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KEMPNER CAPITAL MANAGEMENT INC. — 13F Holdings & Portfolio

CIK 898399 · latest 13F-HR filed 2026-01-12

Backtest portfolio

KEMPNER CAPITAL MANAGEMENT INC. manages $105.8M in 13F-reported U.S. long-equity assets across 43 reported positions as of its 2025-12-31 13F-HR filing. Its largest disclosed positions are MU (7.58%), BSM (5.85%), TSM (5.14%). Quarter over quarter (versus its 2025-09-30 filing) the fund opened 0 new positions and exited 5; 7 existing positions rose in reported value and 19 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$105.8M

Long-equity book

Holdings
43

Distinct positions

Period
2025-12-31

Filed 2026-01-12

Q/Q Activity
+0 / −5 / ↑7 / ↓19

vs 2025-09-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q4 25
MU7.6% · -32%BSM5.9% · -24%TSM5.1% · -32%GOOG4.3% · -8%TER4.1% · -9%CFR4.0% · -4%ST3.3% · -8%MRK3.2% · -8%CFG3.1% · -9%DIS3.1% · -10%LNC3.0% · -13%GPN2.9% · -9%SHEL2.8% · -10%CSCO2.8% · -10%C2.8% · -16%XOM2.8% · -9%ZBH2.5% · -9%TSN2.5% · -9%TFC2.4% · -9%UNH2.4% · -9%BAC2.4% · -30%LLY2.3% · -8%SON2.1% · +113%EQH2.1% · -9%KVUE2.0% · -6%DEA2.0% · -10%IFF1.9% · -8%CB1.7% · -8%AMCCF1.5% · -4%O1.5% · -10%BP1.4% · -12%EOSE1.3% · -41%ISRA1.3% · 0%RIO1.2% · -8%EG0.9% · -9%KMI0.7% · 0%FANG0.7% · -9%AWPAX AB0.5% · -0%BHP0.4% · -9%SBI0.4% · 0%SLB0.3% · -86%CNMD0.2% · -87%PK0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q3 25 → Q4 25

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

2 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 43.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Oct 29, 2025.

Assets Under Management
$218.3M
Discretionary
$218.3M
Employees
9
Accounts
29
Address
2201 MARKET STREET
12TH FLOOR
GALVESTON, TX 77550
Phone
(409) 765-6671
Website
Mailing Address
P. O. BOX 119, GALVESTON, TX, 77553
Name Title / Status Ownership Type
THE ESTATE OF HARRIS L. KEMPNER, JR. ControlOWNER
since Oct 2025
75% or moreDomestic Entity
BARTULA, DIANA, LITTLEVICE PRESIDENT,TREASURER & CHIEF COMPLIANCE OFFICER
since Mar 2007
Less than 5%Individual
GAULT, MICHAEL, SHAWNVICE PRESIDENT, PORTFOLIO MANAGER
since Jan 2008
Less than 5%Individual
GREENE, VERA, DELYNNVICE PRESIDENT, HEAD TRADER
since Jun 2007
Less than 5%Individual
LANDIS, BRIDGETTETRADER/ASSISTANT VICE PRESIDENT
since Aug 2008
Less than 5%Individual
Ownership & leadership changes · 7 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Oct 29, 2025 filing
  • No longer listedKEMPNER, JR., HARRIS, LEON · PRESIDENT, PORTFOLIO MANAGER · 75% or more · control person · listed since Oct 1981
  • AddedTHE ESTATE OF HARRIS L. KEMPNER, JR. · OWNER · 75% or more · control person
Mar 30, 2017 filing
  • No longer listedDUNCAN, ANDREW, RYAN · SR. VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since May 2012
Mar 15, 2016 filing
  • No longer listedGINDRUP, DONNA, HUFFMAN · VICE PRESIDENT, SECRETARY · Less than 5% · listed since Feb 1985
Jun 9, 2014 filing
  • ChangedDUNCAN, ANDREW, RYAN · title VICE PRESIDENT, PORTFOLIO MANAGER → SR. VICE PRESIDENT, PORTFOLIO MANAGER
Sep 24, 2013 filing
  • No longer listedROWLES, RUSSELL, PATRICK · RESEARCH ANALYST · Less than 5% · listed since Mar 2013
Mar 21, 2013 filing
  • ChangedGREENE, VERA, DELYNN · title VICE PRESIDENT, HEAD TRADER, COMPLIANCE OFFICER → VICE PRESIDENT, HEAD TRADER
  • ChangedROWLES, RUSSELL, PATRICK · title EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER → RESEARCH ANALYST
May 16, 2012 filing
  • AddedDUNCAN, ANDREW, RYAN · VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
  • ChangedGAULT, MICHAEL, SHAWN · title VICE PRESIDENT → VICE PRESIDENT, PORTFOLIO MANAGER
  • ChangedKEMPNER, JR., HARRIS, LEON · title PRESIDENT → PRESIDENT, PORTFOLIO MANAGER
  • ChangedROWLES, RUSSELL, PATRICK · title EXECUTIVE VICE PRESIDENT → EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER
Mar 28, 2012 filing (earliest on record)
  • ListedBARTULA, DIANA, LITTLE · VICE PRESIDENT,TREASURER & CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedGAULT, MICHAEL, SHAWN · VICE PRESIDENT · Less than 5%
  • ListedGINDRUP, DONNA, HUFFMAN · VICE PRESIDENT, SECRETARY · Less than 5%
  • ListedGREENE, VERA, DELYNN · VICE PRESIDENT, HEAD TRADER, COMPLIANCE OFFICER · Less than 5%
  • ListedKEMPNER, JR., HARRIS, LEON · PRESIDENT · 75% or more · control person
  • ListedLANDIS, BRIDGETTE · TRADER/ASSISTANT VICE PRESIDENT · Less than 5%
  • ListedROWLES, RUSSELL, PATRICK · EXECUTIVE VICE PRESIDENT · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 7 →

Top Trims

Show all 19 →

New Positions

  • No new positions this quarter.
Show all 0 →

Exited Positions

Show all 5 →

KEMPNER CAPITAL MANAGEMENT INC. Holdings (2025-12-31)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 MICRON TECH INC MU 595112103 $8.0M 7.58% 33,792 SH
2 BLACKSTONEMNLS LP BSM 09225M101 $6.2M 5.85% 439,295 SH
3 TAIWAN SEMICONDUCTOR TSM 874039100 $5.4M 5.14% 18,898 SH
4 ALPHABET INC GOOG 02079K107 $4.6M 4.30% 14,712 SH
5 TERADYNE INCORP TER 880770102 $4.4M 4.15% 22,534 SH
6 CULLEN FROST BANKERS CFR 229899109 $4.3M 4.03% 32,932 SH
7 SENSATATECHHLDGSPLC ST G8060N102 $3.5M 3.34% 102,473 SH
8 MERCK & CO. INC. MRK 58933Y105 $3.4M 3.20% 33,776 SH
9 CITIZENS FINANCIAL GRP CFG 174610105 $3.3M 3.15% 57,049 SH
10 DISNEY (WALT) COMPANY DIS 254687106 $3.3M 3.10% 29,685 SH
11 LINCOLN NATIONAL CORP. LNC 534187109 $3.2M 3.04% 71,088 SH
12 GLOBAL PAYMENTS INC GPN 37940X102 $3.1M 2.93% 37,989 SH
13 SHELL PLC SHEL 780259305 $3.0M 2.85% 41,694 SH
14 CISCO SYSTEMS INC CSCO 17275R102 $3.0M 2.79% 37,803 SH
15 CITIGROUP INC C 172967424 $2.9M 2.77% 26,008 SH
16 EXXONMOBIL CRP XOM XOM 30231G102 $2.9M 2.76% 24,803 SH
17 ZIMMERBIOMETHLDGSINC ZBH 98956P102 $2.6M 2.49% 28,548 SH
18 TYSON FOODS INC TSN 902494103 $2.6M 2.49% 44,273 SH
19 TRUIST FIN'L CORP TFC 89832Q109 $2.6M 2.43% 51,784 SH
20 UNITEDHEALTH GROUP INC UNH 91324P102 $2.5M 2.35% 7,305 SH
21 BANK OF AMERICA CORP. BAC 060505104 $2.5M 2.35% 44,962 SH
22 ELI LILLY & CO LLY 532457108 $2.5M 2.34% 2,327 SH
23 SONOCO PRODUCTS CO SON 835495102 $2.3M 2.15% 52,891 SH
24 EQUITABLE HOLDINGS INC. EQH 29452E101 $2.2M 2.10% 46,026 SH
25 KENVUE INC KVUE 49177J102 $2.2M 2.04% 125,211 SH
26 EASTERLY GOVERN REIT DEA 27616P301 $2.1M 2.02% 95,457 SH
27 INT'L FLAVORS&FRGRNCS IFF 459506101 $2.1M 1.95% 32,167 SH
28 CHUBB LIMITED CB H1467J104 $1.8M 1.75% 5,909 SH
29 AMCOR PLC AMCCF G0250X107 $1.6M 1.55% 198,643 SH
30 REALTYINCOMEINC REIT O 756109104 $1.6M 1.48% 26,943 SH
31 BP PLC ADS BP 055622104 $1.5M 1.41% 42,273 SH
32 EOS ENERGY ENTRP INC EOSE 29415C101 $1.4M 1.32% 102,500 SH
33 ISRA VANECK ETF TR ISRA 92189F635 $1.3M 1.26% 22,500 SH
34 RIO TINTO PLC RIO 767204100 $1.3M 1.20% 16,758 SH
35 EVEREST GROUP LTD EG G3223R108 $999.0K 0.94% 3,040 SH
36 KMI KINDER MORGAN INC KMI 49456B101 $754.0K 0.71% 28,200 SH
37 DIAMONDBACKENRGYINC FANG 25278X109 $725.0K 0.69% 4,705 SH
38 AWPAX AB SUST INTL THEMATIC A — 01879X103 $520.0K 0.49% 24,539 SH
39 BHPGROUPLMT ADR BHP 088606108 $438.0K 0.41% 7,408 SH
40 SBI WESTERN ASSET INTERM MUNI SBI 958435109 $371.0K 0.35% 47,800 SH
41 SLB LIMITED SLB 806857108 $310.0K 0.29% 7,972 SH
42 CONMED CORP CNMD 207410101 $252.0K 0.24% 6,258 SH
43 PARK HOTELS&RESORTSINC PK 700517105 $242.0K 0.23% 22,000 SH
Filing History
Period Filed AUM Holdings Accession
2025-12-31 2026-01-12 $105.8M 43 0000898399-26-000001
2025-09-30 2025-10-16 $120.1M 48 0000898399-25-000006