AX (Axos Financial, Inc. Common Stock)
Insider Trading Activity
Every open-market purchase and sale reported by AX officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-16 | Mosich Nick | Director | Sell | — | — |
| 2026-09-16 | Thomas M Constantine | — | MIXED | — | — |
| 2026-09-16 | ANN GILL | — | MIXED | — | — |
| 2026-09-16 | CANDACE L THIELE | — | MIXED | — | — |
| 2026-09-16 | Eshel Bar-Adon | EVP, Strategic Partnerships an | MIXED | — | — |
| 2026-09-16 | Brian D Swanson | — | MIXED | — | — |
| 2026-09-16 | RAYMOND D MATSUMOTO | — | MIXED | — | — |
| 2026-09-16 | John Charles Tolla | EVP, Chief Risk Officer | MIXED | — | — |
| 2026-09-16 | Derrick Walsh | EVP, Chief Financial Officer | MIXED | — | — |
| 2026-09-16 | Michael James Watson | — | MIXED | — | — |
| 2026-09-04 | Gregory Garrabrants | President and CEO | A | — | — |
| 2026-08-07 | Roque A Santi | Director | Sell | — | — |
| 2026-08-07 | Roque A Santi | Director | Sell | — | — |
| 2026-07-01 | Gregory Garrabrants | President and CEO | MIXED | — | — |
| 2026-06-09 | Thomas M Constantine | — | Sell | — | — |
| 2026-05-21 | Michael James Watson | — | Sell | — | — |
| 2026-05-14 | James S Argalas | Director | G | — | — |
| 2026-05-12 | Roque A Santi | Director | Sell | — | — |
| 2026-04-07 | Eshel Bar-Adon | EVP Strategic Partnerships an | D | — | — |
| 2026-03-24 | Eshel Bar-Adon | EVP Strategic Partnerships an | MIXED | — | — |
| 2026-03-24 | ANN GILL | SVP, Chief Accounting Officer | MIXED | — | — |
| 2026-03-24 | RAYMOND D MATSUMOTO | EVP, Chief Operating Officer | MIXED | — | — |
| 2026-03-24 | Derrick Walsh | EVP, Chief Financial Officer | MIXED | — | — |
| 2026-03-24 | CANDACE L THIELE | EVP, Chief Administrative Offi | MIXED | — | — |
| 2026-03-24 | Michael James Watson | EVP, Head of Axos Securities | MIXED | — | — |
| 2026-03-24 | John Charles Tolla | EVP, Chief Risk Officer | MIXED | — | — |
| 2026-03-24 | David M Crow | EVP, Head of Clearing | MIXED | — | — |
| 2026-03-24 | Brian D Swanson | President, Consumer Bank | MIXED | — | — |
| 2026-03-24 | Thomas M Constantine | EVP, Chief Credit Officer | MIXED | — | — |
| 2026-03-16 | ANN GILL | — | MIXED | — | — |
| 2026-03-16 | Michael James Watson | — | MIXED | — | — |
| 2026-03-16 | RAYMOND D MATSUMOTO | — | MIXED | — | — |
| 2026-03-16 | John Charles Tolla | EVP, Chief Risk Officer | MIXED | — | — |
| 2026-03-16 | Derrick Walsh | EVP, Chief Financial Officer | MIXED | — | — |
| 2026-03-16 | Thomas M Constantine | — | MIXED | — | — |
| 2026-03-16 | David M Crow | — | MIXED | — | — |
| 2026-03-16 | CANDACE L THIELE | — | MIXED | — | — |
| 2026-03-16 | Eshel Bar-Adon | EVP, Strategic Partnerships an | MIXED | — | — |
| 2026-03-16 | Brian D Swanson | — | MIXED | — | — |
| 2026-02-19 | Mosich Nick | Director | Sell | — | — |
| 2026-02-13 | Mosich Nick | Director | Sell | — | — |
| 2026-02-09 | Thomas M Constantine | — | Sell | — | — |
| 2026-02-06 | JAMES JOHN COURT | Director | Sell | — | — |
| 2026-02-06 | Derrick Walsh | EVP, Chief Financial Officer | Sell | — | — |
| 2026-02-06 | Gregory Garrabrants | President and CEO | MIXED | — | — |
| 2025-12-10 | Tamara N Bohlig | Director | Sell | — | — |
| 2025-12-10 | Derrick Walsh | EVP, Chief Financial Officer | G | — | — |
| 2025-12-08 | Edward James Ratinoff | Director | Sell | — | — |
| 2025-11-18 | Mosich Nick | Director | MIXED | — | — |
| 2025-11-18 | Sara Wardell-Smith | Director | MIXED | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | President and CEO | 1,621,308 | — |
| — | EVP, Strategic Partnerships an | 136,386 | — |
| — | Director | 126,160 | — |
| — | Director | 71,240 | — |
| — | EVP, Finance | 70,701 | — |
| — | Director | 64,849 | — |
| — | President, Consumer Bank | 64,273 | — |
| — | EVP, Chief Financial Officer | 47,149 | — |
| — | Director | 46,209 | — |
| — | EVP, Chief Operating Officer | 46,148 | — |
| — | EVP, Chief Risk Officer | 35,519 | — |
| — | Director | 33,369 | — |
| — | Director | 31,555 | — |
| — | — | 21,122 | — |
| — | EVP, Chief Credit Officer | 20,932 | — |
| — | — | 16,662 | — |
| — | Director | 14,241 | — |
| — | SVP, Chief Accounting Officer | 13,647 | — |
| — | Director | 13,292 | — |
| — | Director | 12,919 | — |
| — | Director | 12,395 | — |
| — | Director | 7,146 | — |
| — | EVP, Head of Axos Securities | 6,960 | — |
| — | EVP, Head of Clearing | 2,114 | — |
| — | EVP, Chief Administrative Offi | 1,931 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the AX quote page; the site-wide leaderboard is on the insider transactions hub.