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COZAD ASSET MANAGEMENT INC — 13F Holdings & Portfolio

CIK 709428 · latest 13F-HR filed 2026-08-14

Backtest portfolio

COZAD ASSET MANAGEMENT INC manages $1.55B in 13F-reported U.S. long-equity assets across 453 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are MU (3.17%), VTI (2.95%), AAPL (2.78%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 43 new positions and exited 11; 260 existing positions rose in reported value and 63 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.55B

Long-equity book

Holdings
453

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+43 / −11 / ↑260 / ↓63

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
MU3.2% · +2%VTI2.9% · -1%AAPL2.8% · -1%FLEX2.8% · -25%LRCX2.7% · -12%TSM2.2% · -2%NVDA2.1% · -1%GOOGL2.1% · -3%AVGO1.8% · -2%LLY1.8% · +8%URI1.7% · +0%AMZN1.6% · -0%ASML1.5% · +9%GS1.5% · +0%SPHQ1.4% · -0%META1.4% · +15%VOO1.3% · +4%APP1.3% · +5%MGC1.2% · +6%IBKR1.2% · -2%COST1.2% · +6%VIG1.1% · +2%MSFT1.0% · -2%DAL1.0% · +1%CGDV0.9% · +7%VO0.9% · +299%HCA0.8% · +3%COWZ0.8% · -1%GSLC0.8% · -2%AA0.8% · +70%EXPE0.8% · +25%QQQ0.7% · +3%TMUS0.7% · +33%VONE0.7% · -7%SCHD0.7% · -2%JPEF0.7% · -4%SMLF0.7% · +2%IWY0.7% · +4%SPY0.6% · -2%RDVY0.6% · +2%VB0.6% · +1%CAH0.6% · +15%VOOG0.6% · +457%CGGR0.6% · +0%MA0.6% · -24%GLW0.6% · -17%BX0.6% · -11%CAT0.6% · 0%LNG0.5% · +1%FDL0.5% · +6%PWR0.5% · -6%CVS0.5% · +122%MTUM0.5% · +0%HPE0.5% · +2%IJR0.5% · -2%JBL0.5% · -4%ADM0.5% · -1%USFD0.5% · -9%SPYV0.4% · +4%VONG0.4% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 24.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 27, 2026.

Assets Under Management
$2.62B
Discretionary
$2.55B
Employees
29
Accounts
3,824
Address
2501 GALEN DRIVE
CHAMPAIGN, IL 61821-7005
Phone
(217) 356-8363
Website
Mailing Address
P. O. BOX 3669, CHAMPAIGN, IL, 61826-3669
This firm reports 5 disclosure items on its registration.
Name Title / Status Ownership Type
ANDERSON, BRADEN, LEE ControlCHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER
since Dec 2021
Less than 5%Individual
ANDERSON, BRETT ControlCO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR
since Dec 2021
Less than 5%Individual
Buerkett, Kaitlin, Anne ControlEXECUTIVE VICE PRESIDENT, DIRECTOR
since Dec 2024
Less than 5%Individual
COZAD, GREGORY, DALE ControlCHAIRMAN OF THE BOARD, DIRECTOR
since Nov 1993
5–10%Individual
KANG, DAE-WOUNG ControlCO-CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR
since Dec 2023
Less than 5%Individual
KIDDOO, RONALD, LANE ControlDIRECTOR
since Jan 1982
5–10%Individual
KIDDOO, STEPHEN, CRAIG ControlCHIEF COMPLIANCE OFFICER
since Jan 2013
Less than 5%Individual
MCGRATH, MARY, FRANCES ControlDIRECTOR
since May 2000
5–10%Individual
MEACHAM, STUART, THOMAS ControlDIRECTOR
since Oct 1982
5–10%Individual
STORSVED, ANNE, JOELLE ControlEXECUTIVE VICE PRESIDENT, DIRECTOR OF TAX DEPARTMENT, & DIRECTOR
since Jan 2013
Less than 5%Individual
WHITE, B., JOSEPH ControlDIRECTOR
since Dec 2021
Less than 5%Individual
CHARLES H SHAPLAND DISCRETIONARY TRUSTSHAREHOLDER
since Oct 2025
5–10%Domestic Entity
JOHN MARK SHAPLAND DISCRETIONARY TRUSTSHAREHOLDER
since Oct 2025
5–10%Domestic Entity
LAURA P SHAPLAND DISCRETIONARY TRUSTSHAREHOLDER
since Oct 2025
5–10%Domestic Entity
NORRIS, CYNTHIA, CSHAREHOLDER
since Aug 1994
5–10%Individual
NORRIS, JOHNSTON, ALLENSHAREHOLDER
since Jan 1992
5–10%Individual
Ownership & leadership changes · 9 filings with changes since Mar 19, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 27, 2026 filing
  • No longer listedGEORGE SHAPLAND ESTATE · SHAREHOLDER · 25–50% · listed since Dec 2023
  • AddedCHARLES H SHAPLAND DISCRETIONARY TRUST · SHAREHOLDER · 5–10%
  • AddedJOHN MARK SHAPLAND DISCRETIONARY TRUST · SHAREHOLDER · 5–10%
  • AddedLAURA P SHAPLAND DISCRETIONARY TRUST · SHAREHOLDER · 5–10%
  • ChangedANDERSON, BRADEN, LEE · title CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER → CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER
  • ChangedANDERSON, BRETT · title DIRECTOR → CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR
  • ChangedBuerkett, Kaitlin, Anne · title DIRECTOR → EXECUTIVE VICE PRESIDENT, DIRECTOR
  • ChangedCOZAD, GREGORY, DALE · title PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR → CHAIRMAN OF THE BOARD, DIRECTOR
  • ChangedKANG, DAE-WOUNG · title DIRECTOR → CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR
  • ChangedKIDDOO, RONALD, LANE · title CHAIRMAN OF THE BOARD, VICE PRESIDENT, CHIEF INVESTMENT OFFICER/DIRECTOR → DIRECTOR
  • ChangedKIDDOO, STEPHEN, CRAIG · now a control person
  • ChangedMCGRATH, MARY, FRANCES · title EXEC. VICE PRESIDENT, DIRECTOR → DIRECTOR
  • ChangedMEACHAM, STUART, THOMAS · title VICE PRES.CHIEF OPERATIONS OFFICER, DIRECTOR → DIRECTOR
  • ChangedSTORSVED, ANNE, JOELLE · title DIRECTOR OF TAX DEPARTMENT & DIRECTOR → EXECUTIVE VICE PRESIDENT, DIRECTOR OF TAX DEPARTMENT, & DIRECTOR
Mar 28, 2025 filing
  • AddedBuerkett, Kaitlin, Anne · DIRECTOR · Less than 5% · control person
Mar 28, 2024 filing
  • No longer listedSHAPLAND, GEORGE, T · SHAREHOLDER · 25–50% · control person · listed since Feb 1988
  • AddedGEORGE SHAPLAND ESTATE · SHAREHOLDER · 25–50%
  • AddedKANG, DAE-WOUNG · DIRECTOR · Less than 5% · control person
Dec 16, 2022 filing
  • No longer listedDAUTEN, KENT, PAUL · SHAREHOLDER · 5–10% · listed since Jun 1988
  • No longer listedMARSH, SHERRYL, DAUTEN · SHAREHOLDER · 5–10% · listed since Jun 1988
  • No longer listedSMITH, LEE, FRANCIS · DIRECTOR OF TRADING · Less than 5% · listed since Jun 1984
  • ChangedCOZAD, GREGORY, DALE · ownership 10–25% → 5–10%
  • ChangedNORRIS, CYNTHIA, C · ownership 10–25% → 5–10%
  • ChangedNORRIS, JOHNSTON, ALLEN · ownership 10–25% → 5–10%
Mar 29, 2022 filing
  • AddedANDERSON, BRADEN, LEE · CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER · Less than 5% · control person
  • AddedANDERSON, BRETT · DIRECTOR · Less than 5% · control person
  • AddedWHITE, B., JOSEPH · DIRECTOR · Less than 5% · control person
  • ChangedMEACHAM, STUART, THOMAS · title VICE PRES., SEC-TREASURER,CHIEF OPERATIONS OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR → VICE PRES.CHIEF OPERATIONS OFFICER, DIRECTOR
  • ChangedSMITH, LEE, FRANCIS · title ASS'T. SECRETARY, DIRECTOR OF TRADING → DIRECTOR OF TRADING; no longer a control person
  • ChangedSTORSVED, ANNE, JOELLE · title DIRECTOR OF TAX DEPARTMENT → DIRECTOR OF TAX DEPARTMENT & DIRECTOR; now a control person
Oct 12, 2021 filing
  • ChangedKIDDOO, STEPHEN, CRAIG · ownership 5–10% → Less than 5%
  • ChangedSTORSVED, ANNE, JOELLE · ownership 5–10% → Less than 5%
Jan 31, 2019 filing
  • No longer listedJAMES T. SHAPLAND DECL. OF TRUST UAD 02/16/2007 · SHAREHOLDER · 25–50% · listed since Jul 2014
Mar 29, 2016 filing
  • AddedDAUTEN, KENT, PAUL · SHAREHOLDER · 5–10%
  • AddedJAMES T. SHAPLAND DECL. OF TRUST UAD 02/16/2007 · SHAREHOLDER · 25–50%
  • AddedMARSH, SHERRYL, DAUTEN · SHAREHOLDER · 5–10%
  • AddedNORRIS, CYNTHIA, C · SHAREHOLDER · 10–25%
  • AddedNORRIS, JOHNSTON, ALLEN · SHAREHOLDER · 10–25%
  • AddedSTORSVED, ANNE, JOELLE · DIRECTOR OF TAX DEPARTMENT · 5–10%
  • ChangedCOZAD, GREGORY, DALE · ownership 5–10% → 10–25%
  • ChangedKIDDOO, STEPHEN, CRAIG · ownership Less than 5% → 5–10%
Mar 18, 2016 filing
  • AddedKIDDOO, STEPHEN, CRAIG · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedSMITH, LEE, FRANCIS · title CHIEF COMPLIANCE OFFICER,VICE PRESIDENT, ASS'T. SECRETARY, DIRECTOR OF TRADING → ASS'T. SECRETARY, DIRECTOR OF TRADING
Mar 19, 2012 filing (earliest on record)
  • ListedCOZAD, GREGORY, DALE · PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR · 5–10% · control person
  • ListedKIDDOO, RONALD, LANE · CHAIRMAN OF THE BOARD, VICE PRESIDENT, CHIEF INVESTMENT OFFICER/DIRECTOR · 5–10% · control person
  • ListedMCGRATH, MARY, FRANCES · EXEC. VICE PRESIDENT, DIRECTOR · 5–10% · control person
  • ListedMEACHAM, STUART, THOMAS · VICE PRES., SEC-TREASURER,CHIEF OPERATIONS OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR · 5–10% · control person
  • ListedSHAPLAND, GEORGE, T · SHAREHOLDER · 25–50% · control person
  • ListedSMITH, LEE, FRANCIS · CHIEF COMPLIANCE OFFICER,VICE PRESIDENT, ASS'T. SECRETARY, DIRECTOR OF TRADING · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

COZAD ASSET MANAGEMENT INC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 Micron Technology, Inc. MU 595112103 $49.0M 3.17% 42,474 SH
2 Vanguard Total Stock Market ETF VTI 922908769 $45.6M 2.95% 123,213 SH
3 Apple Inc. AAPL 037833100 $43.0M 2.78% 148,659 SH
4 Flextronics Internat'l. Ltd. FLEX Y2573F102 $42.9M 2.77% 264,623 SH
5 LAM Research Corp. LRCX 512807306 $42.6M 2.75% 98,204 SH
6 Taiwan Semiconductor Mfg. Co. Ltd. TSM 874039100 $33.8M 2.18% 70,786 SH
7 Nvidia Corp. NVDA 67066G104 $32.2M 2.08% 160,987 SH
8 Alphabet Inc., Cl. A GOOGL 02079K305 $31.9M 2.06% 89,364 SH
9 Broadcom Inc. AVGO 11135F101 $28.6M 1.85% 75,692 SH
10 Lilly (Eli) LLY 532457108 $28.5M 1.84% 23,746 SH
11 United Rentals, Inc. URI 911363109 $25.9M 1.67% 22,878 SH
12 Amazon.com, Inc. AMZN 023135106 $24.4M 1.57% 102,237 SH
13 ASML Hldg N V ASML N07059210 $23.3M 1.51% 11,722 SH
14 Goldman Sachs Group GS 38141G104 $23.2M 1.50% 22,975 SH
15 Invesco S&P 500 Quality ETF A SPHQ 46137V241 $22.4M 1.45% 248,671 SH
16 Meta Platforms, Inc. META 30303M102 $21.1M 1.36% 37,422 SH
17 Vanguard S&P 500 ETF VOO 922908363 $20.3M 1.31% 29,495 SH
18 AppLovin Corporation APP 03831W108 $20.2M 1.31% 39,211 SH
19 Vanguard Mega Cap ETF MGC 921910873 $18.4M 1.19% 67,196 SH
20 Interactive Brokers Group, Inc. IBKR 45841N107 $18.2M 1.17% 208,718 SH
21 Costco Wholesale Corp. COST 22160K105 $17.8M 1.15% 19,065 SH
22 Vanguard Dividend Appreciation ETF VIG 921908844 $17.3M 1.12% 73,070 SH
23 Microsoft Corporation MSFT 594918104 $16.2M 1.05% 43,524 SH
24 Delta Airlines Inc. DAL 247361702 $15.6M 1.01% 166,361 SH
25 Capital Group Dividend Value - ETF CGDV 14020W106 $14.2M 0.92% 287,899 SH
26 Vanguard Mid Cap ETF VO 922908629 $13.3M 0.86% 164,559 SH
27 HCA Healthcare, Inc. HCA 40412C101 $12.9M 0.83% 33,089 SH
28 Pacer U.S. Cash Cows 100 - ETF COWZ 69374H881 $12.7M 0.82% 203,425 SH
29 Goldman Sachs ActiveBeta US LargeCp Eq ETF GSLC 381430503 $12.5M 0.80% 87,794 SH
30 Alcoa Upstream Corp. AA 013872106 $12.1M 0.78% 231,695 SH
31 Expedia Group Inc. EXPE 30212P303 $12.0M 0.78% 46,952 SH
32 Invesco QQQ Tr Unit Ser. 1 ETF QQQ 46090E103 $11.1M 0.72% 15,051 SH
33 T-Mobile US Inc. TMUS 872590104 $11.0M 0.71% 65,600 SH
34 Vanguard Russell 1000 ETF VONE 92206C730 $10.8M 0.70% 31,881 SH
35 Schwab US Div Equity ETF SCHD 808524797 $10.8M 0.69% 339,120 SH
36 JPMorgan Equity Focus - ETF JPEF 46654Q781 $10.7M 0.69% 133,507 SH
37 iShares MSCI Multifactor USA Small-Cap ETF SMLF 46434V290 $10.4M 0.67% 116,659 SH
38 iShares Russell Top 200 Growth ETF IWY 464289438 $10.2M 0.66% 35,042 SH
39 SPDR S&P 500 ETF SPY 78462F103 $9.9M 0.64% 13,200 SH
40 First Trust Rising Dividend Achievers ETF RDVY 33738R506 $9.6M 0.62% 118,662 SH
41 Vanguard Index Small Cap ETF VB 922908751 $9.6M 0.62% 31,578 SH
42 Cardinal Health CAH 14149Y108 $9.5M 0.61% 39,804 SH
43 Vanguard S&P 500 Growth ETF VOOG 921932505 $9.4M 0.60% 113,340 SH
44 Capital Group Growth - ETF CGGR 14020G101 $9.3M 0.60% 197,050 SH
45 MasterCard, Inc. MA 57636Q104 $9.2M 0.60% 17,967 SH
46 Corning Inc. GLW 219350105 $8.9M 0.58% 35,015 SH
47 Blackstone Group Inc. Cl. A BX 09260D107 $8.7M 0.56% 73,722 SH
48 Caterpillar Inc. CAT 149123101 $8.5M 0.55% 8,008 SH
49 Cheniere Energy, Inc LNG 16411R208 $8.4M 0.54% 35,258 SH
50 First Trust Morningstar Div Leaders ETF FDL 336917109 $8.3M 0.54% 171,576 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $1.55B 453 0000709428-26-000008
2026-03-31 2026-05-28 $1.27B 421 0000709428-26-000006
2025-12-31 2026-02-13 $1.29B 422 0000709428-26-000002
2025-09-30 2025-11-10 $1.26B 419 0000709428-25-000014
Filer Information
Address
2501 GALEN DRIVE
P.O. BOX 3669
CHAMPAIGN, IL 61821
Phone
(217) 356-8363
Filing Manager
COZAD ASSET MANAGEMENT INC
CHAMPAIGN, IL
Signatory
S. Craig Kiddoo
Chief Compliance Officer