CITADEL SECURITIES LLC
CIK 1307720 · last filed 2013-10-08
CITADEL SECURITIES LLC is a corporate insider who has filed 20 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for CHMI, was dated Oct 8, 2013. Across all open-market trades the lifetime net is −$6.17B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.6M across reported positions. The firm reports its address in Chicago, IL. 83 SEC filings were submitted jointly with Kenneth C Griffin.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
ETFC price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
CHICAGO, IL 60603
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CHMI | 10%+ Owner | 625,000 | $2.58 | $1.61M | $2.94M | 1 | 2013-10-08 |
| E TRADE FINANCIAL CORP (ETFC) Delisted | Director | 26,729 | — | — | -$6.17B | 5 | 2013-03-15 |
| E TRADE FINANCIAL CORP (ETFCP) Delisted | 10%+ Owner | 556,093 | — | — | $0 | 2 | 2008-10-15 |
| General Moly, Inc (GMO) Delisted | 10%+ Owner | 8,870 | — | — | -$6.73M | 11 | 2007-11-23 |
| TLC VISION CORP (TLCV) Delisted | 10%+ Owner | 5,720,492 | — | — | -$765.1K | 1 | 2007-08-01 |
Recent Filings
20 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-10-08 | CHMI | Mixed | +159,165 | $2.94M | EDGAR |
| 2013-03-15 | E TRADE FINANCIAL CORP (ETFC) Delisted | Sell (S) | −219,155,584 | -$2.47B | EDGAR |
| 2011-02-25 | E TRADE FINANCIAL CORP (ETFC) Delisted | Mixed | −145,119,536 | -$2.57B | EDGAR |
| 2009-10-23 | E TRADE FINANCIAL CORP (ETFC) Delisted | Exer (X) | +15,000 | $112.5K | EDGAR |
| 2009-10-13 | E TRADE FINANCIAL CORP (ETFC) Delisted | Mixed | −2,454 | -$20.58M | EDGAR |
| 2009-10-07 | E TRADE FINANCIAL CORP (ETFC) Delisted | Mixed | −1,308 | -$237.06M | EDGAR |
| 2008-10-15 | E TRADE FINANCIAL CORP (ETFCP) Delisted | Mixed | +3,600 | $72.0K | EDGAR |
| 2008-06-11 | E TRADE FINANCIAL CORP (ETFCP) Delisted | Exer (X) | +4,200 | $52.5K | EDGAR |
| 2007-11-23 | General Moly, Inc (GMO) Delisted | Other (J) | — | $0 | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | +105,345 | $614.4K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.