Penn Capital Management Company, LLC — 13F Holdings & Portfolio
CIK 1158202 · latest 13F-HR filed 2026-11-04
Penn Capital Management Company, LLC manages $1.37B in 13F-reported U.S. long-equity assets across 173 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are LGND (2.25%), OUST (2.03%), TGTX (1.96%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 31 new positions and exited 43; 32 existing positions rose in reported value and 91 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$1.37B
Long-equity book
Holdings
173
Distinct positions
Period
2026-09-30
Filed 2026-11-04
Q/Q Activity
+31 / −43 / ↑32 / ↓91
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26LGND2.2% · -2%OUST2.0% · +5%TGTX2.0% · -10%KNSA1.9% · -6%MIRM1.8% · -4%FTRE1.7% · newSEI1.6% · +42%WTTR1.6% · -7%DCOM1.6% · -2%RXO1.5% · +6%PTEN1.5% · -3%ZETA1.5% · -36%LGN1.5% · +25%VAC1.5% · +23%LTH1.5% · -1%BANC1.5% · -1%ABCB1.5% · -2%GTES1.5% · -8%RIG1.4% · +6%RHP1.4% · -3%HWC1.4% · -2%HRI1.4% · +5%CSTM1.4% · +4%FBK1.4% · -7%ACMR1.3% · -20%AGYS1.3% · -18%WFRD1.3% · +3%ATEC1.3% · +19%RDNT1.3% · -8%PENN1.2% · -2%CECO1.2% · +3%PRSU1.2% · -0%CPRI1.2% · +24%COMP1.2% · -7%NXST1.2% · +15%WERN1.2% · -2%CAMT1.2% · -10%WOLF1.2% · +12%STGW1.2% · -16%PRKS1.2% · -7%NTSK1.2% · newGTN1.2% · +0%OPRA1.1% · +17%NMRK1.1% · -8%ANIP1.1% · +3%GPOR1.1% · -1%ACHC1.1% · newTVTX1.1% · +1640%LUMN1.1% · +7%FWRG1.1% · +1%TCBI1.1% · -2%SFNC1.1% · newCHDN1.1% · +13%TATT1.1% · +16%DCO1.1% · -1%DNOW1.0% · +38%BLLN1.0% · +2%PDFS1.0% · +35%EZPW1.0% · -2%HLF1.0% · -3%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 18%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 27, 2026.
Assets Under Management
$1.94B
Discretionary
$1.46B
Employees
16
Accounts
602
Address
3025 JOHN F. KENNEDY BLVD
SUITE 270
PHILADELPHIA, PA 19104
SUITE 270
PHILADELPHIA, PA 19104
Phone
(215) 302-1500
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| GREEN, ERIC, JON Control | CHIEF INVESTMENT OFFICER - SENIOR PORTFOLIO MANAGER since Dec 2019 | 10–25% | Individual |
| LAWRENCE, PAMELA, MARIE Control | PRESIDENT since Jul 2024 | Less than 5% | Individual |
| MAGUIRE, JOSEPH, C Control | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER since Dec 2019 | 5–10% | Individual |
| SGAM ADVISORS LLC Control | MEMBER since Jul 2024 | 50–75% | Domestic Entity |
| KEANE, MARTIN, P | CHIEF COMPLIANCE OFFICER since Mar 2024 | Less than 5% | Individual |
| MEAGHER, MICHAEL, JEFFERSON Control Indirect owner via SEAPORT GLOBAL HOLDINGS LLC | MEMBER since Jul 2024 | General partner, trustee or manager | Individual |
| MEYER, MICHAEL, JOHN Control Indirect owner via SEAPORT GLOBAL HOLDINGS LLC | MEMBER since Jul 2024 | General partner, trustee or manager | Individual |
| SEAPORT GLOBAL HOLDINGS LLC Control Indirect owner via SGAM ADVISORS LLC | OWNER since Jul 2024 | 50–75% | Domestic Entity |
| SMITH, STEPHEN, CORCORAN Control Indirect owner via SEAPORT GLOBAL HOLDINGS LLC | MEMBER since Jul 2024 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 18 filings with changes since Mar 29, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Aug 13, 2024 filing
- No longer listedMEAGHER, MICHAEL, JEFFERSON · MEMBER · General partner, trustee or manager · indirect via SGAM ADVISORS LLC · control person · listed since Jul 2024
- No longer listedMEYER, MICHAEL, JOHN · MEMBER · General partner, trustee or manager · indirect via SGAM ADVISORS LLC · control person · listed since Jul 2024
- No longer listedSMITH, STEPHEN, CORCORAN · MEMBER · General partner, trustee or manager · indirect via SGAM ADVISORS LLC · control person · listed since Jul 2024
- AddedMEAGHER, MICHAEL, JEFFERSON · MEMBER · General partner, trustee or manager · indirect via SEAPORT GLOBAL HOLDINGS LLC · control person
- AddedMEYER, MICHAEL, JOHN · MEMBER · General partner, trustee or manager · indirect via SEAPORT GLOBAL HOLDINGS LLC · control person
- AddedSMITH, STEPHEN, CORCORAN · MEMBER · General partner, trustee or manager · indirect via SEAPORT GLOBAL HOLDINGS LLC · control person
Aug 3, 2024 filing
- No longer listed525 HOLDING COMPANY, INC. · OWNER · 25–50% · control person · listed since Dec 2020
- No longer listedCOYNE, JOHN, EDWARD · ELECTED MANAGER · General partner, trustee or manager · indirect via SPOUTING ROCK FINANCIAL PARTNERS, LLC · listed since Jun 2020
- No longer listedHOCKER, KIRSTEN, A · PRESIDENT · Less than 5% · control person · listed since Jan 2021
- No longer listedHOCKER, MARCIA, ANN · PRESIDENT · 25–50% · indirect via 525 HOLDING COMPANY, INC. · control person · listed since Nov 2020
- No longer listedHOCKER, RICHARD, ALAN · CHIEF EXECUTIVE OFFICER · 25–50% · indirect via 525 HOLDING COMPANY, INC. · control person · listed since Nov 2020
- No longer listedPARSONS, GREGORY, ALLEN · ELECTED MANAGER · General partner, trustee or manager · indirect via SPOUTING ROCK FINANCIAL PARTNERS, LLC · listed since Jun 2013
- No longer listedSMITH, ANDREW, ALASDAIR · ELECTED MANAGER · 25–50% · indirect via SPOUTING ROCK FINANCIAL PARTNERS, LLC · control person · listed since Jun 2020
- No longer listedSPOUTING ROCK ASSET MANAGEMENT, LLC · OWNER · 25–50% · control person · listed since Mar 2021
- No longer listedSPOUTING ROCK FINANCIAL PARTNERS, LLC · OWNER · 75% or more · indirect via SPOUTING ROCK ASSET MANAGEMENT, LLC · control person · listed since Jan 2008
- AddedLAWRENCE, PAMELA, MARIE · PRESIDENT · Less than 5% · control person
- AddedMAGUIRE, JOSEPH, C · DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER · 5–10% · control person
- AddedMEAGHER, MICHAEL, JEFFERSON · MEMBER · General partner, trustee or manager · indirect via SGAM ADVISORS LLC · control person
- AddedMEYER, MICHAEL, JOHN · MEMBER · General partner, trustee or manager · indirect via SGAM ADVISORS LLC · control person
- AddedSEAPORT GLOBAL HOLDINGS LLC · OWNER · 50–75% · indirect via SGAM ADVISORS LLC · control person
- AddedSGAM ADVISORS LLC · MEMBER · 50–75% · control person
- AddedSMITH, STEPHEN, CORCORAN · MEMBER · General partner, trustee or manager · indirect via SGAM ADVISORS LLC · control person
- Listed againGREEN, ERIC, JON · CHIEF INVESTMENT OFFICER - SENIOR PORTFOLIO MANAGER · 10–25% · control person
Mar 27, 2024 filing
- No longer listedSMITH, ANDREW, ALASDAIR · CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2021
- Listed againKEANE, MARTIN, P · CHIEF COMPLIANCE OFFICER · Less than 5%
Jan 29, 2024 filing
- No longer listedDALY, ANDREW, MCLEAN · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Aug 2021
- No longer listedSHIELDS, JENNIFER, MEREDITH · GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2023
- ChangedSMITH, ANDREW, ALASDAIR · title CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER
Jun 6, 2023 filing
- ChangedSPOUTING ROCK ASSET MANAGEMENT, LLC · now a control person
Mar 31, 2023 filing
- AddedCOYNE, JOHN, EDWARD · ELECTED MANAGER · General partner, trustee or manager · indirect via SPOUTING ROCK FINANCIAL PARTNERS, LLC
- AddedPARSONS, GREGORY, ALLEN · ELECTED MANAGER · General partner, trustee or manager · indirect via SPOUTING ROCK FINANCIAL PARTNERS, LLC
- AddedSMITH, ANDREW, ALASDAIR · ELECTED MANAGER · 25–50% · indirect via SPOUTING ROCK FINANCIAL PARTNERS, LLC · control person
- ChangedSHIELDS, JENNIFER, MEREDITH · title CHIEF COMPLIANCE OFFICER → GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
Feb 28, 2023 filing
- AddedSHIELDS, JENNIFER, MEREDITH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedDALY, ANDREW, MCLEAN · title CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER → CHIEF OPERATING OFFICER
Mar 31, 2022 filing
- No longer listedDUFFY, PETER, R · CIO - CREDIT, SENIOR MANAGING PARTNER · Less than 5% · control person · listed since Nov 2019
- No longer listedGREEN, ERIC, JON · CIO - EQUITY, SENIOR MANAGING PARTNER · Less than 5% · control person · listed since Nov 2019
- No longer listedHOCKER, MARCIA, ANN · FOUNDER, TREASURER · 10–25% · control person · listed since Dec 2020
- No longer listedHOCKER, RICHARD, ALAN · FOUNDER, MANAGING MEMBER · Less than 5% · control person · listed since Dec 2020
- No longer listedKEANE, MARTIN, P · CHIEF TECHNOLOGY OFFICER · Less than 5% · listed since Jan 2019
- No longer listedMCBRIDE, GERALD, NMN · CHIEF FINANCIAL OFFICER, SENIOR PARTNER · Less than 5% · listed since Jan 2007
- No longer listedPAGE, BLAKELY, CHAPMAN · MANAGING MEMBER · 75% or more · indirect via SPOUTING ROCK FINANCIAL PARTNERS, LLC · control person · listed since Oct 2006
- No longer listedSILVA, JORGE, PAULO · SENIOR PORTFOLIO MANAGER, SENIOR PARTNER · Less than 5% · listed since Jan 2010
- ChangedDALY, ANDREW, MCLEAN · title CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER → CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER
Aug 11, 2021 filing
- No longer listedRIDOLFI, LINDA, R · CHIEF COMPLIANCE OFFICER, PARTNER · Less than 5% · listed since Apr 2016
- ChangedDALY, ANDREW, MCLEAN · title CHIEF OPERATING OFFICER → CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER
Mar 31, 2021 filing
- No longer listedHOCKER, KIMBERLEY, ANN · DIRECTOR · Less than 5% · listed since Mar 2008
- No longer listedKIMBERLEY A. HOCKER IRREVOCABLE TRUST, MARCIA A. HOCKER TRUSTEE · SHAREHOLDER · 5–10% · listed since Oct 1995
- No longer listedKIRSTEN A. HOCKER IRREVOCABLE TRUST, MARCIA A. HOCKER TRUSTEE · SHAREHOLDER · 5–10% · listed since Oct 1995
- No longer listedMATSON, LISA, LAZARUS BLACK · GENERAL COUNSEL, SENIOR PARTNER · Less than 5% · listed since Apr 2014
- No longer listedSCHUMACHER, SCOTT, DAVID · SENIOR PORTFOLIO MANAGER, SENIOR MANAGING PARTNER, DIRECTOR · 5–10% · control person · listed since Jan 2001
- Added525 HOLDING COMPANY, INC. · OWNER · 25–50% · control person
- AddedDALY, ANDREW, MCLEAN · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedHOCKER, MARCIA, ANN · PRESIDENT · 25–50% · indirect via 525 HOLDING COMPANY, INC. · control person
- AddedHOCKER, RICHARD, ALAN · CHIEF EXECUTIVE OFFICER · 25–50% · indirect via 525 HOLDING COMPANY, INC. · control person
- AddedPAGE, BLAKELY, CHAPMAN · MANAGING MEMBER · 75% or more · indirect via SPOUTING ROCK FINANCIAL PARTNERS, LLC · control person
- AddedSMITH, ANDREW, ALASDAIR · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- AddedSPOUTING ROCK ASSET MANAGEMENT, LLC · OWNER · 25–50%
- AddedSPOUTING ROCK FINANCIAL PARTNERS, LLC · OWNER · 75% or more · indirect via SPOUTING ROCK ASSET MANAGEMENT, LLC · control person
- ChangedDUFFY, PETER, R · title DEPUTY CIO - CREDIT, SENIOR MANAGING PARTNER → CIO - CREDIT, SENIOR MANAGING PARTNER
- ChangedGREEN, ERIC, JON · title DEPUTY CIO - EQUITY, SENIOR MANAGING PARTNER → CIO - EQUITY, SENIOR MANAGING PARTNER; ownership 10–25% → Less than 5%
- ChangedHOCKER, KIRSTEN, A · title CAO AND DIRECTOR OF PHILANTHROPY AND DIVERSITY → PRESIDENT
- ChangedHOCKER, MARCIA, ANN · title PRESIDENT → FOUNDER, TREASURER; ownership 25–50% → 10–25%
- ChangedHOCKER, RICHARD, ALAN · title FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER → FOUNDER, MANAGING MEMBER; ownership 25–50% → Less than 5%
- ChangedKEANE, MARTIN, P · title MANAGING PARTNER, MARKETING, SALES & TECHNOLOGY → CHIEF TECHNOLOGY OFFICER; no longer a control person
- ChangedMCBRIDE, GERALD, NMN · title CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SENIOR PARTNER, DIRECTOR → CHIEF FINANCIAL OFFICER, SENIOR PARTNER; no longer a control person
- ChangedSILVA, JORGE, PAULO · no longer a control person
Older changes (9 more filings)
Mar 26, 2020 filing
- AddedDUFFY, PETER, R · DEPUTY CIO - CREDIT, SENIOR MANAGING PARTNER · Less than 5% · control person
- ChangedGREEN, ERIC, JON · title DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER, SENIOR MANAGING PARTNER → DEPUTY CIO - EQUITY, SENIOR MANAGING PARTNER
- ChangedKEANE, MARTIN, P · now a control person
- ChangedMCBRIDE, GERALD, NMN · title CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SENIOR PARTNER → CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SENIOR PARTNER, DIRECTOR
- ChangedSCHUMACHER, SCOTT, DAVID · title SENIOR PORTFOLIO MANAGER, SENIOR MANAGING PARTNER → SENIOR PORTFOLIO MANAGER, SENIOR MANAGING PARTNER, DIRECTOR
Mar 29, 2019 filing
- AddedKEANE, MARTIN, P · MANAGING PARTNER, MARKETING, SALES & TECHNOLOGY · Less than 5%
- Listed againHOCKER, KIMBERLEY, ANN · DIRECTOR · Less than 5%
- ChangedGREEN, ERIC, JON · title DIRECTOR OF RESEARCH & SR. PORTFOLIO MANAGER → DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER, SENIOR MANAGING PARTNER
- ChangedHOCKER, KIRSTEN, A · title DIRECTOR OF HUMAN RESOURCES → CAO AND DIRECTOR OF PHILANTHROPY AND DIVERSITY
- ChangedHOCKER, RICHARD, ALAN · title CHIEF INVESTMENT OFFICER & CHIEF EXECUTIVE OFFICER → FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER
- ChangedMATSON, LISA, LAZARUS BLACK · title CHIEF LEGAL OFFICER → GENERAL COUNSEL, SENIOR PARTNER
- ChangedMCBRIDE, GERALD, NMN · title CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER → CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, SENIOR PARTNER
- ChangedRIDOLFI, LINDA, R · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER, PARTNER
- ChangedSCHUMACHER, SCOTT, DAVID · title SENIOR PORTFOLIO MANAGER → SENIOR PORTFOLIO MANAGER, SENIOR MANAGING PARTNER
- ChangedSILVA, JORGE, PAULO · title SENIOR PORTFOLIO MANAGER → SENIOR PORTFOLIO MANAGER, SENIOR PARTNER
Mar 30, 2018 filing
- No longer listedMORAN, PETER, JAMES · SENIOR VICE PRESIDENT OF DISTRIBUTION AND PRODUCT MANAGEMENT · Less than 5% · control person · listed since Feb 2016
Sep 13, 2016 filing
- No longer listedNOYES, CHRISTIAN, M · DIRECTOR OF MARKETING & CLIENT SERVICES/SENIOR MANAGING PARTNER · 5–10% · control person · listed since Jan 2001
- ChangedGREEN, ERIC, JON · ownership 5–10% → 10–25%
- ChangedHOCKER, MARCIA, ANN · ownership 10–25% → 25–50%
Apr 12, 2016 filing
- No longer listedLIVEWELL, JOHN, GREGORY · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Nov 2008
- AddedRIDOLFI, LINDA, R · CHIEF COMPLIANCE OFFICER · Less than 5%
Mar 30, 2016 filing
- AddedMORAN, PETER, JAMES · SENIOR VICE PRESIDENT OF DISTRIBUTION AND PRODUCT MANAGEMENT · Less than 5% · control person
- Listed againHOCKER, KIRSTEN, A · DIRECTOR OF HUMAN RESOURCES · Less than 5% · control person
- ChangedKIMBERLEY A. HOCKER IRREVOCABLE TRUST, MARCIA A. HOCKER TRUSTEE · no longer a control person
- ChangedKIRSTEN A. HOCKER IRREVOCABLE TRUST, MARCIA A. HOCKER TRUSTEE · no longer a control person
- ChangedSILVA, JORGE, PAULO · now a control person
Mar 30, 2015 filing
- AddedMATSON, LISA, LAZARUS BLACK · CHIEF LEGAL OFFICER · Less than 5%
Mar 31, 2014 filing
- No longer listedHOCKER, KIMBERLEY, ANN · BENEFICIARY, KIMBERLEY A. HOCKER IRREVOCABLE TRUST · 5–10% · listed since Oct 1995
- No longer listedHOCKER, KIRSTEN, A · BENEFICIARY, KIRSTEN A. HOCKER IRREVOCABLE TRUST · 5–10% · listed since Oct 1995
- AddedKIMBERLEY A. HOCKER IRREVOCABLE TRUST, MARCIA A. HOCKER TRUSTEE · SHAREHOLDER · 5–10% · control person
- AddedKIRSTEN A. HOCKER IRREVOCABLE TRUST, MARCIA A. HOCKER TRUSTEE · SHAREHOLDER · 5–10% · control person
- ChangedHOCKER, MARCIA, ANN · title PRESIDENT & CHIEF EXECUTIVE OFFICER → PRESIDENT
- ChangedHOCKER, RICHARD, ALAN · title CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER & CHIEF EXECUTIVE OFFICER
Mar 29, 2012 filing (earliest on record)
- ListedGREEN, ERIC, JON · DIRECTOR OF RESEARCH & SR. PORTFOLIO MANAGER · 5–10% · control person
- ListedHOCKER, KIMBERLEY, ANN · BENEFICIARY, KIMBERLEY A. HOCKER IRREVOCABLE TRUST · 5–10%
- ListedHOCKER, KIRSTEN, A · BENEFICIARY, KIRSTEN A. HOCKER IRREVOCABLE TRUST · 5–10%
- ListedHOCKER, MARCIA, ANN · PRESIDENT & CHIEF EXECUTIVE OFFICER · 10–25% · control person
- ListedHOCKER, RICHARD, ALAN · CHIEF INVESTMENT OFFICER · 25–50% · control person
- ListedLIVEWELL, JOHN, GREGORY · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedMCBRIDE, GERALD, NMN · CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER · Less than 5% · control person
- ListedNOYES, CHRISTIAN, M · DIRECTOR OF MARKETING & CLIENT SERVICES/SENIOR MANAGING PARTNER · 5–10% · control person
- ListedSCHUMACHER, SCOTT, DAVID · SENIOR PORTFOLIO MANAGER · 5–10% · control person
- ListedSILVA, JORGE, PAULO · SENIOR PORTFOLIO MANAGER · Less than 5%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- TRAVERE THERAPEUTICS INC$14.5M +1705.4%
- DNOW INC$5.7M +65.3%
- ALPHATEC HLDGS INC$5.4M +41.9%
- SOLARIS ENERGY INFRAS INC$4.6M +25.4%
- MARRIOTT VACATIONS WORLDWIDE$4.0M +23.9%
Top Trims
- ACM RESH INC-$17.9M -49.1%
- OUSTER INC-$13.2M -32.1%
- MIRUM PHARMACEUTICALS INC-$10.5M -30.1%
- UNITED PARKS & RESORTS INC-$9.4M -36.7%
- WOLFSPEED INC-$8.6M -34.5%
New Positions
- FORTREA HLDGS INC$22.8M
- GATES INDL CORP LTD$20.3M
- NETSKOPE INC$16.2M
- ACADIA HEALTHCARE COMPANY IN$15.4M
- SIMMONS FIRST NATL CORP$15.0M
Exited Positions
- GATES INDL CORP PLC$23.5M
- AMNEAL PHARMACEUTICALS INC$20.5M
- LANTHEUS HLDGS INC$17.1M
- LINDBLAD EXPEDITIONS HLDGS I$16.8M
- CENTURI HOLDINGS INC$16.6M
Penn Capital Management Company, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | LIGAND PHARMACEUTICALS INC | LGND | 53220K504 | $30.9M | 2.25% | 98,747 | SH |
| 2 | OUSTER INC | OUST | 68989M202 | $27.9M | 2.03% | 689,989 | SH |
| 3 | TG THERAPEUTICS INC | TGTX | 88322Q108 | $26.9M | 1.96% | 480,881 | SH |
| 4 | KINIKSA PHARMACEUTICALS INTL | KNSA | G52694109 | $26.0M | 1.89% | 347,664 | SH |
| 5 | MIRUM PHARMACEUTICALS INC | MIRM | 604749101 | $24.5M | 1.78% | 286,281 | SH |
| 6 | FORTREA HLDGS INC | FTRE | 34965K107 | $22.8M | 1.66% | 1,140,647 | SH |
| 7 | SOLARIS ENERGY INFRAS INC | SEI | 83418M103 | $22.7M | 1.65% | 317,999 | SH |
| 8 | SELECT WATER SOLUTIONS INC | WTTR | 81617J301 | $22.6M | 1.64% | 1,137,794 | SH |
| 9 | DIME COML BANCSHARES INC | DCOM | 25432X102 | $21.9M | 1.59% | 553,272 | SH |
| 10 | RXO INC | RXO | 74982T103 | $21.3M | 1.55% | 1,037,302 | SH |
| 11 | PATTERSON-UTI ENERGY INC | PTEN | 703481101 | $21.2M | 1.54% | 1,933,118 | SH |
| 12 | ZETA GLOBAL HOLDINGS CORP | ZETA | 98956A105 | $21.1M | 1.53% | 666,331 | SH |
| 13 | LEGENCE CORP | LGN | 52476L109 | $21.0M | 1.53% | 390,983 | SH |
| 14 | MARRIOTT VACATIONS WORLDWIDE | VAC | 57164Y107 | $20.6M | 1.50% | 200,801 | SH |
| 15 | LIFE TIME GROUP HOLDINGS INC | LTH | 53190C102 | $20.4M | 1.49% | 511,105 | SH |
| 16 | BANC OF CALIFORNIA INC | BANC | 05990K106 | $20.4M | 1.49% | 1,182,732 | SH |
| 17 | AMERIS BANCORP | ABCB | 03076K108 | $20.4M | 1.48% | 255,810 | SH |
| 18 | GATES INDL CORP LTD | GTES | G39104107 | $20.3M | 1.48% | 774,993 | SH |
| 19 | TRANSOCEAN LTD | RIG | H8817H100 | $19.8M | 1.44% | 3,778,762 | SH |
| 20 | RYMAN HOSPITALITY PPTYS INC | RHP | 78377T107 | $19.6M | 1.43% | 163,988 | SH |
| 21 | HANCOCK WHITNEY CORPORATION | HWC | 410120109 | $19.3M | 1.41% | 268,029 | SH |
| 22 | HERC HLDGS INC | HRI | 42704L104 | $19.2M | 1.40% | 153,511 | SH |
| 23 | CONSTELLIUM SE | CSTM | F21107101 | $19.0M | 1.38% | 782,628 | SH |
| 24 | FB FINL CORP | FBK | 30257X104 | $18.6M | 1.36% | 360,036 | SH |
| 25 | ACM RESH INC | ACMR | 00108J109 | $18.5M | 1.34% | 227,885 | SH |
| 26 | AGILYSYS INC | AGYS | 00847J105 | $18.5M | 1.34% | 189,805 | SH |
| 27 | WEATHERFORD INTL PLC | WFRD | G48833118 | $18.4M | 1.34% | 233,086 | SH |
| 28 | ALPHATEC HLDGS INC | ATEC | 02081G201 | $18.3M | 1.33% | 1,769,971 | SH |
| 29 | RADNET INC | RDNT | 750491102 | $17.3M | 1.26% | 250,224 | SH |
| 30 | PENN ENTERTAINMENT INC | PENN | 707569109 | $17.1M | 1.25% | 1,167,106 | SH |
| 31 | CECO ENVIRONMENTAL CORP | CECO | 125141101 | $17.1M | 1.24% | 245,011 | SH |
| 32 | PURSUIT ATTRACTIONS AND HOSP | PRSU | 92552R406 | $16.7M | 1.22% | 335,839 | SH |
| 33 | CAPRI HOLDINGS LIMITED | CPRI | G1890L107 | $16.7M | 1.21% | 1,177,562 | SH |
| 34 | COMPASS INC | COMP | 20464U100 | $16.5M | 1.20% | 1,855,816 | SH |
| 35 | NEXSTAR MEDIA GROUP INC | NXST | 65336K103 | $16.5M | 1.20% | 101,941 | SH |
| 36 | WERNER ENTERPRISES INC | WERN | 950755108 | $16.5M | 1.20% | 483,283 | SH |
| 37 | CAMTEK LTD | CAMT | M20791105 | $16.4M | 1.19% | 105,320 | SH |
| 38 | WOLFSPEED INC | WOLF | 97785W106 | $16.3M | 1.18% | 577,475 | SH |
| 39 | STAGWELL INC | STGW | 85256A109 | $16.2M | 1.18% | 1,987,023 | SH |
| 40 | UNITED PARKS & RESORTS INC | PRKS | 81282V100 | $16.2M | 1.18% | 497,919 | SH |
| 41 | NETSKOPE INC | NTSK | 64119N608 | $16.2M | 1.18% | 925,535 | SH |
| 42 | GRAY MEDIA INC | GTN | 389375106 | $15.8M | 1.15% | 3,514,204 | SH |
| 43 | OPERA LTD | OPRA | 68373M107 | $15.8M | 1.15% | 894,543 | SH |
| 44 | NEWMARK GROUP INC | NMRK | 65158N102 | $15.7M | 1.15% | 1,281,563 | SH |
| 45 | ANI PHARMACEUTICALS INC | ANIP | 00182C103 | $15.5M | 1.13% | 213,246 | SH |
| 46 | GULFPORT ENERGY CORP | GPOR | 402635502 | $15.5M | 1.12% | 102,492 | SH |
| 47 | ACADIA HEALTHCARE COMPANY IN | ACHC | 00404A109 | $15.4M | 1.12% | 560,252 | SH |
| 48 | TRAVERE THERAPEUTICS INC | TVTX | 89422G107 | $15.4M | 1.12% | 260,467 | SH |
| 49 | LUMEN TECHNOLOGIES INC | LUMN | 550241103 | $15.3M | 1.11% | 2,719,257 | SH |
| 50 | FIRST WATCH RESTAURANT GROUP | FWRG | 33748L101 | $15.1M | 1.10% | 1,486,865 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-11-04 | $1.37B | 173 | 0001420506-26-002486 |
| 2026-06-30 | 2026-07-30 | $1.58B | 185 | 0001420506-26-001347 |
| 2026-03-31 | 2026-05-07 | $1.29B | 172 | 0001420506-26-000814 |
| 2025-12-31 | 2026-02-09 | $1.25B | 165 | 0001420506-26-000232 |
Filer Information
Address
1200 INTREPID AVENUESUITE 400
PHILADELPHIA, PA 19112
Phone
(215) 302-1500
Filing Manager
Penn Capital Management Company, LLC
PHILADELPHIA, PA
Signatory
Marty Keane
Chief Compliance Officer