Aspen Investment Management Inc — 13F Holdings & Portfolio
CIK 1541596 · latest 13F-HR filed 2026-04-15
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$326.5K
Long-equity book
Holdings
171
Distinct positions
Period
2026-03-31
Filed 2026-04-15
Q/Q Activity
+5 / −10 / ↑53 / ↓51
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- CORNING INC$1.6K +55.3%
- SCHWAB STRATEGIC TR$1.4K +91.9%
- BRISTOL-MYERS SQUIBB CO$868 +151.0%
- SELECT SECTOR SPDR TR$866 +31.3%
- CHEVRON CORPORATION$684 +36.2%
Top Trims
- APPLE INC-$3.2K -27.3%
- MICROSOFT CORP-$3.1K -27.2%
- ROBINHOOD MKTS INC-$961 -36.9%
- INVESCO EXCH TRD SLF IDX FD-$825 -30.6%
- SPDR GOLD TR-$746 -26.5%
New Positions
- ISHARES TR$1.8K
- MODERNA INC$579
- SPDR SERIES TRUST$316
- J P MORGAN EXCHANGE TRADED F$295
- REPUBLIC SVCS INC$207
Exited Positions
- ORACLE CORP$1.1K
- ADVANCED MICRO DEVICES INC$678
- CROWDSTRIKE HLDGS INC$479
- MASTEC INC$363
- ONTO INNOVATION INC$286
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $23.4K | 7.16% | 35,925 | SH |
| 2 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $12.6K | 3.86% | 65,707 | SH |
| 3 | ISHARES TR | IWM | 464287655 | $9.6K | 2.93% | 38,605 | SH |
| 4 | ISHARES TR | IEFA | 46432F842 | $9.4K | 2.88% | 103,955 | SH |
| 5 | APPLE INC | AAPL | 037833100 | $8.6K | 2.62% | 33,767 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $8.4K | 2.58% | 22,781 | SH |
| 7 | ISHARES TR | IGIB | 464288638 | $8.4K | 2.57% | 157,470 | SH |
| 8 | ISHARES TR | IGSB | 464288646 | $8.0K | 2.45% | 152,004 | SH |
| 9 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $6.3K | 1.92% | 29,220 | SH |
| 10 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $6.1K | 1.86% | 7,175 | SH |
| 11 | JPMORGAN CHASE & CO | JPM | 46625H100 | $6.0K | 1.85% | 20,504 | SH |
| 12 | ALPHABET INC | GOOGL | 02079K305 | $6.0K | 1.83% | 20,793 | SH |
| 13 | WALMART INC | WMT | 931142103 | $5.4K | 1.64% | 43,192 | SH |
| 14 | VANGUARD INDEX FDS | VTI | 922908769 | $4.6K | 1.42% | 14,424 | SH |
| 15 | CORNING INC | GLW | 219350105 | $4.5K | 1.38% | 33,030 | SH |
| 16 | JOHNSON & JOHNSON | JNJ | 478160104 | $4.4K | 1.36% | 18,156 | SH |
| 17 | FIRST TR EXCH TRADED FD III | FPE | 33739E108 | $4.4K | 1.34% | 247,198 | SH |
| 18 | AMAZON COM INC | AMZN | 023135106 | $4.0K | 1.22% | 19,198 | SH |
| 19 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.8K | 1.15% | 21,590 | SH |
| 20 | INVESCO EXCH TRD SLF IDX FD | BSCR | 46138J783 | $3.7K | 1.15% | 190,643 | SH |
| 21 | ISHARES TR | IVV | 464287200 | $3.7K | 1.13% | 5,660 | SH |
| 22 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $3.6K | 1.11% | 59,233 | SH |
| 23 | INVESCO EXCH TRD SLF IDX FD | BSCS | 46138J643 | $3.3K | 1.02% | 163,291 | SH |
| 24 | FIRST TR EXCHANGE-TRADED FD | FTSL | 33738D309 | $3.3K | 1.00% | 73,204 | SH |
| 25 | ELI LILLY & CO | LLY | 532457108 | $3.0K | 0.92% | 3,249 | SH |
| 26 | ABBVIE INC | ABBV | 00287Y109 | $2.9K | 0.88% | 13,279 | SH |
| 27 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $2.9K | 0.87% | 93,094 | SH |
| 28 | INVESCO EXCH TRD SLF IDX FD | BSCT | 46138J577 | $2.8K | 0.86% | 151,230 | SH |
| 29 | NEOS ETF TRUST | SPYI | 78433H303 | $2.8K | 0.86% | 56,850 | SH |
| 30 | AMGEN INC | AMGN | 031162100 | $2.7K | 0.83% | 7,694 | SH |
| 31 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $2.6K | 0.81% | 57,459 | SH |
| 32 | PIMCO ETF TR | HYS | 72201R783 | $2.6K | 0.80% | 28,150 | SH |
| 33 | CHEVRON CORPORATION | CVX | 166764100 | $2.6K | 0.79% | 12,426 | SH |
| 34 | EXXON MOBIL CORP | XOM | 30231G102 | $2.6K | 0.78% | 15,075 | SH |
| 35 | CATERPILLAR INC | CAT | 149123101 | $2.5K | 0.77% | 3,544 | SH |
| 36 | PEPSICO INC | PEP | 713448108 | $2.5K | 0.77% | 16,105 | SH |
| 37 | SCHWAB CHARLES CORP | SCHW | 808513105 | $2.4K | 0.73% | 25,277 | SH |
| 38 | SCHWAB STRATEGIC TR | SCHA | 808524607 | $2.3K | 0.72% | 80,640 | SH |
| 39 | PROCTER & GAMBLE CO | PG | 742718109 | $2.3K | 0.71% | 15,966 | SH |
| 40 | STRYKER CORPORATION | SYK | 863667101 | $2.2K | 0.69% | 6,831 | SH |
| 41 | VISA INC | V | 92826C839 | $2.2K | 0.68% | 7,366 | SH |
| 42 | TRANE TECHNOLOGIES PLC | TT | G8994E103 | $2.2K | 0.68% | 5,300 | SH |
| 43 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $2.2K | 0.67% | 85,740 | SH |
| 44 | HOME DEPOT INC | HD | 437076102 | $2.1K | 0.65% | 6,422 | SH |
| 45 | INTERCONTINENTAL EXCHANGE IN | ICE | 45866F104 | $2.1K | 0.64% | 13,322 | SH |
| 46 | WISDOMTREE TR | DES | 97717W604 | $2.1K | 0.64% | 57,776 | SH |
| 47 | SPDR GOLD TR | GLD | 78463V107 | $2.1K | 0.63% | 4,816 | SH |
| 48 | COCA COLA CO | KO | 191216100 | $2.1K | 0.63% | 27,055 | SH |
| 49 | WASTE MGMT INC DEL | WM | 94106L109 | $2.0K | 0.63% | 8,889 | SH |
| 50 | QUANTA SVCS INC | PWR | 74762E102 | $2.0K | 0.62% | 3,689 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-15 | $326.5K | 171 | 0001541596-26-000002 |
| 2025-12-31 | 2026-02-06 | $331.8K | 177 | 0001541596-26-000001 |