Saxony Capital Management, LLC — 13F Holdings & Portfolio

CIK 1561330 · latest 13F-HR filed 2026-04-24

Saxony Capital Management, LLC manages $172.3M in 13F-reported U.S. long-equity assets across 161 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are VOO (5.08%), QQQ (4.48%), JEPI (3.39%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 22 new positions, exited 22, added to 59, and trimmed 40.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM

$172.3M

Long-equity book

Holdings

161

Distinct positions

Period

2026-03-31

Filed 2026-04-24

Q/Q Activity

+22 / −22 / ↑59 / ↓40

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES TR$2.0M +251.7%
  • INVESCO QQQ TR$1.9M +31.6%
  • J P MORGAN EXCHANGE TRADED F$1.5M +35.7%
  • SPDR SERIES TRUST$1.1M +144.5%
  • J P MORGAN EXCHANGE TRADED F$867.3K +17.5%
Show all 59

Top Trims

  • VANGUARD BD INDEX FDS-$3.7M -61.2%
  • ISHARES TR-$2.0M -58.0%
  • J P MORGAN EXCHANGE TRADED F-$1.4M -27.4%
  • ISHARES TR-$704.5K -75.0%
  • WORLD GOLD TR-$629.4K -69.7%
Show all 40

New Positions

  • BLACKROCK ETF TRUST II$4.7M
  • ISHARES TR$3.6M
  • ISHARES TR$1.8M
  • ISHARES TR$1.1M
  • SELECT SECTOR SPDR TR$1.0M
Show all 22

Exited Positions

  • ISHARES TR$3.2M
  • BLACKROCK ETF TRUST$1.2M
  • ISHARES TR$1.1M
  • VANECK ETF TRUST$728.6K
  • ISHARES TR$337.3K
Show all 22
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VOO 922908363 $8.7M 5.08% 14,642 SH
2 INVESCO QQQ TR QQQ 46090E103 $7.7M 4.48% 13,362 SH
3 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $5.8M 3.39% 102,979 SH
4 J P MORGAN EXCHANGE TRADED F JIVE 46654Q757 $5.6M 3.22% 64,888 SH
5 NVIDIA CORPORATION NVDA 67066G104 $5.5M 3.20% 31,609 SH
6 BLACKROCK ETF TRUST II SECU 092528819 $4.7M 2.75% 95,276 SH
7 DIMENSIONAL ETF TRUST DFAE 25434V302 $4.1M 2.36% 120,229 SH
8 DIMENSIONAL ETF TRUST DFAI 25434V203 $3.9M 2.29% 101,364 SH
9 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $3.7M 2.16% 67,191 SH
10 CAPITAL GRP FIXED INCM ETF T CGSD 14020Y409 $3.7M 2.12% 141,747 SH
11 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $3.6M 2.10% 71,413 SH
12 ISHARES TR IUSB 46434V613 $3.6M 2.07% 77,079 SH
13 CAPITAL GRP FIXED INCM ETF T CGCB 14020Y508 $3.4M 1.97% 129,063 SH
14 APPLE INC AAPL 037833100 $3.4M 1.95% 13,232 SH
15 J P MORGAN EXCHANGE TRADED F JCPB 46641Q670 $3.3M 1.93% 70,488 SH
16 ISHARES TR IWM 464287655 $2.9M 1.66% 11,547 SH
17 ISHARES TR IVE 464287408 $2.9M 1.66% 13,554 SH
18 ISHARES TR TLH 464288653 $2.6M 1.53% 26,200 SH
19 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $2.3M 1.36% 12,191 SH
20 VANGUARD BD INDEX FDS BND 921937835 $2.3M 1.35% 31,630 SH
21 VANGUARD WHITEHALL FDS VYMI 921946794 $2.3M 1.34% 24,577 SH
22 ELI LILLY & CO LLY 532457108 $2.0M 1.17% 2,190 SH
23 AMAZON COM INC AMZN 023135106 $1.9M 1.13% 9,317 SH
24 SPDR SERIES TRUST SPSM 78468R853 $1.9M 1.12% 39,775 SH
25 SPDR GOLD TR GLD 78463V107 $1.8M 1.06% 4,255 SH
26 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $1.8M 1.06% 45,503 SH
27 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $1.8M 1.05% 42,716 SH
28 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $1.8M 1.05% 2,776 SH
29 ISHARES TR USMV 46429B697 $1.8M 1.04% 19,365 SH
30 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $1.8M 1.03% 53,213 SH
31 BROADCOM INC AVGO 11135F101 $1.7M 0.99% 5,517 SH
32 VANGUARD SPECIALIZED FUNDS VIG 921908844 $1.5M 0.86% 6,917 SH
33 ISHARES TR IVW 464287309 $1.5M 0.84% 12,833 SH
34 MICROSOFT CORP MSFT 594918104 $1.5M 0.84% 3,919 SH
35 T ROWE PRICE ETF INC TDVG 87283Q404 $1.4M 0.81% 31,469 SH
36 VANGUARD INDEX FDS VBR 922908611 $1.4M 0.79% 6,288 SH
37 ISHARES TR MUB 464288414 $1.3M 0.76% 12,419 SH
38 TESLA INC TSLA 88160R101 $1.3M 0.74% 3,418 SH
39 ISHARES TR ACWI 464288257 $1.2M 0.72% 8,978 SH
40 J P MORGAN EXCHANGE TRADED F HELO 46654Q724 $1.2M 0.72% 19,347 SH
41 INVESCO EXCHANGE TRADED FD T RFV 46137V191 $1.2M 0.68% 9,017 SH
42 T ROWE PRICE ETF INC TCHP 87283Q107 $1.1M 0.65% 25,416 SH
43 ISHARES TR GARP 46436E403 $1.1M 0.63% 16,841 SH
44 ISHARES TR EMB 464288281 $1.1M 0.62% 11,354 SH
45 ALPHABET INC GOOG 02079K107 $1.0M 0.60% 3,613 SH
46 NETFLIX INC. NFLX 64110L106 $1.0M 0.60% 10,752 SH
47 SELECT SECTOR SPDR TR XLE 81369Y506 $1.0M 0.60% 16,739 SH
48 SPDR SERIES TRUST SPMD 78464A847 $1.0M 0.59% 17,222 SH
49 J P MORGAN EXCHANGE TRADED F JIRE 46641Q134 $1.0M 0.59% 13,442 SH
50 SELECT SECTOR SPDR TR XLK 81369Y803 $967.5K 0.56% 7,280 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-24 $172.3M 161 0001561330-26-000003
2025-12-31 2026-01-15 $163.1M 161 0001561330-26-000001