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CITADEL SECURITIES LLC

CIK 1307720 · last filed 2013-10-08

CITADEL SECURITIES LLC is a corporate insider who has filed 20 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for CHMI, was dated Oct 8, 2013. Across all open-market trades the lifetime net is −$6.17B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.83M

Companies

5

Total Filings

20

Lifetime Open-Market Net

-$6.17B

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CHMI 10%+ Owner 625,000 $2.94 $1.83M $2.94M 1 2013-10-08
E TRADE FINANCIAL CORP (ETFC) Delisted Director 26,729 — — -$6.17B 5 2013-03-15
E TRADE FINANCIAL CORP (ETFCP) Delisted 10%+ Owner 556,093 — — $0 2 2008-10-15
General Moly, Inc (GMO) Delisted 10%+ Owner 8,870 — — -$6.73M 11 2007-11-23
TLC VISION CORP (TLCV) Delisted 10%+ Owner 5,720,492 — — -$765.1K 1 2007-08-01

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-10-08 CHMI Mixed +159,165 $2.94M EDGAR
2013-03-15 E TRADE FINANCIAL CORP (ETFC) Delisted Sell (S) −219,155,584 -$2.47B EDGAR
2011-02-25 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed −145,119,536 -$2.57B EDGAR
2009-10-23 E TRADE FINANCIAL CORP (ETFC) Delisted Exer (X) +15,000 $112.5K EDGAR
2009-10-13 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed −2,454 -$20.58M EDGAR
2009-10-07 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed −1,308 -$237.06M EDGAR
2008-10-15 E TRADE FINANCIAL CORP (ETFCP) Delisted Mixed +3,600 $72.0K EDGAR
2008-06-11 E TRADE FINANCIAL CORP (ETFCP) Delisted Exer (X) +4,200 $52.5K EDGAR
2007-11-23 General Moly, Inc (GMO) Delisted Other (J) — $0 EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Mixed +105,345 $614.4K EDGAR
Showing 1–10 of 20
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.