SIT INVESTMENT ASSOCIATES INC — 13F Holdings & Portfolio
CIK 769317 · latest 13F-HR filed 2026-05-13
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$4.9M
Long-equity book
Holdings
501
Distinct positions
Period
2026-03-31
Filed 2026-05-13
Q/Q Activity
+496 / −1 / ↑3 / ↓1
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- BROOKFIELD REAL ASSETS INC FD$8.0K +27.9%
- FS SPECIALTY LENDING FUND FSSL$6.9K +29.6%
- WESTERN ASSET HIGH INC FD II I$317 +31700.0%
New Positions
- NVIDIA CORP$143.7K
- ANGEL OAK FINANCIAL STRAT INC$138.6K
- BROADCOM INC$137.1K
- BLACKROCK TAXABLE MUNI BOND TR$120.7K
- APPLE INC$118.5K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORP | NVDA | 67066G104 | $143.7K | 2.92% | 824,057 | SH |
| 2 | ANGEL OAK FINANCIAL STRAT INC | FINS | 03464A100 | $138.6K | 2.81% | 10,873,638 | SH |
| 3 | BROADCOM INC | AVGO | 11135F101 | $137.1K | 2.78% | 442,884 | SH |
| 4 | BLACKROCK TAXABLE MUNI BOND TR | BBN | 09248X100 | $120.7K | 2.45% | 7,463,822 | SH |
| 5 | APPLE INC | AAPL | 037833100 | $118.5K | 2.41% | 466,955 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $103.3K | 2.10% | 278,951 | SH |
| 7 | PUTNAM PREMIER INCOME TRUST PP | PPT | 746853100 | $100.0K | 2.03% | 28,179,805 | SH |
| 8 | BLACKROCK CORE BOND TRUST BHK | BHK | 09249E101 | $99.5K | 2.02% | 10,859,206 | SH |
| 9 | DWS MUNICIPAL INCOME TRUST KTF | KTF | 233368109 | $90.0K | 1.83% | 9,893,384 | SH |
| 10 | TCW STRATEGIC INCOME FD TSI | TSI | 872340104 | $85.1K | 1.73% | 18,951,319 | SH |
| 11 | ALPHABET INC - CL A | GOOGL | 02079K305 | $82.0K | 1.67% | 285,292 | SH |
| 12 | MFS INTERMEDIATE INCOME TRUST | MIN | 55273C107 | $76.4K | 1.55% | 30,450,876 | SH |
| 13 | EATON VANCE LIMITED DURATION I | EVV | 27828H105 | $74.4K | 1.51% | 7,869,208 | SH |
| 14 | PUTNAM MASTER INTERMEDIATE INC | PIM | 746909100 | $74.3K | 1.51% | 22,711,260 | SH |
| 15 | BLACKROCK CREDIT ALLOCATION IN | BTZ | 092508100 | $70.1K | 1.42% | 6,941,861 | SH |
| 16 | NUVEEN BUILD AMERICA BOND FD N | NBB | 67074C103 | $59.4K | 1.21% | 3,793,715 | SH |
| 17 | BLACKROCK MULTI SECTOR INC TR | BIT | 09258A107 | $58.6K | 1.19% | 4,681,047 | SH |
| 18 | NUVEEN REAL ASSET INC & GRW JR | JRI | 67074Y105 | $53.7K | 1.09% | 4,366,526 | SH |
| 19 | BLACKROCK INCOME TR INC BKT | BKT | 09247F209 | $52.0K | 1.06% | 4,920,132 | SH |
| 20 | AMAZON.COM INC | AMZN | 023135106 | $51.0K | 1.03% | 244,779 | SH |
| 21 | DOUBLELINE OPP CREDIT FD DBL | DBL | 258623107 | $45.3K | 0.92% | 3,104,408 | SH |
| 22 | BLACKROCK CORP HIGH YIELD FD H | HYT | 09255P107 | $44.5K | 0.90% | 5,227,321 | SH |
| 23 | NUVEEN VAR RT PREF & INC NPFD | NPFD | 67080R102 | $44.0K | 0.89% | 2,425,184 | SH |
| 24 | APPLIED MATERIALS INC | AMAT | 038222105 | $42.7K | 0.87% | 124,857 | SH |
| 25 | META PLATFORMS INC CLASS A | META | 30303M102 | $41.8K | 0.85% | 73,090 | SH |
| 26 | LMP CAPITAL & INCOME FD INC SC | SCD | 50208A102 | $41.5K | 0.84% | 2,779,833 | SH |
| 27 | CORNERSTONE TOTAL RETURN FD CR | CRF | 21924U300 | $40.0K | 0.81% | 5,751,900 | SH |
| 28 | FIRST TR HIGH YIELD OPP 2027 F | FTHY | 33741Q107 | $37.6K | 0.76% | 2,782,412 | SH |
| 29 | BROOKFIELD REAL ASSETS INC FD | RA | 112830104 | $36.7K | 0.75% | 2,855,236 | SH |
| 30 | CHUBB LTD | CB | H1467J104 | $36.5K | 0.74% | 111,885 | SH |
| 31 | NUVEEN PA QUALITY MUNI INC FD | NQP | 670972108 | $36.0K | 0.73% | 3,017,202 | SH |
| 32 | NUVEEN GLOBAL HIGH INCOME FD J | JGH | 67075G103 | $35.5K | 0.72% | 2,908,822 | SH |
| 33 | JOHN HANCOCK INCOME SECURITIES | JHS | 410123103 | $34.9K | 0.71% | 3,193,796 | SH |
| 34 | NUVEEN FLOATING RATE INC FD JF | JFR | 67072T108 | $34.9K | 0.71% | 4,639,416 | SH |
| 35 | NUVEEN MULTI-MARKET INC FD JMM | JMM | 67075J107 | $33.5K | 0.68% | 5,694,517 | SH |
| 36 | JPMORGAN CHASE & CO | JPM | 46625H100 | $32.9K | 0.67% | 111,901 | SH |
| 37 | COHEN & STEERS INFRASTRUCTURE | UTF | 19248A109 | $31.9K | 0.65% | 1,231,248 | SH |
| 38 | ELI LILLY & CO | LLY | 532457108 | $31.5K | 0.64% | 34,293 | SH |
| 39 | BLACKSTONE STRAT CR 2027 TERM | BGB | 09257R101 | $30.7K | 0.62% | 2,753,133 | SH |
| 40 | ARISTA NETWORKS INC | ANET | 040413205 | $30.7K | 0.62% | 249,673 | SH |
| 41 | FS SPECIALTY LENDING FUND FSSL | FSSL | 644323107 | $30.1K | 0.61% | 2,409,441 | SH |
| 42 | BLACKROCK MUNIYIELD QUALITY FD | MYI | 09254E103 | $28.4K | 0.58% | 2,700,296 | SH |
| 43 | WILLIAMS COS INC/THE | WMB | 969457100 | $28.3K | 0.58% | 389,469 | SH |
| 44 | CLEARBRIDGE ENERGY MIDSTREAM O | EMO | 18469P209 | $28.2K | 0.57% | 534,295 | SH |
| 45 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $27.9K | 0.57% | 103,156 | SH |
| 46 | GOLDMAN SACHS GROUP INC/THE | GS | 38141G104 | $27.9K | 0.57% | 32,987 | SH |
| 47 | RIVERNORTH OPPRTUNITIES FD RIV | RIV | 76881Y109 | $27.7K | 0.56% | 2,498,022 | SH |
| 48 | FIRST TR MORTGAGE INCOME FD FM | FMY | 33734E103 | $26.9K | 0.55% | 2,283,135 | SH |
| 49 | MFS GOVERNMENT MARKETS INCOME | MGF | 552939100 | $26.8K | 0.54% | 9,130,038 | SH |
| 50 | ALLSPRING MULTI-SECTOR INC FD | ERC | 94987D101 | $25.9K | 0.52% | 2,870,006 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-13 | $4.9M | 501 | 0000897101-26-000165 |
| 2025-12-31 | 2026-02-25 | $81.5K | 6 | 0000897101-26-000074 |
| 2025-12-31 | 2026-02-12 | $5.0M | 506 | 0000897101-26-000038 |