TOMPKINS FINANCIAL CORP — 13F Holdings & Portfolio
CIK 1005817 · latest 13F-HR filed 2026-04-09
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.26B
Long-equity book
Holdings
746
Distinct positions
Period
2026-03-31
Filed 2026-04-09
Q/Q Activity
+47 / −118 / ↑180 / ↓191
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$20.2M +64.8%
- VANGUARD BD INDEX FDS$14.3M +51.0%
- EXXON MOBIL CORP$7.5M +38.4%
- TOMPKINS FINL CORP$5.9M +7.1%
- ISHARES TR$3.6M +31.9%
Top Trims
- ISHARES TR-$17.4M -17.9%
- MICROSOFT CORP-$13.5M -24.3%
- ISHARES TR-$11.0M -98.3%
- SCHWAB STRATEGIC TR-$9.1M -100.0%
- NVIDIA CORPORATION-$5.9M -11.8%
New Positions
- SPDR SERIES TRUST$558.2K
- VANGUARD WHITEHALL FDS$278.3K
- PUTNAM ETF TRUST$223.7K
- VANGUARD INTL EQUITY INDEX F$168.6K
- PROFESIONALLY MANAGED PORTFO$142.0K
Exited Positions
- ISHARES TR$500.7K
- ASTRAZENECA PLC$231.6K
- BLACKROCK MUNIHLDGS NY QLTY$139.4K
- ISHARES GOLD TR$88.9K
- HORMEL FOODS CORP$83.0K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD SCOTTSDALE FDS | VTHR | 92206C599 | $85.9M | 6.84% | 298,848 | SH |
| 2 | ISHARES TR | IWL | 464289446 | $79.7M | 6.34% | 496,351 | SH |
| 3 | TOMPKINS FINL CORP | TMP | 890110109 | $67.3M | 5.36% | 853,171 | SH |
| 4 | ISHARES TR | ACWX | 464288240 | $51.3M | 4.08% | 748,898 | SH |
| 5 | APPLE INC | AAPL | 037833100 | $43.9M | 3.49% | 172,891 | SH |
| 6 | NVIDIA CORPORATION | NVDA | 67066G104 | $43.9M | 3.49% | 251,578 | SH |
| 7 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $43.3M | 3.45% | 675,522 | SH |
| 8 | VANGUARD BD INDEX FDS | BND | 921937835 | $42.2M | 3.36% | 573,704 | SH |
| 9 | MICROSOFT CORP | MSFT | 594918104 | $34.4M | 2.74% | 92,870 | SH |
| 10 | VANGUARD INDEX FDS | VOO | 922908363 | $32.0M | 2.55% | 53,593 | SH |
| 11 | WALMART INC | WMT | 931142103 | $28.2M | 2.25% | 227,212 | SH |
| 12 | INVESCO EXCH TRADED FD TR II | SPMO | 46138E339 | $28.2M | 2.25% | 251,517 | SH |
| 13 | ELI LILLY & CO | LLY | 532457108 | $24.6M | 1.96% | 26,756 | SH |
| 14 | EXXON MOBIL CORP | XOM | 30231G102 | $23.8M | 1.90% | 140,359 | SH |
| 15 | TOMPKINS FINL CORP | TMP | 890110109 | $21.0M | 1.67% | 266,172 | SH |
| 16 | ALPHABET INC | GOOGL | 02079K305 | $19.8M | 1.58% | 68,801 | SH |
| 17 | SPDR SERIES TRUST | EFIV | 78468R531 | $19.0M | 1.51% | 301,366 | SH |
| 18 | JPMORGAN CHASE & CO | JPM | 46625H100 | $18.8M | 1.50% | 63,900 | SH |
| 19 | CISCO SYS INC | CSCO | 17275R102 | $17.3M | 1.37% | 222,484 | SH |
| 20 | AMGEN INC | AMGN | 031162100 | $17.0M | 1.35% | 48,311 | SH |
| 21 | AMAZON COM INC | AMZN | 023135106 | $14.9M | 1.19% | 71,622 | SH |
| 22 | ISHARES TR | IWR | 464287499 | $14.8M | 1.18% | 151,806 | SH |
| 23 | MCDONALDS CORP | MCD | 580135101 | $14.6M | 1.17% | 47,080 | SH |
| 24 | WASTE MGMT INC DEL | WM | 94106L109 | $14.5M | 1.16% | 63,263 | SH |
| 25 | TJX COS INC NEW | TJX | 872540109 | $13.8M | 1.10% | 86,494 | SH |
| 26 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $13.0M | 1.03% | 12,997 | SH |
| 27 | MERCK & CO INC | MRK | 58933Y105 | $11.6M | 0.92% | 96,211 | SH |
| 28 | HONEYWELL INTL INC | HON | 438516106 | $11.0M | 0.87% | 48,568 | SH |
| 29 | TE CONNECTIVITY PLC | TEL | G87052109 | $10.7M | 0.85% | 51,357 | SH |
| 30 | MASTERCARD INCORPORATED | MA | 57636Q104 | $10.7M | 0.85% | 21,438 | SH |
| 31 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $10.6M | 0.84% | 80,625 | SH |
| 32 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $10.3M | 0.82% | 21,418 | SH |
| 33 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $10.1M | 0.80% | 76,036 | SH |
| 34 | GALLAGHER ARTHUR J & CO | AJG | 363576109 | $10.0M | 0.80% | 46,343 | SH |
| 35 | HOME DEPOT INC | HD | 437076102 | $10.0M | 0.80% | 30,486 | SH |
| 36 | BLACKROCK INC | BLK | 09290D101 | $10.0M | 0.80% | 10,382 | SH |
| 37 | SPDR SERIES TRUST | BIL | 78468R663 | $9.8M | 0.78% | 106,628 | SH |
| 38 | PEPSICO INC | PEP | 713448108 | $9.6M | 0.76% | 61,553 | SH |
| 39 | PUBLIC SVC ENTERPRISE GROUP | PEG | 744573106 | $9.5M | 0.76% | 117,557 | SH |
| 40 | ISHARES TR | IJH | 464287507 | $8.8M | 0.70% | 130,002 | SH |
| 41 | GENERAL DYNAMICS CORP | GD | 369550108 | $8.6M | 0.69% | 25,073 | SH |
| 42 | ABBOTT LABORATORIES | ABT | 002824100 | $8.0M | 0.64% | 77,725 | SH |
| 43 | MICROSOFT CORP | MSFT | 594918104 | $7.7M | 0.62% | 20,913 | SH |
| 44 | INTUITIVE SURGICAL INC | ISRG | 46120E602 | $7.1M | 0.57% | 15,507 | SH |
| 45 | DANAHER CORP DEL | DHR | 235851102 | $6.8M | 0.54% | 35,968 | SH |
| 46 | PUBLIC STORAGE OPER CO | PSA | 74460D109 | $6.6M | 0.53% | 24,358 | SH |
| 47 | ISHARES TR | IWM | 464287655 | $6.5M | 0.52% | 26,307 | SH |
| 48 | PROCTER & GAMBLE CO | PG | 742718109 | $6.5M | 0.51% | 44,660 | SH |
| 49 | ABBVIE INC | ABBV | 00287Y109 | $6.3M | 0.50% | 28,916 | SH |
| 50 | STRYKER CORPORATION | SYK | 863667101 | $5.4M | 0.43% | 16,400 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-09 | $1.26B | 746 | 0001999371-26-007945 |
| 2025-12-31 | 2026-01-08 | $1.29B | 827 | 0001999371-26-000492 |