Kenneth C Griffin
CIK 1255159 · last filed 2015-07-22
Kenneth C Griffin is a corporate insider who has filed 18 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for SRG, was dated Jul 22, 2015. Across all open-market trades the lifetime net is −$892.82T, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.1M across reported positions. 111 SEC filings were submitted jointly with CITADEL INVESTMENT GROUP LLC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
ETFC price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
131 S DEARBORN STREET 32ND FL
CHICAGO, IL 60603
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SRG | 10%+ Owner | 3,838,566 | $1.60 | $6.14M | -$317.85M | 1 | 2015-07-22 |
| E TRADE FINANCIAL CORP (ETFC) Delisted | Director | 27,394,448 | — | — | -$892817.40B | 4 | 2011-12-21 |
| E TRADE FINANCIAL CORP (ETFCP) Delisted | 10%+ Owner | 2,913 | — | — | $282.3K | 4 | 2008-10-15 |
| General Moly, Inc (GMO) Delisted | 10%+ Owner | 4,513 | — | — | $957.7K | 7 | 2007-10-12 |
| ION | 10%+ Owner | 0 | $45.11 | $0 | $0 | 2 | 2007-08-23 |
Recent Filings
18 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-07-22 | SRG | Mixed | −8,337,288 | -$317.85M | EDGAR |
| 2011-12-21 | E TRADE FINANCIAL CORP (ETFC) Delisted | Buy (P) | +15,800 | $118.3K | EDGAR |
| 2009-10-13 | E TRADE FINANCIAL CORP (ETFC) Delisted | Mixed | −2,045 | -$17.15M | EDGAR |
| 2009-08-12 | E TRADE FINANCIAL CORP (ETFC) Delisted | Sell (S) | −69,446,255 | -$892817.35B | EDGAR |
| 2009-01-07 | E TRADE FINANCIAL CORP (ETFC) Delisted | Exer (X) | +7,000 | $35.0K | EDGAR |
| 2008-10-15 | E TRADE FINANCIAL CORP (ETFCP) Delisted | Mixed | +3,000 | $60.0K | EDGAR |
| 2008-04-22 | E TRADE FINANCIAL CORP (ETFCP) Delisted | Exer (X) | −1,294,500 | -$14.86M | EDGAR |
| 2008-04-14 | E TRADE FINANCIAL CORP (ETFCP) Delisted | Mixed | +62,000 | $277.5K | EDGAR |
| 2008-03-19 | E TRADE FINANCIAL CORP (ETFCP) Delisted | Mixed | +82,815 | $282.3K | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | −36,280 | -$204.9K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.