KENNETH C GRIFFIN

CIK 1255159 · last filed 2015-07-22

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$10.21M

Companies

5

Total Filings

18

Lifetime Open-Market Net

-$892817.71B

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SRG 10%+ Owner 3,838,566 $2.66 $10.21M -$317.85M 1 2015-07-22
E TRADE FINANCIAL CORP (ETFC) Delisted Director 27,394,448 -$892817.40B 4 2011-12-21
E TRADE FINANCIAL CORP (ETFCP) Delisted 10%+ Owner 2,913 $282.3K 4 2008-10-15
General Moly, Inc (GMO) Delisted 10%+ Owner 4,513 $957.7K 7 2007-10-12
ION 10%+ Owner 0 $50.94 $0 $0 2 2007-08-23

Recent Filings · Page 2 of 2

18 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-10-12 General Moly, Inc (GMO) Delisted Mixed +109,555 $654.3K EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Mixed +111,640 $909.6K EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Mixed +39,150 $200.7K EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Mixed +7,950 $54.6K EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Mixed −64,560 -$363.6K EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Mixed −42,410 -$292.9K EDGAR
2007-08-23 ION Mixed $0 EDGAR
2007-07-31 ION Mixed −86,938 $0 EDGAR
Showing 1118 of 18
Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.