Professional Financial Management, Inc. — 13F Holdings & Portfolio
CIK 2130270 · latest 13F-HR filed 2026-07-15
Professional Financial Management, Inc. manages $98.6M in 13F-reported U.S. long-equity assets across 24 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VGLT (16.45%), GDXJ (8.55%), TAIL (8.42%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions, exited 2, added to 7, and trimmed 2.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE A
APPLETON, WI 54914-7503
$98.6M
Long-equity book
24
Distinct positions
2026-06-30
Filed 2026-07-15
+3 / −2 / ↑7 / ↓2
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD SCOTTSDALE FDS$2.7M +20.2%
- T ROWE PRICE EXCHANGE-TRADED$2.2M +74.0%
- INVESCO EXCH TRADED FD TR II$535.5K +13.5%
- VANGUARD WORLD FD$512.1K +6.9%
- SCHWAB STRATEGIC TR$272.2K +8.5%
New Positions
- VANGUARD SCOTTSDALE FDS$7.0M
- SPDR SERIES TRUST$1.5M
- SCHWAB STRATEGIC TR$578.6K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD SCOTTSDALE FDS | VGLT | 92206C847 | $16.2M | 16.45% | 293,907 | SH |
| 2 | VANECK ETF TRUST | GDXJ | 92189F791 | $8.4M | 8.55% | 85,849 | SH |
| 3 | CAMBRIA ETF TR | TAIL | 132061862 | $8.3M | 8.42% | 781,347 | SH |
| 4 | VANGUARD WORLD FD | EDV | 921910709 | $7.9M | 8.00% | 121,134 | SH |
| 5 | VANGUARD SCOTTSDALE FDS | VGIT | 92206C706 | $7.0M | 7.13% | 119,119 | SH |
| 6 | CAMBRIA ETF TR | EYLD | 132061706 | $6.8M | 6.89% | 149,520 | SH |
| 7 | T ROWE PRICE EXCHANGE-TRADED | TBUX | 87283Q701 | $5.1M | 5.18% | 102,592 | SH |
| 8 | ISHARES TR | TLH | 464288653 | $4.9M | 4.99% | 49,059 | SH |
| 9 | INVESCO EXCH TRADED FD TR II | PXH | 46138E727 | $4.5M | 4.56% | 161,390 | SH |
| 10 | SIMPLIFY EXCHANGE TRADED FUN | TUA | 82889N657 | $4.2M | 4.27% | 206,219 | SH |
| 11 | SCHWAB STRATEGIC TR | SCHQ | 808524680 | $3.5M | 3.53% | 111,214 | SH |
| 12 | KRANESHARES TRUST | IVOL | 500767736 | $3.1M | 3.11% | 177,105 | SH |
| 13 | ISHARES TR | SGOV | 46436E718 | $2.7M | 2.72% | 26,608 | SH |
| 14 | NEUBERGER MUN FD INC | NBH | 64124P101 | $2.6M | 2.61% | 243,660 | SH |
| 15 | RIVERNORTH FLEXIBLE MUNI INC | RFMZ | 76883Y107 | $2.5M | 2.49% | 179,932 | SH |
| 16 | PIMCO CALIF MUN INCOME FD | PCQ | 72200N106 | $1.8M | 1.82% | 200,576 | SH |
| 17 | BLACKROCK MUNIHOLDINGS FD IN | MHD | 09253N104 | $1.6M | 1.67% | 138,149 | SH |
| 18 | BLACKROCK MUNIYIELD QUALITY | MYI | 09254E103 | $1.5M | 1.56% | 138,060 | SH |
| 19 | SPDR SERIES TRUST | SPTL | 78464A664 | $1.5M | 1.49% | 55,917 | SH |
| 20 | BNY MELLON STRATEGIC MUNS IN | LEO | 05588W108 | $1.3M | 1.36% | 207,157 | SH |
| 21 | PIMCO NEW YORK MUN FD II | PNI | 72200Y102 | $1.3M | 1.32% | 183,260 | SH |
| 22 | RIVERNORTH FLEXIBLE MUN INCO | RFM | 76883H104 | $951.2K | 0.96% | 64,360 | SH |
| 23 | SCHWAB STRATEGIC TR | FNDE | 808524730 | $578.6K | 0.59% | 14,582 | SH |
| 24 | SCHWAB STRATEGIC TR | SCHR | 808524854 | $348.6K | 0.35% | 14,135 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-15 | $98.6M | 24 | 0002130270-26-000003 |
| 2026-03-31 | 2026-05-12 | $96.1M | 23 | 0002130270-26-000002 |
| 2025-12-31 | 2026-05-12 | $88.2M | 21 | 0002130270-26-000001 |