CITADEL SECURITIES LLC
CIK 1307720 · last filed 2013-10-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.82M
Companies
5
Total Filings
20
Lifetime Open-Market Net
-$6.17B
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CHMI | 10%+ Owner | 625,000 | $2.92 | $1.82M | $2.94M | 1 | 2013-10-08 |
| E TRADE FINANCIAL CORP (ETFC) Delisted | Director | 26,729 | — | — | -$6.17B | 5 | 2013-03-15 |
| E TRADE FINANCIAL CORP (ETFCP) Delisted | 10%+ Owner | 556,093 | — | — | $0 | 2 | 2008-10-15 |
| General Moly, Inc (GMO) Delisted | 10%+ Owner | 8,870 | — | — | -$6.73M | 11 | 2007-11-23 |
| TLC VISION CORP (TLCV) Delisted | 10%+ Owner | 5,720,492 | — | — | -$765.1K | 1 | 2007-08-01 |
Recent Filings · Page 2 of 2
20 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | −90,695 | -$658.3K | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | −79,425 | -$447.5K | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | +11,510 | $54.3K | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | −82,845 | -$661.3K | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | +182,890 | $1.39M | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | −419,620 | -$2.55M | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Sell (S) | −78,625 | -$587.8K | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Sell (S) | −651,145 | -$4.30M | EDGAR |
| 2007-10-12 | General Moly, Inc (GMO) Delisted | Mixed | +59,550 | $408.7K | EDGAR |
| 2007-08-01 | TLC VISION CORP (TLCV) Delisted | Mixed | −172,310 | -$765.1K | EDGAR |
Showing 11–20 of 20
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.