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Advanced Asset Management Advisors Inc — 13F Holdings & Portfolio

CIK 1075444 · latest 13F-HR filed 2026-10-20

Backtest portfolio

Advanced Asset Management Advisors Inc manages $387.4M in 13F-reported U.S. long-equity assets across 88 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VOO (13.59%), IVV (11.27%), FCX (4.52%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 5 new positions and exited 2; 26 existing positions rose in reported value and 23 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$387.4M

Long-equity book

Holdings
88

Distinct positions

Period
2026-09-30

Filed 2026-10-20

Q/Q Activity
+5 / −2 / ↑26 / ↓23

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VOO13.6% · 0%IVV11.3% · 0%FCX4.5% · 0%XOM3.9% · 0%CSCO3.7% · 0%GOOGL3.4% · 0%JNJ3.3% · 0%GWW3.3% · 0%EMR3.1% · 0%V3.0% · 0%MSFT2.9% · -0%AMZN2.8% · 0%WMT2.6% · +0%JPM2.6% · -0%AAPL2.6% · 0%CVX2.5% · 0%QCOM2.4% · 0%TXN2.3% · 0%RTX2.2% · 0%T2.1% · 0%TMUS1.8% · 0%AMAT1.8% · 0%AMGN1.6% · 0%MA1.6% · 0%KR1.6% · 0%UNP1.4% · 0%HD1.2% · 0%NSC1.1% · 0%PG1.1% · 0%PEP0.9% · 0%AEP0.7% · 0%QQQ0.7% · +1%DUK0.6% · 0%SO0.6% · 0%SPY0.5% · +15%UPS0.5% · 0%PEG0.4% · 0%VGSH0.3% · +2%EXC0.3% · 0%SPHQ0.3% · +1%SHY0.3% · +0%DIA0.2% · 0%NVDA0.2% · 0%IJR0.2% · 0%SHYG0.2% · 0%LLY0.1% · 0%RSP0.1% · 0%GOOG0.1% · 0%VUG0.1% · +1%IYZ0.1% · +0%SH0.1% · 0%CINF0.1% · +2%MCK0.1% · 0%AVGO0.1% · +1%VXUS0.1% · newSMID0.1% · newIWM0.1% · +134%SLV0.1% · -4%QUAL0.1% · +6%XLV0.1% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 53.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 20, 2026.

Assets Under Management
$29.99B
Discretionary
$1.72B
Employees
22
Accounts
366
Address
50 SOUTH SIXTH STREET
SUITE 975
MINNEAPOLIS, MN 55402
Phone
(612) 230-3000
Website
Name Title / Status Ownership Type
ALERA GROUP, INC ControlMANAGING MEMBER/ PARENT COMPANY
since Sep 2024
75% or moreDomestic Entity
DORSEY, JUSTIN ControlPRINCIPAL
since Jan 2002
Less than 5%Individual
KIM, LYNDSAY, RACHEL ControlCHIEF COMPLIANCE OFFICER
since Apr 2025
Less than 5%Individual
KNIGHT, HOLLY ControlRETIREMENT PLAN SERVICES PRACTICE LEADER
since Aug 2025
Less than 5%Individual
LANGOWSKI, CHARLES, LEE ControlCHIEF EXECUTIVE OFFICER
since Nov 1998
Less than 5%Individual
LARSON, PATRICK, W ControlCHIEF INVESTMENT OFFICER
since Sep 2007
Less than 5%Individual
ALERA GROUP HOLDINGS, INC. Control
Indirect owner via ALERA GROUP INTERMEDIATE HOLDINGS, LLC
SHAREHOLDER
since Dec 2016
75% or moreDomestic Entity
ALERA GROUP INTERMEDIATE HOLDINGS, LLC Control
Indirect owner via ALERA GROUP, INC
SHAREHOLDER
since Dec 2016
75% or moreDomestic Entity
ALERA GROUP ULTIMATE HOLDINGS,LLC Control
Indirect owner via ALERA GROUP HOLDINGS, INC.
SHAREHOLDER
since Jun 2021
75% or moreDomestic Entity
GENSTAR X ALERAGROUP HOLDINGS,LLC Control
Indirect owner via ALERA GROUP ULTIMATE HOLDINGS,LLC
SHAREHOLDER
since Sep 2021
25–50%Domestic Entity
Ownership & leadership changes · 7 filings with changes since Jan 5, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 20, 2026 filing
  • ChangedKNIGHT, HOLLY · title PRESIDENT OF RETIREMENT PLAN SERVICES → RETIREMENT PLAN SERVICES PRACTICE LEADER
Nov 24, 2025 filing
  • No longer listedBURES, JENNIFER, ANN · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Apr 2025
Aug 18, 2025 filing
  • No longer listedMANGO, CHRISTIAN · PRESIDENT OF RETIREMENT PLAN SERVICES · Less than 5% · control person · listed since Apr 2025
  • AddedKNIGHT, HOLLY · PRESIDENT OF RETIREMENT PLAN SERVICES · Less than 5% · control person
Jun 30, 2025 filing
  • No longer listedGENSTAR CAPITALPARTNERS X, L.P. · SHAREHOLDER · 25–50% · indirect via GENSTAR X ALERAGROUP HOLDINGS,LLC · control person · listed since Sep 2021
Apr 1, 2025 filing
  • No longer listedSCHROEDER, DANIEL, DEAN · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Sep 2007
  • AddedALERA GROUP HOLDINGS, INC. · SHAREHOLDER · 75% or more · indirect via ALERA GROUP INTERMEDIATE HOLDINGS, LLC · control person
  • AddedALERA GROUP INTERMEDIATE HOLDINGS, LLC · SHAREHOLDER · 75% or more · indirect via ALERA GROUP, INC · control person
  • AddedALERA GROUP ULTIMATE HOLDINGS,LLC · SHAREHOLDER · 75% or more · indirect via ALERA GROUP HOLDINGS, INC. · control person
  • AddedBURES, JENNIFER, ANN · CHIEF OPERATING OFFICER · Less than 5% · control person
  • AddedGENSTAR CAPITALPARTNERS X, L.P. · SHAREHOLDER · 25–50% · indirect via GENSTAR X ALERAGROUP HOLDINGS,LLC · control person
  • AddedGENSTAR X ALERAGROUP HOLDINGS,LLC · SHAREHOLDER · 25–50% · indirect via ALERA GROUP ULTIMATE HOLDINGS,LLC · control person
  • AddedKIM, LYNDSAY, RACHEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • AddedMANGO, CHRISTIAN · PRESIDENT OF RETIREMENT PLAN SERVICES · Less than 5% · control person
  • ChangedALERA GROUP, INC · title OWNER → MANAGING MEMBER/ PARENT COMPANY; now a control person
Dec 2, 2024 filing
  • AddedALERA GROUP, INC · OWNER · 75% or more
  • ChangedDORSEY, JUSTIN · ownership 25–50% → Less than 5%
  • ChangedLANGOWSKI, CHARLES, LEE · ownership 25–50% → Less than 5%
  • ChangedLARSON, PATRICK, W · ownership 25–50% → Less than 5%
  • ChangedSCHROEDER, DANIEL, DEAN · ownership 10–25% → Less than 5%
Mar 29, 2016 filing
  • ChangedDORSEY, JUSTIN · title CHIEF COMPLIANCE OFFICER → PRINCIPAL
  • ChangedSCHROEDER, DANIEL, DEAN · title SECRETARY TREASURE → CHIEF COMPLIANCE OFFICER
Jan 5, 2012 filing (earliest on record)
  • ListedDORSEY, JUSTIN · CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedLANGOWSKI, CHARLES, LEE · CHIEF EXECUTIVE OFFICER · 25–50% · control person
  • ListedLARSON, PATRICK, W · CHIEF INVESTMENT OFFICER · 25–50% · control person
  • ListedSCHROEDER, DANIEL, DEAN · SECRETARY TREASURE · 10–25%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 26 →

Top Trims

Show all 23 →

New Positions

Show all 5 →

Exited Positions

Show all 2 →

Advanced Asset Management Advisors Inc Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VOO 922908363 $52.7M 13.59% 75,125 SH
2 ISHARES TR IVV 464287200 $43.7M 11.27% 57,004 SH
3 FREEPORT MCMORAN INC FCX 35671D857 $17.5M 4.52% 250,000 SH
4 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $15.1M 3.89% 92,614 SH
5 CISCO SYS INC CSCO 17275R102 $14.2M 3.66% 131,631 SH
6 ALPHABET INC GOOGL 02079K305 $13.3M 3.44% 38,775 SH
7 JOHNSON & JOHNSON JNJ 478160104 $12.8M 3.31% 48,399 SH
8 WW GRAINGER INC GWW 384802104 $12.8M 3.30% 10,250 SH
9 EMERSON ELEC CO EMR 291011104 $12.2M 3.14% 78,400 SH
10 VISA INC V 92826C839 $11.5M 2.97% 32,000 SH
11 MICROSOFT CORP MSFT 594918104 $11.3M 2.92% 22,043 SH
12 AMAZON COM INC AMZN 023135106 $11.0M 2.84% 44,140 SH
13 WALMART INC WMT 931142103 $10.2M 2.64% 98,590 SH
14 JPMORGAN CHASE & CO JPM 46625H100 $10.2M 2.63% 30,763 SH
15 APPLE INC AAPL 037833100 $9.9M 2.55% 29,702 SH
16 CHEVRON CORPORATION CVX 166764100 $9.5M 2.46% 46,715 SH
17 QUALCOMM INC QCOM 747525103 $9.4M 2.42% 50,910 SH
18 TEXAS INSTRS INC TXN 882508104 $8.9M 2.29% 31,700 SH
19 RTX CORPORATION RTX 75513E101 $8.7M 2.24% 46,776 SH
20 AT&T INC T 00206R102 $8.2M 2.12% 337,217 SH
21 T-MOBILE US INC TMUS 872590104 $7.0M 1.80% 42,815 SH
22 APPLIED MATLS INC AMAT 038222105 $6.9M 1.79% 13,555 SH
23 AMGEN INC AMGN 031162100 $6.3M 1.63% 15,000 SH
24 MASTERCARD INCORPORATED MA 57636Q104 $6.3M 1.63% 11,450 SH
25 KROGER CO KR 501044101 $6.0M 1.55% 102,500 SH
26 UNION PAC CORP UNP 907818108 $5.4M 1.39% 19,800 SH
27 HOME DEPOT INC HD 437076102 $4.8M 1.25% 17,000 SH
28 NORFOLK SOUTHN CORP NSC 655844108 $4.4M 1.13% 14,200 SH
29 PROCTER & GAMBLE CO PG 742718109 $4.4M 1.12% 29,944 SH
30 PEPSICO INC PEP 713448108 $3.4M 0.88% 26,964 SH
31 AMERICAN ELEC PWR CO INC AEP 025537101 $2.8M 0.71% 23,225 SH
32 INVESCO QQQ TR QQQ 46090E103 $2.6M 0.68% 3,553 SH
33 DUKE ENERGY CORP NEW DUK 26441C204 $2.2M 0.57% 19,349 SH
34 SOUTHERN CO SO 842587107 $2.1M 0.55% 25,805 SH
35 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $2.1M 0.54% 2,726 SH
36 UNITED PARCEL SVCS INC UPS 911312106 $1.9M 0.48% 20,000 SH
37 PUBLIC SVC ENTERPRISE GROUP PEG 744573106 $1.7M 0.44% 25,482 SH
38 VANGUARD SCOTTSDALE FDS VGSH 92206C102 $1.2M 0.32% 21,530 SH
39 EXELON CORP EXC 30161N101 $1.2M 0.32% 30,396 SH
40 INVESCO EXCHANGE TRADED FD T SPHQ 46137V241 $1.2M 0.30% 13,831 SH
41 ISHARES TR SHY 464287457 $1.0M 0.27% 12,822 SH
42 STATE STR SPDR DOW JONES IND DIA 78467X109 $932.8K 0.24% 1,834 SH
43 NVIDIA CORPORATION NVDA 67066G104 $922.4K 0.24% 4,039 SH
44 ISHARES TR IJR 464287804 $786.6K 0.20% 5,782 SH
45 ISHARES TR SHYG 46434V407 $610.5K 0.16% 14,800 SH
46 ELI LILLY & CO LLY 532457108 $560.3K 0.14% 484 SH
47 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $542.2K 0.14% 2,606 SH
48 ALPHABET INC GOOG 02079K107 $529.9K 0.14% 1,555 SH
49 VANGUARD INDEX FDS VUG 922908736 $435.8K 0.11% 4,836 SH
50 ISHARES TR IYZ 464287713 $276.8K 0.07% 6,721 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-20 $387.4M 88 0001398344-26-018447
2026-06-30 2026-07-16 $380.1M 85 0001398344-26-012202
2026-03-31 2026-04-24 $362.0M 79 0001398344-26-007075
2025-12-31 2026-02-02 $366.2M 81 0001398344-26-001786
Filer Information
Address
4995 BRADENTON AVENUE
SUITE 210
DUBLIN, OH 43017
Phone
(614) 726-3622
Filing Manager
Advanced Asset Management Advisors Inc
DUBLIN, OH
Signatory
Robert D. Baker
President