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TOMPKINS FINANCIAL CORP — 13F Holdings & Portfolio

CIK 1005817 · latest 13F-HR filed 2026-10-05

Backtest portfolio

TOMPKINS FINANCIAL CORP manages $1.42B in 13F-reported U.S. long-equity assets across 727 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VTHR (7.09%), IWL (6.62%), TMP (5.74%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 30 new positions and exited 20; 116 existing positions rose in reported value and 230 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.42B

Long-equity book

Holdings
727

Distinct positions

Period
2026-09-30

Filed 2026-10-05

Q/Q Activity
+30 / −20 / ↑116 / ↓230

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
TMP7.5% · -1%VTHR7.1% · +1%IWL6.7% · -1%ACWX5.5% · +6%AAPL4.0% · -3%MSFT4.0% · -1%NVDA3.8% · -7%VOO2.8% · +2%BND2.8% · -3%SPMO2.6% · -0%VEA2.6% · +2%IDEQ2.3% · +8%LLY2.2% · -2%EFIV2.2% · -2%CSCO1.7% · -3%XLK1.6% · -3%WMT1.6% · -1%GOOGL1.6% · -3%JPM1.5% · -1%IWR1.4% · +4%AMGN1.4% · -1%AMZN1.2% · -4%MRK1.0% · -1%WM0.9% · -2%MCD0.9% · -1%MA0.8% · -3%TJX0.8% · -2%IJH0.8% · +1%BLK0.8% · -1%COST0.8% · -4%ABT0.7% · -1%IWM0.7% · +5%BRK.B0.7% · -4%ABBV0.7% · +0%DUK0.7% · +0%HD0.6% · -3%AJG0.6% · -17%BIL0.6% · +11%JNJ0.6% · -0%PEP0.6% · -1%GD0.6% · -2%PEG0.6% · -1%PG0.5% · -0%DHR0.5% · -3%FDVV0.5% · +9%PSA0.5% · +0%TEL0.4% · -15%USXF0.4% · +1%SPY0.4% · +4%CVIE0.4% · +2%ISRG0.4% · -5%HON0.4% · newRWL0.4% · -0%SUSA0.3% · -0%USMV0.3% · -3%SYK0.3% · -4%AVGO0.3% · +3%MOAT0.3% · -10%PM0.2% · +3%IEFA0.2% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 46.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

Name Title / Status Ownership Type

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

TOMPKINS FINANCIAL CORP Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD SCOTTSDALE FDS VTHR 92206C599 $100.6M 7.09% 299,950 SH
2 ISHARES TR IWL 464289446 $94.0M 6.62% 494,338 SH
3 TOMPKINS FINL CORP TMP 890110109 $81.5M 5.74% 847,054 SH
4 ISHARES TR ACWX 464288240 $78.4M 5.52% 1,036,823 SH
5 APPLE INC AAPL 037833100 $54.5M 3.84% 163,612 SH
6 NVIDIA CORPORATION NVDA 67066G104 $54.0M 3.81% 236,519 SH
7 MICROSOFT CORP MSFT 594918104 $46.5M 3.27% 90,579 SH
8 VANGUARD INDEX FDS VOO 922908363 $39.6M 2.79% 56,486 SH
9 VANGUARD BD INDEX FDS BND 921937835 $39.2M 2.77% 559,474 SH
10 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $36.9M 2.60% 243,281 SH
11 VANGUARD TAX-MANAGED FDS VEA 921943858 $36.5M 2.57% 516,490 SH
12 LAZARD ACTIVE ETF TR IDEQ 52110K400 $33.0M 2.33% 942,394 SH
13 SPDR SERIES TRUST EFIV 78468R531 $31.0M 2.19% 419,195 SH
14 ELI LILLY & CO LLY 532457108 $30.9M 2.18% 26,728 SH
15 TOMPKINS FINL CORP TMP 890110109 $24.8M 1.75% 257,537 SH
16 CISCO SYS INC CSCO 17275R102 $22.2M 1.57% 206,537 SH
17 ALPHABET INC GOOGL 02079K305 $22.0M 1.55% 63,994 SH
18 WALMART INC WMT 931142103 $21.6M 1.52% 207,519 SH
19 JPMORGAN CHASE & CO JPM 46625H100 $20.4M 1.44% 61,634 SH
20 ISHARES TR IWR 464287499 $19.8M 1.40% 185,837 SH
21 AMGEN INC AMGN 031162100 $19.3M 1.36% 45,757 SH
22 SELECT SECTOR SPDR TR XLK 81369Y803 $18.1M 1.28% 92,546 SH
23 AMAZON COM INC AMZN 023135106 $16.7M 1.18% 67,198 SH
24 MERCK & CO INC MRK 58933Y105 $12.9M 0.91% 88,992 SH
25 WASTE MGMT INC DEL WM 94106L109 $12.5M 0.88% 61,415 SH
26 MASTERCARD INCORPORATED MA 57636Q104 $11.4M 0.81% 20,756 SH
27 MCDONALDS CORP MCD 580135101 $11.0M 0.78% 47,779 SH
28 TJX COS INC NEW TJX 872540109 $11.0M 0.77% 82,821 SH
29 MICROSOFT CORP MSFT 594918104 $10.8M 0.76% 21,135 SH
30 BLACKROCK INC BLK 09290D101 $10.7M 0.75% 10,111 SH
31 COSTCO WHOLESALE CORPORATION COST 22160K105 $10.3M 0.73% 11,332 SH
32 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $9.8M 0.69% 19,710 SH
33 ISHARES TR IJH 464287507 $9.3M 0.66% 129,900 SH
34 ISHARES TR IWM 464287655 $9.3M 0.66% 33,479 SH
35 DUKE ENERGY CORP NEW DUK 26441C204 $9.1M 0.64% 80,113 SH
36 GALLAGHER ARTHUR J & CO AJG 363576109 $8.9M 0.63% 38,929 SH
37 SPDR SERIES TRUST BIL 78468R663 $8.6M 0.61% 94,325 SH
38 HOME DEPOT INC HD 437076102 $8.5M 0.60% 29,738 SH
39 GENERAL DYNAMICS CORP GD 369550108 $8.0M 0.56% 24,005 SH
40 PUBLIC SVC ENTERPRISE GROUP PEG 744573106 $7.8M 0.55% 115,255 SH
41 ABBOTT LABORATORIES ABT 002824100 $7.7M 0.54% 77,581 SH
42 ABBVIE INC ABBV 00287Y109 $7.6M 0.53% 28,916 SH
43 DANAHER CORP DEL DHR 235851102 $7.4M 0.52% 33,195 SH
44 PEPSICO INC PEP 713448108 $7.3M 0.52% 57,930 SH
45 FIDELITY COVINGTON TRUST FDVV 316092840 $7.0M 0.49% 114,586 SH
46 PUBLIC STORAGE PSA 74460D109 $6.8M 0.48% 24,082 SH
47 PROCTER & GAMBLE CO PG 742718109 $6.5M 0.46% 44,646 SH
48 TE CONNECTIVITY PLC TEL G87052109 $6.3M 0.44% 29,875 SH
49 ISHARES TR USXF 46436E767 $6.1M 0.43% 89,203 SH
50 MORGAN STANLEY ETF TRUST CVIE 61774R106 $5.9M 0.41% 70,805 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-05 $1.42B 727 0001999371-26-022081
2026-06-30 2026-07-15 $1.43B 720 0001999371-26-015086
2026-03-31 2026-04-09 $1.26B 746 0001999371-26-007945
2025-12-31 2026-01-08 $1.29B 827 0001999371-26-000492
Filer Information
Address
118 E SENECA STREET
P.O. BOX 460
ITHACA, NY 14850
Phone
(607) 274-2078
Filing Manager
TOMPKINS FINANCIAL CORP
ITHACA, NY
Signatory
Lisa Donnelly
Trust Operations Manager