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Financial Management Professionals, Inc. — 13F Holdings & Portfolio

CIK 1568132 · latest 13F-HR filed 2026-07-09

Backtest portfolio

Financial Management Professionals, Inc. manages $1.05B in 13F-reported U.S. long-equity assets across 1,055 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are GSLC (10.62%), DFAI (6.78%), GSIE (6.12%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 148 new positions and exited 56; 512 existing positions rose in reported value and 209 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.05B

Long-equity book

Holdings
1,055

Distinct positions

Period
2026-06-30

Filed 2026-07-09

Q/Q Activity
+148 / −56 / ↑512 / ↓209

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
GSLC10.6% · -7%DFAI6.8% · +2%GSIE6.1% · +3%SCHX5.7% · -8%JHMM5.7% · -9%SCHV5.7% · -0%IWB5.3% · +18%SMLF4.0% · -9%BND4.0% · +6%VB3.6% · -3%DFAE2.8% · newVTV2.8% · -5%IEMG2.6% · -31%BIL2.5% · +1490%SCHF2.5% · -1%USHY2.5% · +764789%SPY2.0% · +460%JPST1.8% · +5%VO1.1% · +300%SPTM1.1% · newVEU1.0% · +1%SPYV1.0% · +2%BBAX0.9% · newAAPL0.8% · +9%JPIB0.7% · +10%JPIE0.7% · -3%NVDA0.7% · +0%BITB0.5% · +19%HELO0.5% · +8%JPM0.4% · +2%AMZN0.3% · +5%XOM0.3% · +0%PRN0.3% · newMSFT0.2% · +5%IYZ0.2% · +1%PSI0.2% · -15%MXI0.2% · +13%HOMB0.2% · 0%SCHB0.2% · -3%AVGO0.2% · -7%IWD0.2% · +9140%TSLA0.2% · +1%CSCO0.2% · +28%IXUS0.2% · -15%GOOGL0.2% · +0%XBI0.2% · +4186%XTL0.2% · -20%SHV0.2% · 0%AMD0.2% · 0%MS0.2% · +1%GOOG0.2% · +17%GLD0.2% · +1%META0.1% · +33%ABBV0.1% · +1%GDXJ0.1% · -19%JCI0.1% · +0%NXPI0.1% · -32%SNPS0.1% · +860%TXN0.1% · 0%CMI0.1% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 57.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 16, 2026.

Assets Under Management
$1.34B
Discretionary
$1.31B
Employees
14
Accounts
2,806
Address
6034 WEST COURTYARD DRIVE
SUITE 380
AUSTIN, TX 78730
Phone
(512) 329-5174
Website
Name Title / Status Ownership Type
HIXSON, JOHN, CARROLLOWNER
since Sep 1993
10–25%Individual
HIXSON, KEVIN, EDMONDOWNER
since Dec 1998
10–25%Individual
HIXSON, MARC, LESTEROWNER/CHIEF COMPLIANCE OFFICER
since Dec 2010
10–25%Individual
TODD, ADAM, PALMEROWNER
since Dec 2010
25–50%Individual
Ownership & leadership changes · 7 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 27, 2026 filing
  • ChangedTODD, ADAM, PALMER · ownership 10–25% → 25–50%
Jul 22, 2025 filing
  • No longer listedHIXSON, HARRY, MILTON · OWNER · 10–25% · control person · listed since Jun 1987
Mar 21, 2025 filing
  • ChangedHIXSON, HARRY, MILTON · title OWNER/CHIEF COMPLIANCE OFFICER → OWNER
  • ChangedHIXSON, MARC, LESTER · title OWNER → OWNER/CHIEF COMPLIANCE OFFICER
Mar 26, 2024 filing
  • ChangedHIXSON, HARRY, MILTON · ownership 25–50% → 10–25%
Mar 28, 2023 filing
  • ChangedHIXSON, MARC, LESTER · ownership 5–10% → 10–25%
Mar 29, 2022 filing
  • ChangedTODD, ADAM, PALMER · ownership 5–10% → 10–25%
Mar 25, 2013 filing
  • ChangedHIXSON, JOHN, CARROLL · ownership 25–50% → 10–25%; no longer a control person
Mar 28, 2012 filing (earliest on record)
  • ListedHIXSON, HARRY, MILTON · OWNER/CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedHIXSON, JOHN, CARROLL · OWNER · 25–50% · control person
  • ListedHIXSON, KEVIN, EDMOND · OWNER · 10–25%
  • ListedHIXSON, MARC, LESTER · OWNER · 5–10%
  • ListedTODD, ADAM, PALMER · OWNER · 5–10%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Financial Management Professionals, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 Goldman Sachs Actvbeta US LRG ETF GSLC 381430503 $112.0M 10.62% 789,342 SH
2 Dimensional Intern Core EQT MKT ETF DFAI 25434V203 $71.5M 6.78% 1,734,115 SH
3 Goldman Sachs Actvbt International Equity ETF GSIE 381430107 $64.5M 6.12% 1,412,055 SH
4 Schwab US Large Cap ETF SCHX 808524201 $60.6M 5.75% 2,059,466 SH
5 John Hancock Multifctr Mid CP ETF JHMM 47804J206 $60.6M 5.75% 808,540 SH
6 Schwab US Large Cap Value ETF SCHV 808524409 $59.9M 5.68% 1,721,114 SH
7 iShares Russell 1000 ETF IV IWB 464287622 $56.3M 5.34% 137,398 SH
8 iShares MSCI USA Multifct ETF SMLF 46434V290 $42.3M 4.01% 474,926 SH
9 Vanguard Total Bond Market ETF BND 921937835 $42.0M 3.98% 571,537 SH
10 Vanguard Small Cap ETF VB 922908751 $37.9M 3.59% 124,872 SH
11 Dimensional Emerging Core Equity Market ETF DFAE 25434V302 $29.5M 2.79% 732,886 SH
12 Vanguard Value ETF VTV 922908744 $29.4M 2.78% 134,689 SH
13 iShares Core MSCI Emerging ETF IEMG 46434G103 $27.8M 2.64% 335,568 SH
14 SPDR Bloomberg Barclays 1-3 Month T-Bill ETF BIL 78468R663 $26.8M 2.54% 292,420 SH
15 Schwab International Equity ETF SCHF 808524805 $26.4M 2.50% 952,542 SH
16 iShares Broad Usd HG YLD CRP BND ETF USHY 46435U853 $26.1M 2.47% 703,698 SH
17 SPDR S&P 500 ETF SPY 78462F103 $21.1M 2.00% 28,168 SH
18 JPMorgan Ultra Short Income ETF JPST 46641Q837 $19.4M 1.84% 383,190 SH
19 Vanguard Mid Cap ETF VO 922908629 $11.3M 1.07% 140,360 SH
20 SPDR Portfolio S P 1500 CMPST ST ETF SPTM 78464A805 $11.2M 1.06% 123,385 SH
21 Vanguard FTSE All World Ex US ETF IV VEU 922042775 $11.0M 1.04% 130,752 SH
22 SPDR S&P 500 Value ETF SPYV 78464A508 $10.1M 0.96% 166,508 SH
23 JPM Betabuld DV Asia Pcifc ETF IV BBAX 46641Q233 $9.3M 0.88% 155,296 SH
24 Apple Inc AAPL 037833100 $8.1M 0.77% 28,077 SH
25 JPMorgan Internatinal BND Opport ETF JPIB 46641Q852 $7.7M 0.73% 159,347 SH
26 JPMorgan Income ETF JPIE 46641Q159 $7.5M 0.71% 163,468 SH
27 Nvidia Corp NVDA 67066G104 $7.2M 0.68% 36,066 SH
28 Bitwise Bitcoin ETF BITB 09174C104 $5.3M 0.51% 167,659 SH
29 Jpmorgn Hedgd Eqty Lad Ovrly ETF HELO 46654Q724 $4.9M 0.47% 73,079 SH
30 JPMorgan Chase & Co JPM 46625H100 $3.8M 0.36% 11,693 SH
31 Amazon.Com Inc AMZN 023135106 $2.9M 0.28% 12,230 SH
32 Exxon Mobil Corp XOM 30231G102 $2.9M 0.27% 21,152 SH
33 Invesco Dwa Industrials Momentum ETF PRN 46137V845 $2.8M 0.26% 10,682 SH
34 Microsoft Corp MSFT 594918104 $2.5M 0.24% 6,753 SH
35 iShares US Telecom ETF IYZ 464287713 $2.5M 0.23% 58,105 SH
36 Invesco Dynamic Semiconductors ETF PSI 46137V647 $2.4M 0.23% 13,019 SH
37 iShares Global Materials ETF MXI 464288695 $2.4M 0.23% 22,615 SH
38 Home Bancshares HOMB 436893200 $2.4M 0.23% 83,791 SH
39 Schwab US Broad Market ETF SCHB 808524102 $2.4M 0.23% 82,591 SH
40 Broadcom Inc AVGO 11135F101 $2.2M 0.21% 5,762 SH
41 iShares Russell 1000 Value ETF IV IWD 464287598 $2.2M 0.20% 8,870 SH
42 Tesla Inc TSLA 88160R101 $2.1M 0.20% 4,936 SH
43 Cisco Systems Inc CSCO 17275R102 $2.0M 0.19% 17,382 SH
44 iShares Core MSCI Totl Intl STCK ETF IXUS 46432F834 $2.0M 0.19% 20,771 SH
45 Alphabet Inc. Class A GOOGL 02079K305 $2.0M 0.19% 5,502 SH
46 SPDR S&P Biotech ETF IV XBI 78464A870 $1.9M 0.18% 12,000 SH
47 SPDR S&P Telecom ETF XTL 78464A540 $1.8M 0.17% 7,977 SH
48 iShares Short Treasury Bond ETF SHV 464288679 $1.8M 0.17% 16,221 SH
49 Advanced Micro Devic AMD 007903107 $1.8M 0.17% 3,062 SH
50 Morgan Stanley MS 617446448 $1.7M 0.16% 8,245 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-09 $1.05B 1,055 0001568132-26-000005
2026-03-31 2026-04-15 $891.6M 963 0001568132-26-000003
2025-12-31 2026-01-27 $969.6M 967 0001568132-26-000002
Filer Information
Address
6034 W. COURTYARD DR.
SUITE 380
AUSTIN, TX 78730
Phone
(512) 329-5174
Filing Manager
Financial Management Professionals, Inc.
AUSTIN, TX
Signatory
Lawrence Kellogg
Operations and Compliance Director