2026-10-09
Roan Capital Partners manages $136.5M in 13F-reported U.S. long-equity assets across 78 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AAPL (8.97%), SPYM (5.46%), DON (4.51%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 4 new positions and exited 4; 27 existing positions rose in reported value and 16 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-09
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 44.2%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Aug 7, 2026.
SUITE #504
JOHNSON CITY, TN 37604
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| GARLAND, JOY, LYNNE Control | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER AND CO-FOUNDER since Jan 2018 | 50–75% | Individual |
| KASTNER, JEFFREY, PAUL Control | CHIEF INVESTMENT OFFICER/OWNER since Apr 2024 | 50–75% | Individual |
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- APPLE INC$11.4M +1277.1%
- MICRON TECHNOLOGY INC$1.0M +302.3%
- SPDR SERIES TRUST$925.4K +14.2%
- UNITED STS OIL FD LP$911.6K +59.1%
- AMPLIFY ETF TR$849.3K +22.8%
Top Trims
- SPDR SERIES TRUST-$285.8K -5.6%
- SPDR SERIES TRUST-$248.6K -9.0%
- ISHARES TR-$103.6K -10.0%
- ISHARES TR-$91.9K -7.4%
- SELECT SECTOR SPDR TR-$86.8K -14.0%
New Positions
- EXXONMOBIL HOLDINGS CORP$501.5K
- CHEVRON CORPORATION$242.6K
- MICROSOFT CORP$223.1K
- SELECT SECTOR SPDR TR$211.7K
Exited Positions
- EXXON MOBIL CORP$408.4K
- L3HARRIS TECHNOLOGIES INC$238.3K
- WISDOMTREE TR$237.0K
- ISHARES TR$233.8K
Roan Capital Partners Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $12.2M | 8.97% | 36,781 | SH |
| 2 | SPDR SERIES TRUST | SPYM | 78464A854 | $7.5M | 5.46% | 83,103 | SH |
| 3 | WISDOMTREE TR | DON | 97717W505 | $6.2M | 4.51% | 114,108 | SH |
| 4 | SPDR SERIES TRUST | SMLV | 78468R887 | $5.5M | 4.02% | 36,590 | SH |
| 5 | SPDR SERIES TRUST | SPYG | 78464A409 | $5.5M | 4.00% | 44,394 | SH |
| 6 | SPDR SERIES TRUST | SPSM | 78468R853 | $5.0M | 3.64% | 94,124 | SH |
| 7 | SPDR SERIES TRUST | SLYG | 78464A201 | $4.8M | 3.53% | 45,013 | SH |
| 8 | WORLD GOLD TR | GLDM | 98149E303 | $4.7M | 3.42% | 56,837 | SH |
| 9 | AMPLIFY ETF TR | DIVO | 032108409 | $4.6M | 3.35% | 98,425 | SH |
| 10 | SPDR SERIES TRUST | SPSB | 78464A474 | $4.5M | 3.27% | 151,052 | SH |
| 11 | SPDR SERIES TRUST | SPIB | 78464A375 | $4.3M | 3.13% | 132,589 | SH |
| 12 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $3.9M | 2.83% | 5,883 | SH |
| 13 | FIDELITY COVINGTON TRUST | FIVA | 316092717 | $3.9M | 2.82% | 101,306 | SH |
| 14 | SPDR SERIES TRUST | SPLB | 78464A367 | $3.8M | 2.76% | 184,855 | SH |
| 15 | WISDOMTREE TR | EZM | 97717W570 | $3.5M | 2.58% | 49,158 | SH |
| 16 | ISHARES TR | GOVT | 46429B267 | $3.4M | 2.48% | 154,634 | SH |
| 17 | SPDR SERIES TRUST | BIL | 78468R663 | $3.3M | 2.45% | 36,459 | SH |
| 18 | SIMPLIFY EXCHANGE TRADED FUN | CTA | 82889N699 | $2.8M | 2.05% | 96,910 | SH |
| 19 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $2.5M | 1.86% | 49,129 | SH |
| 20 | SPDR SERIES TRUST | SPTL | 78464A664 | $2.5M | 1.85% | 105,822 | SH |
| 21 | UNITED STS OIL FD LP | USO | 91232N207 | $2.5M | 1.80% | 16,844 | SH |
| 22 | SPDR GOLD TR | GLD | 78463V107 | $2.4M | 1.74% | 6,253 | SH |
| 23 | ISHARES TR | IVV | 464287200 | $2.3M | 1.71% | 3,042 | SH |
| 24 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $2.0M | 1.44% | 39,070 | SH |
| 25 | ISHARES TR | IEUR | 46434V738 | $1.9M | 1.43% | 26,426 | SH |
| 26 | SPDR SERIES TRUST | SPYD | 78468R788 | $1.9M | 1.43% | 42,908 | SH |
| 27 | SPDR SERIES TRUST | SPYV | 78464A508 | $1.6M | 1.19% | 26,605 | SH |
| 28 | SPDR INDEX SHS FDS | GWX | 78463X871 | $1.5M | 1.12% | 33,529 | SH |
| 29 | MICRON TECHNOLOGY INC | MU | 595112103 | $1.4M | 1.02% | 1,308 | SH |
| 30 | ISHARES TR | SUB | 464288158 | $1.4M | 1.02% | 13,303 | SH |
| 31 | TEUCRIUM COMMODITY TR | CORN | 88166A102 | $1.3M | 0.95% | 67,797 | SH |
| 32 | ISHARES TR | IWM | 464287655 | $1.2M | 0.85% | 4,154 | SH |
| 33 | ISHARES TR | IJH | 464287507 | $1.1M | 0.81% | 15,361 | SH |
| 34 | EA SERIES TRUST | CAOS | 02072L516 | $1.0M | 0.76% | 11,482 | SH |
| 35 | PACER FDS TR | SRVR | 69374H741 | $992.3K | 0.73% | 35,028 | SH |
| 36 | ISHARES TR | MUB | 464288414 | $930.7K | 0.68% | 9,206 | SH |
| 37 | ISHARES SILVER TR | SLV | 46428Q109 | $787.1K | 0.58% | 14,439 | SH |
| 38 | ISHARES TR | IWR | 464287499 | $760.8K | 0.56% | 7,130 | SH |
| 39 | ISHARES TR | IJR | 464287804 | $724.4K | 0.53% | 5,325 | SH |
| 40 | VANGUARD WELLINGTON FD | VTES | 921935870 | $701.1K | 0.51% | 7,111 | SH |
| 41 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $682.4K | 0.50% | 3,486 | SH |
| 42 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $572.6K | 0.42% | 1,150 | SH |
| 43 | ABBVIE INC | ABBV | 00287Y109 | $571.1K | 0.42% | 2,183 | SH |
| 44 | MERCK & CO INC | MRK | 58933Y105 | $569.2K | 0.42% | 3,917 | SH |
| 45 | ISHARES INC | EWT | 46434G772 | $549.6K | 0.40% | 4,868 | SH |
| 46 | WALMART INC | WMT | 931142103 | $544.2K | 0.40% | 5,237 | SH |
| 47 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $533.9K | 0.39% | 13,536 | SH |
| 48 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $501.5K | 0.37% | 3,082 | SH |
| 49 | PROCTER & GAMBLE CO | PG | 742718109 | $483.9K | 0.35% | 3,331 | SH |
| 50 | ISHARES TR | EPU | 464289842 | $481.4K | 0.35% | 5,425 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-09 | $136.5M | 78 | 0002085853-26-001135 |
| 2026-06-30 | 2026-07-09 | $120.6M | 78 | 0002085853-26-000658 |
| 2026-03-31 | 2026-04-16 | $108.2M | 77 | 0002085853-26-000381 |
SUITE 504
JOHNSON CITY, TN 37604