PIPER SANDLER & CO. — 13F Holdings & Portfolio

CIK 724683 · latest 13F-HR filed 2026-05-12

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM

$102.0M

Long-equity book

Holdings

21

Distinct positions

Period

2026-03-31

Filed 2026-05-12

Q/Q Activity

+11 / −16 / ↑6 / ↓2

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • PENN ENTERTAINMENT INC$14.8M +354.5%
  • CRACKER BARREL OLD CTRY STOR$8.2M +118.4%
  • MGP INGREDIENTS INC NEW$6.8M +65.6%
  • BLACKSTONE MORTGAGE TRUST IN$5.8M +458.3%
  • UPSTART HLDGS INC$3.9M +81.1%
Show all 6

Top Trims

  • ZEO ENERGY CORP-$447.4K -60.6%
  • WAYFAIR INC-$1.9K -5.6%
Show all 2

New Positions

  • AMERICAN WTR CAP CORP$11.7M
  • MARRIOTT VACATIONS WORLDWIDE$5.3M
  • TELADOC HEALTH INC$4.7M
  • REDWOOD TRUST INC$4.0M
  • ZIFF DAVIS INC$2.6M
Show all 11

Exited Positions

  • SUMMIT HOTEL PPTYS$19.6M
  • JETBLUE AIRWAYS CORP$16.4M
  • CABLE ONE INC$13.8M
  • MARRIOTT VACATIONS WORLDWIDE$13.4M
  • TWO HARBORS INVENTMENT CORPO$12.6M
Show all 16
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 PENN ENTERTAINMENT INC PENN 707569AU3 $19.0M 18.64% 19,267,000 PRN
2 MGP INGREDIENTS INC NEW MGPI 55303JAB2 $17.2M 16.83% 18,027,000 PRN
3 AMERICAN WTR CAP CORP HIPH 03040WBE4 $11.7M 11.46% 11,830,000 PRN
4 UPSTART HLDGS INC UPST 91680MAB3 $8.7M 8.54% 8,956,000 PRN
5 CRACKER BARREL OLD CTRY STOR CBRL 22410JAB2 $8.6M 8.39% 8,750,000 PRN
6 BLACKSTONE MORTGAGE TRUST IN BXMT 09257WAE0 $7.1M 6.95% 7,183,000 PRN
7 CRACKER BARREL OLD CTRY STOR CBRL 22410JAB2 $6.5M 6.39% 6,670,000 PRN
8 MARRIOTT VACATIONS WORLDWIDE VAC 57164YAF4 $5.3M 5.19% 5,556,000 PRN
9 TELADOC HEALTH INC TDOC 87918AAF2 $4.7M 4.59% 4,932,000 PRN
10 REDWOOD TRUST INC RWT 758075AF2 $4.0M 3.88% 3,963,000 PRN
11 ZIFF DAVIS INC ZD 48123VAE2 $2.6M 2.55% 2,677,000 PRN
12 UPWORK INC UPWK 91688FAB0 $2.5M 2.49% 2,610,000 PRN
13 DUKE ENERGY CORP NEW DUKRD 26441CBY0 $1.9M 1.87% 1,706,000 PRN
14 PROGRESS SOFTWARE CORP PRGS 743312AB6 $897.8K 0.88% 900,000 PRN
15 Q2 HLDGS INC QTWO 74736LAD1 $387.4K 0.38% 390,000 PRN
16 ZEO ENERGY CORP ZEO 98944F109 $291.3K 0.29% 507,502 SH
17 SHATTUCK LABS INC STTK 82024L103 $253.8K 0.25% 39,467 SH
18 AFFIRM HLDGS INC AFRM 00827BAB2 $185.8K 0.18% 192,000 PRN
19 COINBASE GLOBAL INC COIN 19260QAB3 $137.9K 0.14% 139,000 PRN
20 PEBBLEBROOK HOTEL TR PEB 70509VAA8 $81.8K 0.08% 84,000 PRN
21 WAYFAIR INC W 94419LAF8 $32.0K 0.03% 34,000 PRN
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-12 $102.0M 21 0000724683-26-000047
2025-12-31 2026-02-12 $141.2M 25 0000724683-26-000006
2025-09-30 2025-11-12 $139.3M 24 0000724683-25-000131