Sara Wardell-Smith

CIK 2001931 · last filed 2025-11-18

Sara Wardell-Smith is a corporate insider who has filed 7 SEC Form 4 insider transactions across 2 companies since 2023. The most recent filing, for AX, was dated Nov 18, 2025. Across all open-market trades the lifetime net is +$743.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.33M

Companies

2

Total Filings

7

Lifetime Open-Market Net

$743.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
AX	Director	12,395	$100.04	$1.24M	$443.0K	6	2025-11-18
CFND	Director	30,000	$2.85	$85.5K	$300.0K	1	2025-08-11

Recent Filings

7 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2025-11-18	AX	Mixed	+2,145	$169.7K	EDGAR
2025-08-11	CFND	Buy (P)	+30,000	$300.0K	EDGAR
2025-03-05	AX	Buy (P)	+3,000	$194.2K	EDGAR
2024-12-18	AX	Mixed	+2,250	$179.1K	EDGAR
2024-11-15	AX	Grant (A)	—	$0	EDGAR
2024-03-19	AX	Buy (P)	+5,000	$248.8K	EDGAR
2023-12-18	AX	Grant (A)	—	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.