Professional Financial Management, Inc. — 13F Holdings & Portfolio
CIK 2130270 · latest 13F-HR filed 2026-05-12
Professional Financial Management, Inc. manages $96.1M in 13F-reported U.S. long-equity assets across 23 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are VGLT (14.05%), GDXJ (10.67%), EYLD (9.06%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 5 new positions, exited 3, added to 9, and trimmed 2.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$96.1M
Long-equity book
23
Distinct positions
2026-03-31
Filed 2026-05-12
+5 / −3 / ↑9 / ↓2
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD SCOTTSDALE FDS$3.8M +38.5%
- CAMBRIA ETF TR$1.4M +19.7%
- INVESCO EXCH TRADED FD TR II$1.1M +39.6%
- T ROWE PRICE ETF INC$899.2K +44.2%
- VANGUARD WORLD FD$526.9K +7.7%
New Positions
- RIVERNORTH FLEXIBLE MUNI INC$2.3M
- BLACKROCK MUNIHOLDINGS FD IN$1.6M
- BLACKROCK MUNIYIELD QUALITY$1.6M
- RIVERNORTH FLEXIBLE MUN INCO$911.8K
- SCHWAB STRATEGIC TR$254.6K
Exited Positions
- RIVERNORTH OPPORTUNISTIC MUN$1.8M
- BLACKROCK MUNIVEST FD II INC$1.7M
- BLACKROCK MUNI INCOME TR II$1.6M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD SCOTTSDALE FDS | VGLT | 92206C847 | $13.5M | 14.05% | 243,810 | SH |
| 2 | VANECK ETF TRUST | GDXJ | 92189F791 | $10.3M | 10.67% | 85,396 | SH |
| 3 | CAMBRIA ETF TR | EYLD | 132061706 | $8.7M | 9.06% | 210,270 | SH |
| 4 | CAMBRIA ETF TR | TAIL | 132061862 | $8.7M | 9.01% | 738,723 | SH |
| 5 | VANGUARD WORLD FD | EDV | 921910709 | $7.4M | 7.67% | 113,492 | SH |
| 6 | SIMPLIFY EXCHANGE TRADED FUN | MTBA | 82889N525 | $6.4M | 6.64% | 129,045 | SH |
| 7 | ISHARES TR | TLH | 464288653 | $5.0M | 5.20% | 49,593 | SH |
| 8 | SIMPLIFY EXCHANGE TRADED FUN | TUA | 82889N657 | $4.2M | 4.35% | 198,092 | SH |
| 9 | INVESCO EXCH TRADED FD TR II | PXH | 46138E727 | $4.0M | 4.13% | 147,307 | SH |
| 10 | SCHWAB STRATEGIC TR | SCHQ | 808524680 | $3.2M | 3.34% | 102,093 | SH |
| 11 | KRANESHARES TRUST | IVOL | 500767736 | $3.2M | 3.28% | 168,644 | SH |
| 12 | T ROWE PRICE ETF INC | TBUX | 87283Q701 | $2.9M | 3.06% | 58,987 | SH |
| 13 | ISHARES TR | SGOV | 46436E718 | $2.7M | 2.85% | 27,180 | SH |
| 14 | NEUBERGER MUN FD INC | NBH | 64124P101 | $2.5M | 2.63% | 249,195 | SH |
| 15 | ISHARES INC | EMXC | 46434G764 | $2.4M | 2.49% | 30,397 | SH |
| 16 | RIVERNORTH FLEXIBLE MUNI INC | RFMZ | 76883Y107 | $2.3M | 2.42% | 183,933 | SH |
| 17 | PIMCO CALIF MUN INCOME FD | PCQ | 72200N106 | $1.8M | 1.84% | 206,231 | SH |
| 18 | BLACKROCK MUNIHOLDINGS FD IN | MHD | 09253N104 | $1.6M | 1.67% | 142,325 | SH |
| 19 | BLACKROCK MUNIYIELD QUALITY | MYI | 09254E103 | $1.6M | 1.63% | 148,721 | SH |
| 20 | BNY MELLON STRATEGIC MUNS IN C | LEO | 05588W108 | $1.4M | 1.44% | 219,485 | SH |
| 21 | PIMCO NEW YORK MUN FD II | PNI | 72200Y102 | $1.3M | 1.35% | 188,852 | SH |
| 22 | RIVERNORTH FLEXIBLE MUN INCO | RFM | 76883H104 | $911.8K | 0.95% | 64,986 | SH |
| 23 | SCHWAB STRATEGIC TR | SCHR | 808524854 | $254.6K | 0.27% | 10,220 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-12 | $96.1M | 23 | 0002130270-26-000002 |
| 2025-12-31 | 2026-05-12 | $88.2M | 21 | 0002130270-26-000001 |