Sequoia Financial Advisors, LLC — 13F Holdings & Portfolio
CIK 1599900 · latest 13F-HR filed 2026-07-17
Sequoia Financial Advisors, LLC manages $20.07B in 13F-reported U.S. long-equity assets across 2,163 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VTI (7.06%), SFGV (5.50%), IXUS (2.99%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 334 new positions and exited 95; 1,011 existing positions rose in reported value and 502 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$20.07B
Long-equity book
Holdings
2,163
Distinct positions
Period
2026-06-30
Filed 2026-07-17
Q/Q Activity
+334 / −95 / ↑1011 / ↓502
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26VTI7.1% · +1%SFGV5.5% · -1%IXUS3.0% · +4%AAPL2.9% · +2%NVDA2.8% · +6%VONG2.2% · -2%DFAU2.0% · +3%DSTL1.8% · +0%MSFT1.7% · +9%PYLD1.6% · +13%JPIE1.6% · +12%BINC1.6% · +13%VCSH1.4% · -0%BSV1.4% · +8%GOOG1.3% · +1%AMZN1.3% · -2%AVGO1.3% · +4%MUB1.1% · +8%TDVG1.1% · +4%DFEM1.1% · -1%CAT1.0% · +5%SPGM0.9% · +10%VUG0.9% · +533%LLY0.9% · +8%ACWI0.9% · -4%DIHP0.9% · -0%VTV0.9% · +4%GOOGL0.8% · -0%GLD0.8% · -3%GS0.8% · +4%META0.8% · +4%AVUV0.7% · -2%JPM0.6% · +4%BRK.B0.6% · -2%SPY0.6% · +1%DFAI0.6% · +4%RTX0.6% · -4%COWZ0.6% · -2%IJR0.5% · +4%VTEB0.5% · +12%DFUS0.5% · -2%XOM0.5% · +4%PWR0.5% · +6%DFAT0.5% · +1%WMT0.5% · +4%V0.5% · +4%COST0.4% · -2%VIG0.4% · +3%MGV0.4% · -3%HD0.4% · +5%QQQ0.4% · +0%IUSV0.4% · -0%ETN0.4% · +7%SGOV0.4% · +42%IVV0.4% · +0%VEA0.3% · +0%MU0.3% · +13%DFIV0.3% · -2%AVDV0.3% · -4%AMGN0.3% · +4%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 30.6%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 24, 2026.
Assets Under Management
$32.24B
Discretionary
$30.64B
Employees
424
Accounts
39,636
Address
3500 EMBASSY PARKWAY
AKRON, OH 44333
AKRON, OH 44333
Phone
(330) 375-9480
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CHUNA, TREVOR, ROBERT Control | CHIEF TECHNOLOGY OFFICER since Feb 2019 | Less than 5% | Individual |
| HANAYIK, STEPHANIE Control | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF RISK OFFICER since Aug 2026 | Less than 5% | Individual |
| HAUGHT, THOMAS, ARTHUR Control | CHAIRMAN, CEO since Apr 2000 | Less than 5% | Individual |
| Koch, Jennifer Control | SENIOR VICE PRESIDENT, ORGANIZATIONAL DEVELOPMENT since Jul 2019 | Less than 5% | Individual |
| MARHOFER, MICHAEL Control | EXECUTIVE VICE PRESIDENT, SECRETARY & GENERAL COUNSEL since Mar 2025 | Less than 5% | Individual |
| MCCAULEY, ANNELISE, WATERFALL Control | PRESIDENT, INTERIM CHIEF OPERATING OFFICER since Aug 2021 | Less than 5% | Individual |
| MORDOH, MICHAEL, S. Control | VICE PRESIDENT, HEAD OF OPERATIONS since Aug 2020 | Less than 5% | Individual |
| SEQUOIA FINANCIAL GROUP, LLC Control | OWNER since Jan 2000 | 75% or more | Domestic Entity |
| SMITH, NORBORNE, GEE Control | HEAD OF SEQUOIA SENTINEL FAMILY OFFICE since Jun 2024 | Less than 5% | Individual |
| STETS, JUSTIN, DANIEL Control | EVP, HEAD OF INTEGRATED WEALTH SERVICES since Apr 2025 | Less than 5% | Individual |
| THOM, CHRISTOPHER, BRIAN Control | EVP, CHIEF STRATEGY & PARTNERSHIP OFFICER since Jun 2024 | Less than 5% | Individual |
| TICHNELL, KEVIN, NICHOLAS Control | EVP, CHIEF STRATEGY & ACQUISITIONS OFFICER, INTERIM CHIEF FINANCIAL OFFICER since Jan 2021 | Less than 5% | Individual |
| ZAMPARELLI, NICHOLAS Control | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER since Mar 2023 | Less than 5% | Individual |
| HAUGHT, THOMAS, ARTHUR Control Indirect owner via THOMAS A. HAUGHT LIVING TRUST | TRUSTEE since Apr 2000 | 75% or more | Individual |
| LITTLE, ROBERT, O'CONNOR Control Indirect owner via VALEAS CAPITAL PARTNERS MANAGEMENT LP | MEMBER since Oct 2021 | 75% or more | Individual |
| LITTLE, ROBERT, O'CONNOR Control Indirect owner via VALEAS CAPITAL PARTNERS MANAGEMENT LLC | MEMBER since Oct 2021 | 50–75% | Individual |
| LITTLE, ROBERT, O'CONNOR Control Indirect owner via VCP I HOLDINGS SPV GP LLC | MEMBER since Sep 2024 | 75% or more | Individual |
| MUIR PARENT, LLC (HOLDING COMPANY) Control Indirect owner via SEQUOIA FINANCIAL GROUP, LLC | OWNER since Oct 2022 | 75% or more | Domestic Entity |
| THOMAS A. HAUGHT LIVING TRUST Control Indirect owner via MUIR PARENT, LLC (HOLDING COMPANY) | OWNER since Apr 2000 | 25–50% | Domestic Entity |
| VALEAS CAPITAL PARTNERS FUND I GP LP Control Indirect owner via SHERMAN AGGREGATOR, LP | PARTNER since Oct 2022 | General partner, trustee or manager | Domestic Entity |
| VALEAS CAPITAL PARTNERS FUND I GP LP Control Indirect owner via VALEAS CAPITAL PARTNERS FUND I LP | PARTNER since Feb 2022 | General partner, trustee or manager | Domestic Entity |
| VALEAS CAPITAL PARTNERS FUND I UGP LLC Control Indirect owner via VALEAS CAPITAL PARTNERS FUND I GP LP | PARTNER since Feb 2022 | General partner, trustee or manager | Domestic Entity |
| VALEAS CAPITAL PARTNERS MANAGEMENT LLC Control Indirect owner via VALEAS CAPITAL PARTNERS MANAGEMENT LP | MEMBER since Oct 2021 | General partner, trustee or manager | Domestic Entity |
| VALEAS CAPITAL PARTNERS MANAGEMENT LP Control Indirect owner via VALEAS CAPITAL PARTNERS FUND I UGP LLC | MEMBER since Feb 2022 | 75% or more | Domestic Entity |
| VCP I HOLDINGS SPV GP LLC Control Indirect owner via VCP I HOLDINGS SPV LP | PARTNER since Sep 2024 | General partner, trustee or manager | Domestic Entity |
| WOITESHEK, EDWARD, ARTHUR Control Indirect owner via VALEAS CAPITAL PARTNERS MANAGEMENT LLC | MEMBER since Oct 2021 | 50–75% | Individual |
| LANDMARK ACQUISITION FUND 65 VALLEY LP Indirect owner via VCP I HOLDINGS SPV LP | PARTNER since Sep 2024 | 75% or more | Domestic Entity |
| SHERMAN AGGREGATOR, LP Indirect owner via MUIR PARENT, LLC (HOLDING COMPANY) | MEMBER since Oct 2022 | 25–50% | Domestic Entity |
| VALEAS CAPITAL PARTNERS FUND I LP Indirect owner via SHERMAN AGGREGATOR, LP | MEMBER since Oct 2022 | 25–50% | Domestic Entity |
| VCP I HOLDINGS SPV LP Indirect owner via VALEAS CAPITAL PARTNERS FUND I GP LP | PARTNER since Sep 2024 | 75% or more | Domestic Entity |
Ownership & leadership changes · 21 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Aug 24, 2026 filing
- No longer listedAMG PANTHEON LEAD FUND, LLC · MEMBER · 50–75% · indirect via SHERMAN OPPORTUNITY OPPORTUNITY - A LP · listed since Oct 2022
- No longer listedCOLLER PARTNERS 815 LP INCORPORATED · MEMBER · 25–50% · indirect via SHERMAN OPPORTUNITY OPPORTUNITY - A LP · listed since Oct 2022
- No longer listedGlick, Joseph, A · EVP, CHIEF OPERATING OFFICER · Less than 5% · control person · listed since May 2023
- No longer listedSHERMAN AGGREGATOR, LP · MEMBER · 25–50% · indirect via SEQUOIA FINANCIAL GROUP, LLC · listed since Oct 2022
- No longer listedSHERMAN OPPORTUNITY OPPORTUNITY - A LP · MEMBER · 25–50% · indirect via SHERMAN AGGREGATOR, LP · listed since Oct 2022
- No longer listedTHOMAS A. HAUGHT LIVING TRUST · OWNER · 25–50% · indirect via SEQUOIA FINANCIAL GROUP, LLC · control person · listed since Apr 2000
- AddedLANDMARK ACQUISITION FUND 65 VALLEY LP · PARTNER · 75% or more · indirect via VCP I HOLDINGS SPV LP
- AddedLITTLE, ROBERT, O'CONNOR · MEMBER · 75% or more · indirect via VALEAS CAPITAL PARTNERS MANAGEMENT LP · control person
- AddedLITTLE, ROBERT, O'CONNOR · MEMBER · 50–75% · indirect via VALEAS CAPITAL PARTNERS MANAGEMENT LLC · control person
- AddedLITTLE, ROBERT, O'CONNOR · MEMBER · 75% or more · indirect via VCP I HOLDINGS SPV GP LLC · control person
- AddedMUIR PARENT, LLC (HOLDING COMPANY) · OWNER · 75% or more · indirect via SEQUOIA FINANCIAL GROUP, LLC · control person
- AddedSHERMAN AGGREGATOR, LP · MEMBER · 25–50% · indirect via MUIR PARENT, LLC (HOLDING COMPANY)
- AddedTHOMAS A. HAUGHT LIVING TRUST · OWNER · 25–50% · indirect via MUIR PARENT, LLC (HOLDING COMPANY) · control person
- AddedVALEAS CAPITAL PARTNERS FUND I GP LP · PARTNER · General partner, trustee or manager · indirect via SHERMAN AGGREGATOR, LP · control person
- AddedVALEAS CAPITAL PARTNERS FUND I GP LP · PARTNER · General partner, trustee or manager · indirect via VALEAS CAPITAL PARTNERS FUND I LP · control person
- AddedVALEAS CAPITAL PARTNERS FUND I UGP LLC · PARTNER · General partner, trustee or manager · indirect via VALEAS CAPITAL PARTNERS FUND I GP LP · control person
- AddedVALEAS CAPITAL PARTNERS MANAGEMENT LLC · MEMBER · General partner, trustee or manager · indirect via VALEAS CAPITAL PARTNERS MANAGEMENT LP · control person
- AddedVALEAS CAPITAL PARTNERS MANAGEMENT LP · MEMBER · 75% or more · indirect via VALEAS CAPITAL PARTNERS FUND I UGP LLC · control person
- AddedVCP I HOLDINGS SPV GP LLC · PARTNER · General partner, trustee or manager · indirect via VCP I HOLDINGS SPV LP · control person
- AddedVCP I HOLDINGS SPV LP · PARTNER · 75% or more · indirect via VALEAS CAPITAL PARTNERS FUND I GP LP
- AddedWOITESHEK, EDWARD, ARTHUR · MEMBER · 50–75% · indirect via VALEAS CAPITAL PARTNERS MANAGEMENT LLC · control person
- Listed againHANAYIK, STEPHANIE · SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF RISK OFFICER · Less than 5% · control person
- ChangedHAUGHT, THOMAS, ARTHUR · title CHAIRMAN, PRESIDENT, CEO → CHAIRMAN, CEO
- ChangedMCCAULEY, ANNELISE, WATERFALL · title EVP, CHIEF CLIENT EXPERIENCE OFFICER → PRESIDENT, INTERIM CHIEF OPERATING OFFICER
- ChangedSTETS, JUSTIN, DANIEL · title EVP, HEAD OF INTEGRATED WEALTH SERVICES / CHIEF COMPLIANCE OFFICER → EVP, HEAD OF INTEGRATED WEALTH SERVICES
- and 1 more
Jun 12, 2026 filing
- No longer listedDunn, Matthew, James · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2023
- AddedSTETS, JUSTIN, DANIEL · EVP, HEAD OF INTEGRATED WEALTH SERVICES / CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 18, 2026 filing
- No longer listedKANTRA, ALBERT, STEVEN · EVP, HEAD OF ADVISORS & BUSINESS DEVELOPMENT · Less than 5% · control person · listed since Oct 2021
- No longer listedKNOTEK, GERALD, PAUL · EXECUTIVE VICE PRESIDENT · Less than 5% · control person · listed since Feb 2018
- AddedKoch, Jennifer · SENIOR VICE PRESIDENT, ORGANIZATIONAL DEVELOPMENT · Less than 5% · control person
- AddedMARHOFER, MICHAEL · EXECUTIVE VICE PRESIDENT, SECRETARY & GENERAL COUNSEL · Less than 5% · control person
- AddedMORDOH, MICHAEL, S. · VICE PRESIDENT, HEAD OF OPERATIONS · Less than 5% · control person
- AddedZAMPARELLI, NICHOLAS · SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER · Less than 5% · control person
Oct 20, 2025 filing
- ChangedHAUGHT, THOMAS, ARTHUR · title PRES, CEO → CHAIRMAN, PRESIDENT, CEO
May 30, 2025 filing
- AddedSMITH, NORBORNE, GEE · HEAD OF SEQUOIA SENTINEL FAMILY OFFICE · Less than 5% · control person
Feb 28, 2025 filing
- No longer listedROSENBLATT, ERIC, LYLE · CONTROLLER · Less than 5% · control person · listed since Jan 2022
Aug 22, 2024 filing
- AddedTHOM, CHRISTOPHER, BRIAN · EVP, CHIEF STRATEGY & PARTNERSHIP OFFICER · Less than 5% · control person
Jul 10, 2023 filing
- AddedCHUNA, TREVOR, ROBERT · CHIEF TECHNOLOGY OFFICER · Less than 5% · control person
- AddedGlick, Joseph, A · EVP, CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedROSENBLATT, ERIC, LYLE · CONTROLLER · Less than 5% · control person
- ChangedDunn, Matthew, James · title VP, CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER; now a control person
- ChangedKANTRA, ALBERT, STEVEN · title CHIEF OPERATING OFFICER → EVP, HEAD OF ADVISORS & BUSINESS DEVELOPMENT
- ChangedMCCAULEY, ANNELISE, WATERFALL · title CHIEF CLIENT EXPERIENCE OFFICER → EVP, CHIEF CLIENT EXPERIENCE OFFICER
- ChangedTICHNELL, KEVIN, NICHOLAS · title CHIEF FINANCIAL OFFICER → EVP, CHIEF STRATEGY & ACQUISITIONS OFFICER
Apr 4, 2023 filing
- AddedMCCAULEY, ANNELISE, WATERFALL · CHIEF CLIENT EXPERIENCE OFFICER · Less than 5% · control person
Mar 28, 2023 filing
- No longer listedMUIR INTERMEDIATE, LLC · MEMBER · 75% or more · indirect via SEQUOIA FINANCIAL GROUP, LLC · control person · listed since Oct 2022
- No longer listedMUIR PARENT, LLC · MEMBER · 75% or more · indirect via MUIR INTERMEDIATE, LLC · control person · listed since Oct 2022
- AddedAMG PANTHEON LEAD FUND, LLC · MEMBER · 50–75% · indirect via SHERMAN OPPORTUNITY OPPORTUNITY - A LP
- AddedCOLLER PARTNERS 815 LP INCORPORATED · MEMBER · 25–50% · indirect via SHERMAN OPPORTUNITY OPPORTUNITY - A LP
- AddedSHERMAN AGGREGATOR, LP · MEMBER · 25–50% · indirect via SEQUOIA FINANCIAL GROUP, LLC
- AddedSHERMAN OPPORTUNITY OPPORTUNITY - A LP · MEMBER · 25–50% · indirect via SHERMAN AGGREGATOR, LP
- AddedVALEAS CAPITAL PARTNERS FUND I LP · MEMBER · 25–50% · indirect via SHERMAN AGGREGATOR, LP
- ChangedDunn, Matthew, James · title VP, COMPLIANCE OFFICER → VP, CHIEF COMPLIANCE OFFICER
- ChangedKNOTEK, GERALD, PAUL · title EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER → EXECUTIVE VICE PRESIDENT
Older changes (12 more filings)
Nov 30, 2022 filing
- No longer listedBRIDGE HOLDINGS (BERMUDA) LTD · SHAREHOLDER · 75% or more · indirect via WM INTERNATIONAL HOLDINGS LTD · control person · listed since Oct 2020
- No longer listedKUDU INVESTMENT HOLDINGS, LLC · MEMBER · 75% or more · indirect via KUDU INVESTMENT US, LLC · control person · listed since Dec 2019
- No longer listedKUDU INVESTMENT MANAGEMENT, LLC · MEMBER · 75% or more · indirect via KUDU INVESTMENT HOLDINGS, LLC · control person · listed since Dec 2019
- No longer listedKUDU INVESTMENT US, LLC · MEMBER CLASS I INTERESTS · 25–50% · indirect via SEQUOIA FINANCIAL GROUP, LLC · listed since Jul 2020
- No longer listedWHITE MOUNTAINS INSURANCE GROUP, LTD · SHAREHOLDER · 75% or more · indirect via BRIDGE HOLDINGS (BERMUDA) LTD · control person · listed since Oct 2020
- No longer listedWM INTERNATIONAL HOLDINGS LTD · SHAREHOLDER · 75% or more · indirect via WM REGENT LTD · control person · listed since Oct 2020
- No longer listedWM REGENT LTD · MEMBER · 75% or more · indirect via KUDU INVESTMENT MANAGEMENT, LLC · control person · listed since Oct 2020
- AddedDunn, Matthew, James · VP, COMPLIANCE OFFICER · Less than 5%
- AddedMUIR INTERMEDIATE, LLC · MEMBER · 75% or more · indirect via SEQUOIA FINANCIAL GROUP, LLC · control person
- AddedMUIR PARENT, LLC · MEMBER · 75% or more · indirect via MUIR INTERMEDIATE, LLC · control person
Mar 31, 2022 filing
- AddedKANTRA, ALBERT, STEVEN · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedTICHNELL, KEVIN, NICHOLAS · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Nov 24, 2020 filing
- No longer listedCOHEN & COMPANY INVESTMENT PARTNERS, LLC · OWNER · 25–50% · indirect via SEQUOIA FINANCIAL GROUP, LLC · listed since Jan 2020
- AddedBRIDGE HOLDINGS (BERMUDA) LTD · SHAREHOLDER · 75% or more · indirect via WM INTERNATIONAL HOLDINGS LTD · control person
- AddedKUDU INVESTMENT HOLDINGS, LLC · MEMBER · 75% or more · indirect via KUDU INVESTMENT US, LLC · control person
- AddedKUDU INVESTMENT MANAGEMENT, LLC · MEMBER · 75% or more · indirect via KUDU INVESTMENT HOLDINGS, LLC · control person
- AddedWHITE MOUNTAINS INSURANCE GROUP, LTD · SHAREHOLDER · 75% or more · indirect via BRIDGE HOLDINGS (BERMUDA) LTD · control person
- AddedWM INTERNATIONAL HOLDINGS LTD · SHAREHOLDER · 75% or more · indirect via WM REGENT LTD · control person
- AddedWM REGENT LTD · MEMBER · 75% or more · indirect via KUDU INVESTMENT MANAGEMENT, LLC · control person
Jul 30, 2020 filing
- AddedKUDU INVESTMENT US, LLC · MEMBER CLASS I INTERESTS · 25–50% · indirect via SEQUOIA FINANCIAL GROUP, LLC
Mar 30, 2020 filing
- No longer listedCOHEN & COMPANY LTD · OWNER · 25–50% · indirect via COHEN SEQUOIA ENTERPRISES, LTD. · control person · listed since Feb 2013
- No longer listedCOHEN SEQUOIA ENTERPRISES, LTD. · OWNER · 75% or more · indirect via SEQUOIA FINANCIAL GROUP, LLC · listed since Jan 2009
- No longer listedTHOMAS A. HAUGHT LIVING TRUST · OWNER · 25–50% · indirect via COHEN SEQUOIA ENTERPRISES, LTD. · control person · listed since Apr 2000
- AddedCOHEN & COMPANY INVESTMENT PARTNERS, LLC · OWNER · 25–50% · indirect via SEQUOIA FINANCIAL GROUP, LLC
- AddedTHOMAS A. HAUGHT LIVING TRUST · OWNER · 25–50% · indirect via SEQUOIA FINANCIAL GROUP, LLC · control person
- ChangedHAUGHT, THOMAS, ARTHUR · indirect via THOMAS A. HAUGHT LIVING TRUST: ownership 25–50% → 75% or more
Sep 7, 2019 filing
- No longer listedGERALD P. KNOTEK TRUST-GERALD P. KNOTEK TTEE · INDIRECT OWNER OF SFA · General partner, trustee or manager · indirect via COHEN SEQUOIA ENTERPRISES, LTD. · control person · listed since Sep 2005
- No longer listedTHOMAS A. HAUGHT LIVING TRUST-THOMAS A. HAUGHT TTEE · INDIRECT OWNER OF SFA · General partner, trustee or manager · indirect via COHEN SEQUOIA ENTERPRISES, LTD. · control person · listed since Apr 2000
- AddedCOHEN & COMPANY LTD · OWNER · 25–50% · indirect via COHEN SEQUOIA ENTERPRISES, LTD. · control person
- AddedHAUGHT, THOMAS, ARTHUR · TRUSTEE · 25–50% · indirect via THOMAS A. HAUGHT LIVING TRUST · control person
- AddedTHOMAS A. HAUGHT LIVING TRUST · OWNER · 25–50% · indirect via COHEN SEQUOIA ENTERPRISES, LTD. · control person
- ChangedCOHEN SEQUOIA ENTERPRISES, LTD. · indirect via SEQUOIA FINANCIAL GROUP, LLC: title INDIRECT OWNER OF SFA → OWNER
Apr 30, 2018 filing
- ChangedHAUGHT, THOMAS, ARTHUR · title PRES, CEO, COO, & CLO → PRES, CEO
- ChangedKNOTEK, GERALD, PAUL · title CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER → EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER
Apr 27, 2017 filing
- ChangedHAUGHT, THOMAS, ARTHUR · title PRES, CEO, COO, CIO & CLO → PRES, CEO, COO, & CLO
Apr 25, 2016 filing
- ChangedCOHEN SEQUOIA ENTERPRISES, LTD. · indirect via SEQUOIA FINANCIAL GROUP, LLC: ownership 25–50% → 75% or more
Apr 30, 2015 filing
- ChangedCOHEN SEQUOIA ENTERPRISES, LTD. · indirect via SEQUOIA FINANCIAL GROUP, LLC: ownership 50–75% → 25–50%
Mar 21, 2013 filing
- No longer listedHANAYIK, STEPHANIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2008
- ChangedCOHEN SEQUOIA ENTERPRISES, LTD. · indirect via SEQUOIA FINANCIAL GROUP, LLC: ownership 75% or more → 50–75%
- ChangedKNOTEK, GERALD, PAUL · title CFO → CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER
Mar 30, 2012 filing (earliest on record)
- ListedCOHEN SEQUOIA ENTERPRISES, LTD. · INDIRECT OWNER OF SFA · 75% or more · indirect via SEQUOIA FINANCIAL GROUP, LLC
- ListedGERALD P. KNOTEK TRUST-GERALD P. KNOTEK TTEE · INDIRECT OWNER OF SFA · General partner, trustee or manager · indirect via COHEN SEQUOIA ENTERPRISES, LTD. · control person
- ListedHANAYIK, STEPHANIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedHAUGHT, THOMAS, ARTHUR · PRES, CEO, COO, CIO & CLO · Less than 5% · control person
- ListedKNOTEK, GERALD, PAUL · CFO · Less than 5% · control person
- ListedSEQUOIA FINANCIAL GROUP, LLC · OWNER · 75% or more · control person
- ListedTHOMAS A. HAUGHT LIVING TRUST-THOMAS A. HAUGHT TTEE · INDIRECT OWNER OF SFA · General partner, trustee or manager · indirect via COHEN SEQUOIA ENTERPRISES, LTD. · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- VANGUARD INDEX FDS$202.5M +16.7%
- NVIDIA CORPORATION$100.1M +21.4%
- APPLE INC$80.0M +16.2%
- ISHARES TR$76.9M +14.7%
- CATERPILLAR INC$73.8M +58.3%
Top Trims
- WYNN RESORTS LTD-$81.8M -98.8%
- SALESFORCE INC-$37.0M -55.2%
- SPDR GOLD TR-$33.8M -16.8%
- ACCENTURE PLC IRELAND-$25.3M -77.9%
- SHERWIN WILLIAMS CO-$20.9M -47.0%
New Positions
- DUPONT DE NEMOURS INC$45.1M
- HONEYWELL INTL INC$25.7M
- HONEYWELL AEROSPACE INC$24.2M
- STUBHUB HLDGS INC$8.0M
- BLACKROCK ETF TRUST$3.6M
Exited Positions
- DUPONT DE NEMOURS INC$42.6M
- HONEYWELL INTL INC$28.3M
- ISHARES TR$3.2M
- HOLOGIC INC$1.8M
- COTERRA ENERGY INC$1.6M
Sequoia Financial Advisors, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VTI | 922908769 | $1.42B | 7.06% | 3,831,169 | SH |
| 2 | EA SERIES TRUST | SFGV | 02072L276 | $1.10B | 5.50% | 31,470,764 | SH |
| 3 | ISHARES TR | IXUS | 46432F834 | $601.0M | 2.99% | 6,296,845 | SH |
| 4 | APPLE INC | AAPL | 037833100 | $572.5M | 2.85% | 1,978,445 | SH |
| 5 | NVIDIA CORPORATION | NVDA | 67066G104 | $567.5M | 2.83% | 2,836,315 | SH |
| 6 | VANGUARD SCOTTSDALE FDS | VONG | 92206C680 | $438.0M | 2.18% | 3,426,943 | SH |
| 7 | DIMENSIONAL ETF TRUST | DFAU | 25434V104 | $393.2M | 1.96% | 7,607,402 | SH |
| 8 | ETF SER SOLUTIONS | DSTL | 26922A321 | $356.0M | 1.77% | 5,942,710 | SH |
| 9 | MICROSOFT CORP | MSFT | 594918104 | $338.0M | 1.68% | 906,219 | SH |
| 10 | PIMCO ETF TR | PYLD | 72201R585 | $328.9M | 1.64% | 12,401,335 | SH |
| 11 | J P MORGAN EXCHANGE TRADED F | JPIE | 46641Q159 | $328.4M | 1.64% | 7,131,321 | SH |
| 12 | BLACKROCK ETF TRUST II | BINC | 092528603 | $321.0M | 1.60% | 6,133,736 | SH |
| 13 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $290.2M | 1.45% | 3,671,995 | SH |
| 14 | VANGUARD BD INDEX FDS | BSV | 921937827 | $282.9M | 1.41% | 3,631,159 | SH |
| 15 | ALPHABET INC | GOOG | 02079K107 | $269.0M | 1.34% | 761,320 | SH |
| 16 | AMAZON COM INC | AMZN | 023135106 | $260.6M | 1.30% | 1,093,333 | SH |
| 17 | BROADCOM INC | AVGO | 11135F101 | $251.5M | 1.25% | 665,884 | SH |
| 18 | ISHARES TR | MUB | 464288414 | $229.1M | 1.14% | 2,128,656 | SH |
| 19 | T ROWE PRICE EXCHANGE-TRADED | TDVG | 87283Q404 | $215.5M | 1.07% | 4,396,076 | SH |
| 20 | DIMENSIONAL ETF TRUST | DFEM | 25434V732 | $215.4M | 1.07% | 5,299,151 | SH |
| 21 | CATERPILLAR INC | CAT | 149123101 | $200.5M | 1.00% | 188,272 | SH |
| 22 | SPDR INDEX SHS FDS | SPGM | 78463X475 | $189.7M | 0.95% | 2,214,046 | SH |
| 23 | VANGUARD INDEX FDS | VUG | 922908736 | $188.4M | 0.94% | 2,187,134 | SH |
| 24 | ELI LILLY & CO | LLY | 532457108 | $185.4M | 0.92% | 154,543 | SH |
| 25 | ISHARES TR | ACWI | 464288257 | $180.0M | 0.90% | 1,146,645 | SH |
| 26 | DIMENSIONAL ETF TRUST | DIHP | 25434V765 | $179.6M | 0.89% | 5,261,652 | SH |
| 27 | VANGUARD INDEX FDS | VTV | 922908744 | $177.7M | 0.89% | 815,425 | SH |
| 28 | ALPHABET INC | GOOGL | 02079K305 | $168.9M | 0.84% | 472,495 | SH |
| 29 | SPDR GOLD TR | GLD | 78463V107 | $168.1M | 0.84% | 456,249 | SH |
| 30 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $155.3M | 0.77% | 153,522 | SH |
| 31 | META PLATFORMS INC | META | 30303M102 | $154.9M | 0.77% | 275,017 | SH |
| 32 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $132.7M | 0.66% | 1,063,743 | SH |
| 33 | JPMORGAN CHASE & CO | JPM | 46625H100 | $127.9M | 0.64% | 390,881 | SH |
| 34 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $123.7M | 0.62% | 247,243 | SH |
| 35 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $119.8M | 0.60% | 160,362 | SH |
| 36 | DIMENSIONAL ETF TRUST | DFAI | 25434V203 | $116.6M | 0.58% | 2,827,567 | SH |
| 37 | RTX CORPORATION | RTX | 75513E101 | $114.2M | 0.57% | 601,888 | SH |
| 38 | PACER FDS TR | COWZ | 69374H881 | $110.8M | 0.55% | 1,781,365 | SH |
| 39 | ISHARES TR | IJR | 464287804 | $108.8M | 0.54% | 733,683 | SH |
| 40 | VANGUARD MUN BD FDS | VTEB | 922907746 | $104.9M | 0.52% | 2,073,127 | SH |
| 41 | DIMENSIONAL ETF TRUST | DFUS | 25434V401 | $104.0M | 0.52% | 1,269,391 | SH |
| 42 | EXXON MOBIL CORP | XOM | 30231G102 | $100.0M | 0.50% | 731,436 | SH |
| 43 | QUANTA SVCS INC | PWR | 74762E102 | $97.8M | 0.49% | 135,883 | SH |
| 44 | DIMENSIONAL ETF TRUST | DFAT | 25434V609 | $97.3M | 0.48% | 1,391,428 | SH |
| 45 | WALMART INC | WMT | 931142103 | $96.0M | 0.48% | 847,495 | SH |
| 46 | VISA INC | V | 92826C839 | $95.2M | 0.47% | 277,453 | SH |
| 47 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $88.7M | 0.44% | 94,833 | SH |
| 48 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $87.9M | 0.44% | 371,405 | SH |
| 49 | VANGUARD WORLD FD | MGV | 921910840 | $86.9M | 0.43% | 531,727 | SH |
| 50 | HOME DEPOT INC | HD | 437076102 | $81.0M | 0.40% | 229,708 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-17 | $20.07B | 2,163 | 0001599900-26-000003 |
| 2026-03-31 | 2026-04-30 | $17.88B | 1,921 | 0001599900-26-000002 |
| 2025-12-31 | 2026-02-03 | $17.93B | 1,928 | 0001599900-26-000001 |
Filer Information
Address
3500 EMBASSY PARKWAYAKRON, OH 44333
Phone
(330) 375-9480
Filing Manager
Sequoia Financial Advisors, LLC
Akron, OH
Signatory
Matthew Dunn
Chief Compliance Officer