PIPER SANDLER & CO. — 13F Holdings & Portfolio

CIK 724683 · latest 13F-HR filed 2026-07-28

PIPER SANDLER & CO. manages $134.9M in 13F-reported U.S. long-equity assets across 19 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are LITE (23.92%), AEIS (18.10%), MGPI (12.90%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 8 new positions, exited 9, added to 3, and trimmed 0.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
350 N 5TH STREET
SUITE 1000
MINNEAPOLIS, MN 55401
Phone
(612) 303-6843
Filing Manager
PIPER SANDLER & CO.
MINNEAPOLIS, MN
Signatory
John Sparacio
Accounting Manager
Loading holdings…
AUM

$134.9M

Long-equity book

Holdings

19

Distinct positions

Period

2026-06-30

Filed 2026-07-28

Q/Q Activity

+8 / −9 / ↑3 / ↓0

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • REDWOOD TRUST INC$3.0M +76.6%
  • BLACKSTONE MORTGAGE TRUST IN$1.8M +24.9%
  • PEBBLEBROOK HOTEL TR$461.0K +563.5%
Show all 3

Top Trims

  • No decreased positions.
Show all 0

New Positions

  • LUMENTUM HLDGS INC$32.3M
  • ADVANCED ENERGY INDS$24.4M
  • STARWOOD PPTY TR INC$8.1M
  • SHIFT4 PMTS INC$6.8M
  • SEA LTD$2.5M
Show all 8

Exited Positions

  • PENN ENTERTAINMENT INC$19.0M
  • CRACKER BARREL OLD CTRY STOR$15.1M
  • AMERICAN WTR CAP CORP$11.7M
  • DUKE ENERGY CORP NEW$1.9M
  • PROGRESS SOFTWARE CORP$897.8K
Show all 9
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 LUMENTUM HLDGS INC LITE 55024UAF6 $32.3M 23.92% 5,018,000 PRN
2 ADVANCED ENERGY INDS AEIS 007973AE0 $24.4M 18.10% 9,000,000 PRN
3 MGP INGREDIENTS INC NEW MGPI 55303JAB2 $17.4M 12.90% 18,027,000 PRN
4 UPSTART HLDGS INC UPST 91680MAB3 $9.1M 6.72% 9,206,000 PRN
5 BLACKSTONE MORTGAGE TRUST IN BXMT 09257WAE0 $8.9M 6.57% 8,975,000 PRN
6 STARWOOD PPTY TR INC STWD 85571BBA2 $8.1M 5.98% 8,000,000 PRN
7 REDWOOD TRUST INC RWT 758075AF2 $7.0M 5.19% 6,988,000 PRN
8 SHIFT4 PMTS INC FOUR 82452JAD1 $6.8M 5.07% 7,260,000 PRN
9 MARRIOTT VACATIONS WORLDWIDE VAC 57164YAF4 $5.4M 3.98% 5,556,000 PRN
10 TELADOC HEALTH INC TDOC 87918AAF2 $4.7M 3.50% 4,932,000 PRN
11 ZIFF DAVIS INC ZD 48123VAE2 $2.6M 1.94% 2,677,000 PRN
12 UPWORK INC UPWK 91688FAB0 $2.6M 1.90% 2,610,000 PRN
13 SEA LTD SEA 81141RAG5 $2.5M 1.83% 2,500,000 PRN
14 REDFIN CORP 75737FAE8 $2.0M 1.48% 2,085,000 PRN
15 PEBBLEBROOK HOTEL TR PEB 70509VAA8 $542.8K 0.40% 548,000 PRN
16 APOLLO GLOBAL MGMT INC APOPA 03769M304 $442.3K 0.33% 7,260 SH
17 AFFIRM HLDGS INC AFRM 00827BAB2 $188.6K 0.14% 192,000 PRN
18 WAYFAIR INC W 94419LAF8 $33.5K 0.02% 34,000 PRN
19 GREEN PLAINS INC GPRE 393222AK0 $24.6K 0.02% 25,000 PRN
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-28 $134.9M 19 0000724683-26-000057
2026-03-31 2026-05-12 $102.0M 21 0000724683-26-000047
2025-12-31 2026-02-12 $141.2M 25 0000724683-26-000006
2025-09-30 2025-11-12 $139.3M 24 0000724683-25-000131