Top Institutional Investors

BTS Asset Management, Inc. — 13F Holdings & Portfolio

CIK 1532842 · latest 13F-HR filed 2026-08-14

Backtest portfolio

BTS Asset Management, Inc. manages $47.4M in 13F-reported U.S. long-equity assets across 31 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are HYLB (51.47%), BIL (17.38%), JEPI (3.09%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 10 new positions and exited 10; 14 existing positions rose in reported value and 4 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$47.4M

Long-equity book

Holdings
31

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+10 / −10 / ↑14 / ↓4

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
HYLB51.5% · newBIL17.4% · -36%JEPI3.1% · +23%TFLO2.8% · +47%EIX1.6% · +114%SRLN1.4% · +10%JAAA1.4% · +46%AGZ1.4% · +47%VCIT1.4% · newJEPQ1.2% · -10%MSFT1.2% · newMSI1.2% · newNVDA1.0% · -18%RMD0.9% · +77%GOOGL0.9% · -10%PCEF0.9% · +36%JBBB0.9% · +44%XLC0.9% · newSJNK0.9% · +46%IYM0.9% · +43%NOBL0.9% · +175%KR0.9% · +11%NFLX0.9% · newCMCSA0.7% · -18%EXC0.6% · +9%SNA0.6% · newADP0.6% · newHRL0.6% · -4%CF0.5% · +16%CWB0.5% · newBAH0.4% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 83.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 31, 2026.

Assets Under Management
$144.8M
Discretionary
$144.8M
Employees
13
Accounts
448
Address
55 OLD BEDFORD ROAD
SUITE 203
LINCOLN, MA 01773
Phone
(781) 863-2545
Website
This firm reports 5 disclosure items on its registration.
Name Title / Status Ownership Type
BRALEY, ISAAC, CHARLES ControlPRESIDENT, DIRECTOR
since Jan 2008
Less than 5%Individual
PASTS, MATTHEW, ALEXANDER ControlCEO, CCO,TREASURER, DIRECTOR
since Jan 1996
25–50%Individual
PASTS, VILIS ControlCHARIMAN OF BOARD
since Sep 1979
50–75%Individual
Pasts, Henry, MichaelEXECUTIVE VICE PRESIDENT
since Aug 2023
Less than 5%Individual
Ownership & leadership changes · 6 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2026 filing
  • AddedPasts, Henry, Michael · EXECUTIVE VICE PRESIDENT · Less than 5%
Mar 23, 2022 filing
  • No longer listedBREEN, JOSHUA, NATHAN · COUNSEL/CHIEF COMPLIANCE OFFICER, SECRETARY · Less than 5% · listed since Mar 2014
  • ChangedPASTS, MATTHEW, ALEXANDER · title CEO, TREASURER, DIRECTOR → CEO, CCO,TREASURER, DIRECTOR
Mar 31, 2020 filing
  • ChangedBREEN, JOSHUA, NATHAN · title COUNSEL/CHIEF COMPLIANCE OFFICER → COUNSEL/CHIEF COMPLIANCE OFFICER, SECRETARY
  • ChangedPASTS, VILIS · title CHARIMAN OF BOARD SECRETARY → CHARIMAN OF BOARD
Oct 1, 2015 filing
  • ChangedBREEN, JOSHUA, NATHAN · title CHIEF COMPLIANCE OFFICER → COUNSEL/CHIEF COMPLIANCE OFFICER
Mar 26, 2014 filing
  • No longer listedFINN, JAMES, JOHN · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Dec 2013
  • AddedBREEN, JOSHUA, NATHAN · CHIEF COMPLIANCE OFFICER · Less than 5%
Dec 19, 2013 filing
  • No longer listedSHILMAN, GARY, ALLEN · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jan 2002
  • AddedFINN, JAMES, JOHN · CHIEF COMPLIANCE OFFICER · Less than 5%
Mar 28, 2012 filing (earliest on record)
  • ListedBRALEY, ISAAC, CHARLES · PRESIDENT, DIRECTOR · Less than 5% · control person
  • ListedPASTS, MATTHEW, ALEXANDER · CEO, TREASURER, DIRECTOR · 25–50% · control person
  • ListedPASTS, VILIS · CHARIMAN OF BOARD SECRETARY · 50–75% · control person
  • ListedSHILMAN, GARY, ALLEN · CHIEF COMPLIANCE OFFICER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

BTS Asset Management, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 Xtrackers USD High Yield Corporate Bond ETF USD Class HYLB 233051432 $24.4M 51.47% 668,625 SH
2 STATE STREET SPDR BLOOMBERG 1 3 MONTH T BILL ETF BIL 78468R663 $8.2M 17.38% 89,960 SH
3 JPMorgan Equity Premium Income ETF USD Class JEPI 46641Q332 $1.5M 3.09% 25,958 SH
4 iShares Treasury Floating Rate Bond ETF TFLO 46434V860 $1.3M 2.78% 26,049 SH
5 Edison International EIX 281020107 $750.0K 1.58% 10,074 SH
6 SPDR Blackstone Senior Loan ETF USD Class SRLN 78467V608 $659.9K 1.39% 16,379 SH
7 Janus Henderson AAA CLO ETF USD Class JAAA 47103U845 $659.3K 1.39% 13,059 SH
8 iShares Agency Bond ETF AGZ 464288166 $658.7K 1.39% 6,028 SH
9 Vanguard Intermediate-Term Corporate Bond ETF VCIT 92206C870 $658.3K 1.39% 7,965 SH
10 JPMorgan Nasdaq Equity Premium Income ETF USD Class JEPQ 46654Q203 $587.9K 1.24% 9,566 SH
11 Microsoft Corporation MSFT 594918104 $564.1K 1.19% 1,512 SH
12 Motorola Solutions, Inc. MSI 620076307 $547.7K 1.15% 1,319 SH
13 NVIDIA Corporation NVDA 67066G104 $483.2K 1.02% 2,415 SH
14 ResMed, Inc. RMD 761152107 $448.8K 0.95% 2,303 SH
15 ALPHABET INC CAP STK CL A GOOGL 02079K305 $445.9K 0.94% 1,248 SH
16 Invesco CEF Income Composite ETF USD Class PCEF 46138E404 $439.9K 0.93% 21,659 SH
17 Janus Henderson B-BBB CLO ETF USD Class JBBB 47103U753 $439.6K 0.93% 9,284 SH
18 State Street Communication Services Select Sector SPDR ETF XLC 81369Y852 $439.3K 0.93% 4,101 SH
19 STATE STREET SPDR BLOOMBERG SHORT TERM HIGH YIELD BOND ETF SJNK 78468R408 $439.2K 0.93% 17,546 SH
20 ISHARES TR DOW JONES US BASIC MATERIALS SECTOR INDEX FD IYM 464287838 $438.5K 0.92% 2,442 SH
21 ProShares S&P 500 Dividend Aristocrats ETF NOBL 74348A467 $438.4K 0.92% 7,807 SH
22 KROGER CO KR 501044101 $417.0K 0.88% 7,509 SH
23 NETFLIX COM INC NFLX 64110L106 $408.6K 0.86% 5,723 SH
24 Comcast Corporation CMCSA 20030N101 $341.6K 0.72% 13,913 SH
25 Exelon Corporation EXC 30161N101 $266.4K 0.56% 5,714 SH
26 SNAP ON TOOLS CORP SNA 833034101 $264.9K 0.56% 658 SH
27 Automatic Data Processing, Inc. ADP 053015103 $263.8K 0.56% 1,178 SH
28 Hormel Foods Corporation HRL 440452100 $260.7K 0.55% 10,504 SH
29 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK CF 125269100 $240.8K 0.51% 2,225 SH
30 STATE STREET SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF CWB 78464A359 $219.8K 0.46% 2,039 SH
31 BOOZ ALLEN HAMILTON HLDG CORP CL A BAH 099502106 $209.6K 0.44% 3,455 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $47.4M 31 0001580642-26-005331
2026-03-31 2026-05-13 $25.9M 31 0001580642-26-003151
2025-12-31 2026-01-26 $73.9M 32 0001580642-26-000400
2025-09-30 2025-11-12 $78.0M 30 0001580642-25-007234
Filer Information
Address
55 OLD BEDFORD ROAD
SUITE 203
LINCOLN, MA 01773
Phone
(781) 863-2545
Filing Manager
BTS Asset Management, Inc.
Lincoln, MA
Signatory
Corey Lampman
Senior Compliance Analyst