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Windsor Capital Management, LLC — 13F Holdings & Portfolio

CIK 1543100 · latest 13F-HR filed 2026-10-13

Backtest portfolio

Windsor Capital Management, LLC manages $388.9M in 13F-reported U.S. long-equity assets across 132 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (12.37%), SPYV (5.33%), ESGD (5.01%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 7 new positions and exited 2; 25 existing positions rose in reported value and 51 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$388.9M

Long-equity book

Holdings
132

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+7 / −2 / ↑25 / ↓51

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
IVV12.4% · +6%SPYV5.3% · +2%ESGD5.0% · +6%SPYM5.0% · -4%IJH4.8% · +6%SPSM4.1% · +3%IBDT3.5% · +7%IBDU3.5% · +7%SPMD2.5% · -2%IBDW2.4% · +6%AAPL2.3% · +3%IBDS2.3% · +3%FLOT2.3% · +2%SPEM2.2% · +4%VRP2.2% · +3%CWB2.1% · -0%IBDV2.0% · +5%VEA2.0% · -4%JPIB1.9% · +2%XLK1.7% · -5%SRLN1.3% · +2%JPST1.3% · -1%BBHY1.2% · -1%JEPI1.2% · +2%USRT1.1% · +5%SPY1.1% · -3%JNK1.1% · -1%IJR0.9% · -5%JPM0.8% · +2%MSFT0.7% · +0%USHY0.7% · +22%XLV0.6% · -2%WMT0.6% · -2%XLY0.6% · -2%TSM0.6% · -5%DIA0.5% · -2%MRK0.5% · -0%AVGO0.5% · -0%XLF0.5% · -3%JNJ0.5% · +27%EFA0.5% · -2%AXON0.4% · 0%ICVT0.4% · +9%CAT0.4% · -3%XLI0.4% · -6%VWO0.4% · -1%AMZN0.4% · -2%KO0.4% · +0%CVX0.3% · -1%IBDR0.3% · +8%V0.3% · -1%GS0.3% · -3%ITOT0.3% · -0%XOM0.3% · -2%VUG0.3% · 0%VNQ0.3% · -2%XLP0.3% · -2%IXN0.2% · 0%MCD0.2% · -3%AMGN0.2% · -34%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 48.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 1, 2026.

Assets Under Management
$2.92B
Discretionary
$2.88B
Employees
22
Accounts
1,704
Address
2130 QUARRY TRAILS DR
1ST FLOOR
COLUMBUS, OH 43228
Phone
(614) 545-0300
Website
Name Title / Status Ownership Type
DYE, HARRY, MORGAN ControlMEMBER
since Jul 2002
25–50%Individual
EESLEY, JONATHON, SCOTT ControlMEMBER
since Dec 2013
25–50%Individual
HALL, CLAYTON, A ControlMEMBER
since Dec 2021
5–10%Individual
MOZOLA, JOHN, EUGENE ControlMEMBER
since Dec 2021
5–10%Individual
Weir, Stephanie, Gullifer ControlCHIEF COMPLIANCE OFFICER
since Mar 2023
Less than 5%Individual
Ownership & leadership changes · 9 filings with changes since Mar 26, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 30, 2023 filing
  • AddedWeir, Stephanie, Gullifer · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedMOZOLA, JOHN, EUGENE · title MEMBER & CCO → MEMBER
Mar 29, 2022 filing
  • No longer listedTHOLT, RITA, ELIZABETH · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jun 2020
  • AddedHALL, CLAYTON, A · MEMBER · 5–10% · control person
  • ChangedDYE, HARRY, MORGAN · title MANAGING MEMBER → MEMBER; ownership 50–75% → 25–50%
  • ChangedMOZOLA, JOHN, EUGENE · title COO & MEMBER → MEMBER & CCO; ownership Less than 5% → 5–10%
Mar 26, 2021 filing
  • No longer listedDAVIES, JOSEPH, STUART · MEMBER · 10–25% · control person · listed since Sep 2002
Jun 1, 2020 filing
  • No longer listedLANGLEY, BEVERLY, JEAN · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Sep 2006
  • AddedTHOLT, RITA, ELIZABETH · CHIEF COMPLIANCE OFFICER · Less than 5%
Aug 6, 2019 filing
  • ChangedDAVIES, JOSEPH, STUART · title MEMBER & CHIEF INVESTMENT OFFICER → MEMBER
Mar 26, 2018 filing
  • AddedMOZOLA, JOHN, EUGENE · COO & MEMBER · Less than 5% · control person
Mar 28, 2017 filing
  • ChangedDAVIES, JOSEPH, STUART · ownership 25–50% → 10–25%
  • ChangedEESLEY, JONATHON, SCOTT · ownership 10–25% → 25–50%
May 6, 2014 filing
  • ChangedDAVIES, JOSEPH, STUART · title PRINICIPAL → MEMBER & CHIEF INVESTMENT OFFICER
  • ChangedDYE, HARRY, MORGAN · title PRINCIPAL → MANAGING MEMBER
  • ChangedEESLEY, JONATHON, SCOTT · title PRINCIPAL → MEMBER
Jan 2, 2014 filing
  • AddedEESLEY, JONATHON, SCOTT · PRINCIPAL · 10–25% · control person
  • ChangedDAVIES, JOSEPH, STUART · title OWNER/EXECUTIVE OFFICER → PRINICIPAL
  • ChangedDYE, HARRY, MORGAN · title OWNER/EXECUTIVE OFFICER → PRINCIPAL
Mar 26, 2012 filing (earliest on record)
  • ListedDAVIES, JOSEPH, STUART · OWNER/EXECUTIVE OFFICER · 25–50% · control person
  • ListedDYE, HARRY, MORGAN · OWNER/EXECUTIVE OFFICER · 50–75% · control person
  • ListedLANGLEY, BEVERLY, JEAN · CHIEF COMPLIANCE OFFICER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 25 →

Top Trims

Show all 51 →

New Positions

Show all 7 →

Exited Positions

Show all 2 →

Windsor Capital Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $48.1M 12.37% 62,841 SH
2 SPDR SERIES TRUST SPYV 78464A508 $20.7M 5.33% 339,283 SH
3 ISHARES TR ESGD 46435G516 $19.5M 5.01% 188,912 SH
4 SPDR SERIES TRUST SPYM 78464A854 $19.3M 4.95% 214,497 SH
5 ISHARES TR IJH 464287507 $18.5M 4.77% 257,579 SH
6 SPDR SERIES TRUST SPSM 78468R853 $15.8M 4.08% 299,833 SH
7 ISHARES TR IBDT 46435U515 $13.7M 3.53% 550,625 SH
8 ISHARES TR IBDU 46436E205 $13.7M 3.52% 603,794 SH
9 SPDR SERIES TRUST SPMD 78464A847 $9.7M 2.49% 153,416 SH
10 ISHARES TR IBDW 46436E486 $9.2M 2.37% 458,782 SH
11 APPLE INC AAPL 037833100 $9.1M 2.33% 27,219 SH
12 ISHARES TR IBDS 46435UAA9 $9.0M 2.32% 374,500 SH
13 ISHARES TR FLOT 46429B655 $9.0M 2.32% 176,885 SH
14 SPDR INDEX SHS FDS SPEM 78463X509 $8.4M 2.16% 162,328 SH
15 INVESCO EXCH TRADED FD TR II VRP 46138G870 $8.4M 2.15% 353,206 SH
16 SPDR SERIES TRUST CWB 78464A359 $8.2M 2.10% 80,693 SH
17 ISHARES TR IBDV 46436E726 $7.9M 2.03% 374,363 SH
18 VANGUARD TAX-MANAGED FDS VEA 921943858 $7.8M 2.01% 110,771 SH
19 J P MORGAN EXCHANGE TRADED F JPIB 46641Q852 $7.3M 1.89% 157,268 SH
20 SELECT SECTOR SPDR TR XLK 81369Y803 $6.5M 1.68% 33,420 SH
21 SSGA ACTIVE ETF TR SRLN 78467V608 $5.2M 1.35% 129,608 SH
22 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $4.9M 1.26% 97,050 SH
23 J P MORGAN EXCHANGE TRADED F BBHY 46641Q878 $4.7M 1.20% 104,899 SH
24 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $4.6M 1.18% 81,345 SH
25 ISHARES TR USRT 464288521 $4.4M 1.13% 71,109 SH
26 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $4.2M 1.07% 5,465 SH
27 SPDR SERIES TRUST JNK 78468R622 $4.1M 1.05% 44,039 SH
28 ISHARES TR IJR 464287804 $3.7M 0.94% 26,984 SH
29 JPMORGAN CHASE & CO JPM 46625H100 $3.1M 0.79% 9,274 SH
30 MICROSOFT CORP MSFT 594918104 $2.6M 0.67% 5,060 SH
31 ISHARES TR USHY 46435U853 $2.6M 0.66% 72,250 SH
32 SELECT SECTOR SPDR TR XLV 81369Y209 $2.4M 0.62% 14,353 SH
33 WALMART INC WMT 931142103 $2.4M 0.61% 22,646 SH
34 SELECT SECTOR SPDR TR XLY 81369Y407 $2.2M 0.56% 20,165 SH
35 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $2.1M 0.55% 4,706 SH
36 STATE STR SPDR DOW JONES IND DIA 78467X109 $2.1M 0.53% 4,058 SH
37 MERCK & CO INC MRK 58933Y105 $2.1M 0.53% 14,154 SH
38 BROADCOM INC AVGO 11135F101 $2.0M 0.50% 5,568 SH
39 SELECT SECTOR SPDR TR XLF 81369Y605 $1.9M 0.49% 35,791 SH
40 JOHNSON & JOHNSON JNJ 478160104 $1.9M 0.49% 7,167 SH
41 ISHARES TR EFA 464287465 $1.8M 0.46% 17,393 SH
42 AXON ENTERPRISE INC AXON 05464C101 $1.7M 0.43% 4,000 SH
43 ISHARES TR ICVT 46435G102 $1.6M 0.41% 13,998 SH
44 CATERPILLAR INC CAT 149123101 $1.5M 0.38% 1,817 SH
45 SELECT SECTOR SPDR TR XLI 81369Y704 $1.4M 0.37% 8,648 SH
46 VANGUARD INTL EQUITY INDEX F VWO 922042858 $1.4M 0.36% 23,897 SH
47 AMAZON COM INC AMZN 023135106 $1.4M 0.36% 5,622 SH
48 COCA COLA CO KO 191216100 $1.4M 0.35% 15,899 SH
49 CHEVRON CORPORATION CVX 166764100 $1.3M 0.33% 6,258 SH
50 ISHARES TR IBDR 46435GAA0 $1.2M 0.31% 50,393 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $388.9M 132 0001172661-26-004507
2026-06-30 2026-07-08 $384.8M 127 0001172661-26-002512
2026-03-31 2026-04-10 $354.8M 123 0001172661-26-001427
2025-12-31 2026-01-15 $362.3M 121 0001172661-26-000191
Filer Information
Address
20860 NORTH TATUM BLVD.
SUITE 220
PHOENIX, AZ 85050
Phone
(480) 515-3514
Filing Manager
Windsor Capital Management, LLC
Phoenix, AZ
Signatory
Donald Peppler
Principal / CCO