Sigma Planning Corp — 13F Holdings & Portfolio
CIK 1449126 · latest 13F-HR filed 2026-08-07
Sigma Planning Corp manages $3.97B in 13F-reported U.S. long-equity assets across 1,404 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (5.33%), AAPL (4.22%), NVDA (2.78%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 182 new positions, exited 90, added to 685, and trimmed 290.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$3.97B
Long-equity book
1,404
Distinct positions
2026-06-30
Filed 2026-08-07
+182 / −90 / ↑685 / ↓290
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
| Name | Title / Status | Ownership | Type |
|---|
Quarter-over-quarter changes
Share-count changes vs the prior 13F.
Top Adds (vs prior quarter)
- INVESCO QQQ TR$24.3M +39.8%
- MICRON TECHNOLOGY INC$18.4M +171.9%
- ISHARES TR$16.7M +8.6%
- ADVANCED MICRO DEVICES INC$14.3M +177.2%
- APPLE INC$12.5M +8.0%
Top Trims
- ISHARES TR-$8.2M -43.9%
- ISHARES TR-$7.8M -93.9%
- NORTHERN LTS FD TR IV-$7.2M -91.3%
- ISHARES TR-$6.9M -47.8%
- ISHARES TR-$5.7M -59.6%
New Positions
- SCHWAB STRATEGIC TR$8.1M
- SCHWAB STRATEGIC TR$6.1M
- SPACE EXPLORATION TECHN CORP$3.6M
- HONEYWELL AEROSPACE INC$3.2M
- HONEYWELL INTL INC$2.9M
Exited Positions
- HONEYWELL INTL INC$6.6M
- ADVISORSHARES TR$1.9M
- FASTLY INC$1.9M
- CBOE GLOBAL MKTS INC$1.7M
- TIDEWATER INC NEW$1.7M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $211.8M | 5.33% | 282,773 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $167.8M | 4.22% | 579,763 | SH |
| 3 | NVIDIA CORPORATION | NVDA | 67066G104 | $110.6M | 2.78% | 552,864 | SH |
| 4 | INVESCO QQQ TR | QQQ | 46090E103 | $85.2M | 2.15% | 115,727 | SH |
| 5 | AMAZON COM INC | AMZN | 023135106 | $71.1M | 1.79% | 298,285 | SH |
| 6 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $60.2M | 1.52% | 80,585 | SH |
| 7 | ISHARES TR | IVW | 464287309 | $58.8M | 1.48% | 427,683 | SH |
| 8 | ISHARES TR | DGRO | 46434V621 | $54.7M | 1.38% | 721,444 | SH |
| 9 | MICROSOFT CORP | MSFT | 594918104 | $50.1M | 1.26% | 134,286 | SH |
| 10 | VANGUARD INDEX FDS | VOO | 922908363 | $49.2M | 1.24% | 71,642 | SH |
| 11 | ALPHABET INC | GOOG | 02079K107 | $48.4M | 1.22% | 136,886 | SH |
| 12 | ISHARES TR | LQD | 464287242 | $36.6M | 0.92% | 335,905 | SH |
| 13 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $32.7M | 0.82% | 965,245 | SH |
| 14 | ALPHABET INC | GOOGL | 02079K305 | $30.7M | 0.77% | 85,938 | SH |
| 15 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $29.3M | 0.74% | 924,059 | SH |
| 16 | MICRON TECHNOLOGY INC | MU | 595112103 | $29.0M | 0.73% | 25,156 | SH |
| 17 | CATERPILLAR INC | CAT | 149123101 | $26.8M | 0.68% | 25,189 | SH |
| 18 | ISHARES TR | SHY | 464287457 | $26.3M | 0.66% | 320,294 | SH |
| 19 | VANGUARD INDEX FDS | VTI | 922908769 | $25.3M | 0.64% | 68,433 | SH |
| 20 | BROADCOM INC | AVGO | 11135F101 | $24.2M | 0.61% | 64,110 | SH |
| 21 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $22.9M | 0.58% | 464,598 | SH |
| 22 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $22.4M | 0.56% | 38,503 | SH |
| 23 | ISHARES TR | IVE | 464287408 | $21.8M | 0.55% | 96,026 | SH |
| 24 | ISHARES TR | IJH | 464287507 | $21.5M | 0.54% | 279,409 | SH |
| 25 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $21.2M | 0.53% | 42,467 | SH |
| 26 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $20.5M | 0.52% | 252,822 | SH |
| 27 | META PLATFORMS INC | META | 30303M102 | $20.4M | 0.51% | 36,147 | SH |
| 28 | ISHARES TR | IJR | 464287804 | $20.0M | 0.50% | 135,003 | SH |
| 29 | JPMORGAN CHASE & CO | JPM | 46625H100 | $17.9M | 0.45% | 54,714 | SH |
| 30 | ELI LILLY & CO | LLY | 532457108 | $17.6M | 0.44% | 14,696 | SH |
| 31 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $17.4M | 0.44% | 22,848 | SH |
| 32 | TESLA INC | TSLA | 88160R101 | $17.1M | 0.43% | 40,640 | SH |
| 33 | ISHARES GOLD TR | IAU | 464285204 | $16.7M | 0.42% | 220,618 | SH |
| 34 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $16.5M | 0.42% | 86,544 | SH |
| 35 | SPDR GOLD TR | GLD | 78463V107 | $16.2M | 0.41% | 44,071 | SH |
| 36 | VANECK ETF TRUST | SMH | 92189F676 | $16.2M | 0.41% | 24,678 | SH |
| 37 | JOHNSON & JOHNSON | JNJ | 478160104 | $15.8M | 0.40% | 62,029 | SH |
| 38 | VANGUARD INDEX FDS | VTV | 922908744 | $15.4M | 0.39% | 70,802 | SH |
| 39 | ISHARES TR | IDV | 464288448 | $15.3M | 0.38% | 368,931 | SH |
| 40 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $14.9M | 0.38% | 507,745 | SH |
| 41 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $14.7M | 0.37% | 15,730 | SH |
| 42 | ISHARES TR | FLOT | 46429B655 | $14.6M | 0.37% | 286,822 | SH |
| 43 | PACER FDS TR | COWZ | 69374H881 | $14.3M | 0.36% | 229,879 | SH |
| 44 | ABBVIE INC | ABBV | 00287Y109 | $14.1M | 0.35% | 55,986 | SH |
| 45 | CHEVRON CORPORATION | CVX | 166764100 | $13.8M | 0.35% | 82,993 | SH |
| 46 | FIRST TR EXCHANGE TRADED FD | SDVY | 33741X102 | $13.7M | 0.35% | 318,247 | SH |
| 47 | WALMART INC | WMT | 931142103 | $13.3M | 0.34% | 117,735 | SH |
| 48 | ISHARES TR | IMCG | 464288307 | $12.9M | 0.32% | 130,983 | SH |
| 49 | ISHARES TR | IGSB | 464288646 | $12.8M | 0.32% | 244,321 | SH |
| 50 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $12.6M | 0.32% | 345,093 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-07 | $3.97B | 1,404 | 0001420506-26-001464 |
| 2026-03-31 | 2026-05-04 | $3.60B | 1,309 | 0001420506-26-000793 |
| 2025-12-31 | 2026-01-30 | $3.62B | 1,295 | 0001420506-26-000121 |
ANN ARBOR, MI 48103