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KENNETH C GRIFFIN

CIK 1255159 · last filed 2015-07-22

KENNETH C GRIFFIN is a corporate insider who has filed 18 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for SRG, was dated Jul 22, 2015. Across all open-market trades the lifetime net is −$892.82T, making them a net seller over the disclosed history. Current disclosed insider exposure totals $10.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$10.21M

Companies

5

Total Filings

18

Lifetime Open-Market Net

-$892817.71B

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SRG 10%+ Owner 3,838,566 $2.66 $10.21M -$317.85M 1 2015-07-22
E TRADE FINANCIAL CORP (ETFC) Delisted Director 27,394,448 — — -$892817.40B 4 2011-12-21
E TRADE FINANCIAL CORP (ETFCP) Delisted 10%+ Owner 2,913 — — $282.3K 4 2008-10-15
General Moly, Inc (GMO) Delisted 10%+ Owner 4,513 — — $957.7K 7 2007-10-12
ION 10%+ Owner 0 $50.94 $0 $0 2 2007-08-23

Recent Filings

18 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-07-22 SRG Mixed −8,337,288 -$317.85M EDGAR
2011-12-21 E TRADE FINANCIAL CORP (ETFC) Delisted Buy (P) +15,800 $118.3K EDGAR
2009-10-13 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed −2,045 -$17.15M EDGAR
2009-08-12 E TRADE FINANCIAL CORP (ETFC) Delisted Sell (S) −69,446,255 -$892817.35B EDGAR
2009-01-07 E TRADE FINANCIAL CORP (ETFC) Delisted Exer (X) +7,000 $35.0K EDGAR
2008-10-15 E TRADE FINANCIAL CORP (ETFCP) Delisted Mixed +3,000 $60.0K EDGAR
2008-04-22 E TRADE FINANCIAL CORP (ETFCP) Delisted Exer (X) −1,294,500 -$14.86M EDGAR
2008-04-14 E TRADE FINANCIAL CORP (ETFCP) Delisted Mixed +62,000 $277.5K EDGAR
2008-03-19 E TRADE FINANCIAL CORP (ETFCP) Delisted Mixed +82,815 $282.3K EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Mixed −36,280 -$204.9K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.