CITADEL INVESTMENT GROUP LLC
CIK 1255158 · last filed 2009-10-02
CITADEL INVESTMENT GROUP LLC is a corporate insider who has filed 15 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing shows the insider was granted $500.0M of ETFC on Oct 2, 2009. Across all open-market trades the lifetime net is +$243.8M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $374.9M across reported positions. The firm reports its address in Chicago, IL. 111 SEC filings were submitted jointly with L P Citadel.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
ION price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
131 S DEARBORN STREET 32ND FL
CHICAGO, IL 60603
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| E TRADE FINANCIAL CORP (ETFC) Delisted | Director | 13,426,688 | — | — | $0 | 2 | 2009-10-02 |
| E TRADE FINANCIAL CORP (ETFCP) Delisted | 10%+ Owner | 709,593 | — | — | $188.0K | 2 | 2008-08-11 |
| ION | 10%+ Owner | 8,311,639 | $45.11 | $374.93M | $245.52M | 2 | 2008-01-10 |
| General Moly, Inc (GMO) Delisted | 10%+ Owner | 423 | — | — | -$1.96M | 8 | 2007-10-12 |
| Fushi Copperweld, Inc. (FSIN) Delisted | 10%+ Owner | 3,796 | — | — | $6.8K | 1 | 2007-09-13 |
Recent Filings
15 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-10-02 | E TRADE FINANCIAL CORP (ETFC) Delisted | Grant (A) | +454,545,455 | $500.00M | EDGAR |
| 2009-08-21 | E TRADE FINANCIAL CORP (ETFC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2008-08-11 | E TRADE FINANCIAL CORP (ETFCP) Delisted | Mixed | +62,000 | $277.5K | EDGAR |
| 2008-07-21 | E TRADE FINANCIAL CORP (ETFCP) Delisted | Exer (X) | −90,000 | -$274.5K | EDGAR |
| 2008-01-10 | ION | Mixed | +95,066,804 | $25.10M | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | +10,045 | $51.3K | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | +39,845 | $269.6K | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | −30,840 | -$156.7K | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Sell (S) | −297,240 | -$2.33M | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | +40,740 | $264.5K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.