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ALETHEA CAPITAL MANAGEMENT, LLC — 13F Holdings & Portfolio

CIK 1549408 · latest 13F-HR filed 2026-08-14

Backtest portfolio

ALETHEA CAPITAL MANAGEMENT, LLC manages $241.4M in 13F-reported U.S. long-equity assets across 41 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AXSM (65.78%), BIL (12.32%), KURA (9.85%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 30 new positions, exited 2, added to 7, and trimmed 2.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
6384 MONTEZ VILLA RD
SAN DIEGO, CA 92130
Phone
(858) 926-2058
Filing Manager
ALETHEA CAPITAL MANAGEMENT, LLC
MERCER ISLAND, WA
Signatory
Wayne Anglace
Partner / Snr Portfolio Manager
Loading holdings…
AUM

$241.4M

Long-equity book

Holdings

41

Distinct positions

Period

2026-06-30

Filed 2026-08-14

Q/Q Activity

+30 / −2 / ↑7 / ↓2

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • AXSOME THERAPEUTICS INC.$49.1M +44.7%
  • KURA ONCOLOGY INC$11.3M +91.3%
  • IMMUNEERING CORP$2.2M +1852.5%
  • TEMPUS AI INC$401.1K +28.1%
  • OPEN LENDING CORP$22.3K +148.8%
Show all 7 →

Top Trims

  • SPDR SERIES TRUST-$28.9M -49.3%
  • ISHARES TR-$140.5K -7.1%
Show all 2 →

New Positions

  • VIATRIS INC$1.2M
  • PHILIP MORRIS INTL INC$1.2M
  • AUTOMATIC DATA PROCESSING IN$1.2M
  • WILLIAMS COS INC$1.1M
  • DARDEN RESTAURANTS INC$1.1M
Show all 30 →

Exited Positions

  • STATE STR SPDR S&P 500 ETF T$123.6K
  • TASEKO MINES LTD$64.5K
Show all 2 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 AXSOME THERAPEUTICS INC. AXSM 05464T104 $158.8M 65.78% 648,756 SH
2 SPDR SERIES TRUST BIL 78468R663 $29.7M 12.32% 324,526 SH
3 KURA ONCOLOGY INC KURA 50127T109 $23.8M 9.85% 2,167,938 SH
4 IMMUNEERING CORP IMRX 45254E107 $2.4M 0.98% 472,935 SH
5 ISHARES TR TLT 464287432 $1.8M 0.76% 21,276 SH
6 TEMPUS AI INC TEM 88023B103 $1.8M 0.76% 31,554 SH
7 VIATRIS INC VTRS 92556V106 $1.2M 0.52% 78,384 SH
8 PHILIP MORRIS INTL INC PM 718172109 $1.2M 0.51% 6,834 SH
9 AUTOMATIC DATA PROCESSING IN ADP 053015103 $1.2M 0.51% 5,502 SH
10 WILLIAMS COS INC WMB 969457100 $1.1M 0.47% 15,301 SH
11 DARDEN RESTAURANTS INC DRI 237194105 $1.1M 0.46% 5,424 SH
12 BRISTOL-MYERS SQUIBB CO BMY 110122108 $1.1M 0.45% 18,892 SH
13 CONSOLIDATED EDISON INC ED 209115104 $1.1M 0.45% 9,767 SH
14 CHEVRON CORPORATION CVX 166764100 $971.4K 0.40% 5,860 SH
15 COMCAST CORP NEW CMCSA 20030N101 $939.8K 0.39% 38,283 SH
16 EVERSOURCE ENERGY ES 30040W108 $933.4K 0.39% 12,915 SH
17 WEYERHAEUSER CO WY 962166104 $912.1K 0.38% 38,100 SH
18 LOCKHEED MARTIN CORP LMT 539830109 $905.8K 0.38% 1,778 SH
19 AT&T INC T 00206R102 $893.1K 0.37% 43,146 SH
20 CONSTELLATION BRANDS INC STZ 21036P108 $846.8K 0.35% 6,088 SH
21 BROADRIDGE FINL SOLUTIONS IN BR 11133T103 $839.8K 0.35% 6,132 SH
22 PNC FINL SVCS GROUP INC PNC 693475105 $801.2K 0.33% 3,254 SH
23 HORMEL FOODS CORP HRL 440452100 $703.5K 0.29% 28,344 SH
24 EXXON MOBIL CORP XOM 30231G102 $601.6K 0.25% 4,400 SH
25 ATRIUM THERAPEUTICS INC RNA 04965N104 $588.5K 0.24% 43,758 SH
26 SYSCO CORP SYY 871829107 $581.9K 0.24% 6,962 SH
27 WELLS FARGO & CO WFC 949746101 $498.3K 0.21% 6,030 SH
28 ONEOK INC NEW OKE 682680103 $464.3K 0.19% 5,340 SH
29 BUNGE GLOBAL SA BG H11356104 $429.9K 0.18% 4,028 SH
30 WISDOMTREE TR HEDJ 97717X701 $408.4K 0.17% 7,165 SH
31 MOSAIC CO MOS 61945C103 $395.7K 0.16% 18,672 SH
32 HERSHEY CO HSY 427866108 $353.7K 0.15% 2,016 SH
33 EXPAND ENERGY CORPORATION EXE 165167735 $330.9K 0.14% 3,629 SH
34 AMERICAN WTR WKS CO INC NEW AWK 030420103 $288.8K 0.12% 2,195 SH
35 ENCORE CAP GROUP INC ECPG 292554102 $256.5K 0.11% 2,750 SH
36 MICROCHIP TECHNOLOGY INC. MCHP 595017104 $251.3K 0.10% 2,756 SH
37 ACCENTURE PLC IRELAND ACN G1151C101 $234.1K 0.10% 1,881 SH
38 SMUCKER J M CO SJM 832696405 $219.9K 0.09% 1,955 SH
39 GRAPHIC PACKAGING HLDG CO GPK 388689101 $172.6K 0.07% 16,330 SH
40 TREKOR METALS LTD TGB 89472Y107 $68.8K 0.03% 10,000 SH
41 OPEN LENDING CORP OTEX 68373J104 $37.3K 0.02% 12,000 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $241.4M 41 0001549408-26-000003
2026-03-31 2026-05-13 $194.9M 14 0001549408-26-000002
2025-12-31 2026-02-11 $205.9M 13 0001549408-26-000001
2025-09-30 2025-11-14 $155.7M 34 0001549408-25-000009