Top Institutional Investors

PKS Advisory Services, LLC — 13F Holdings & Portfolio

CIK 1605401 · latest 13F-HR filed 2026-10-26

Backtest portfolio

PKS Advisory Services, LLC manages $624.1M in 13F-reported U.S. long-equity assets across 377 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (8.98%), QQQ (5.81%), SPY (5.28%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 0 new positions and exited 3; 0 existing positions rose in reported value and 0 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$624.1M

Long-equity book

Holdings
377

Distinct positions

Period
2026-09-30

Filed 2026-10-26

Q/Q Activity
+0 / −3 / ↑0 / ↓0

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
IVV9.0% · 0%QQQ5.8% · 0%SPY5.3% · 0%IJR3.8% · 0%IJH3.7% · 0%AAPL2.9% · 0%TPL2.2% · 0%IVW1.8% · 0%NVDA1.2% · 0%VTI1.1% · 0%CGGR1.1% · 0%RDVY1.0% · 0%IEFA1.0% · 0%DIA1.0% · 0%FBCG1.0% · 0%GOOGL0.9% · 0%EEM0.9% · 0%AMZN0.9% · 0%FENI0.8% · 0%FBND0.8% · 0%DFLV0.8% · 0%SPYM0.7% · 0%AGG0.7% · 0%MSFT0.7% · 0%PYLD0.7% · 0%IVE0.6% · 0%DVY0.6% · 0%FEZ0.6% · 0%BNY0.6% · 0%VOOG0.6% · 0%LQD0.6% · 0%VO0.6% · 0%VTWO0.6% · 0%IWF0.6% · 0%JPM0.5% · 0%DIVB0.5% · 0%GOVT0.5% · 0%CGBL0.5% · 0%BRK.B0.5% · 0%META0.5% · 0%XLK0.5% · 0%AIRR0.5% · 0%SDY0.5% · 0%AMD0.5% · 0%ACWX0.4% · 0%TIP0.4% · 0%GOOG0.4% · 0%ONEQ0.4% · 0%FESM0.4% · 0%IWM0.4% · 0%SCHD0.4% · 0%GLD0.4% · 0%GEM0.4% · 0%MDY0.4% · 0%MU0.4% · 0%AVEM0.4% · 0%VOOV0.4% · 0%IJS0.4% · 0%ZECP0.4% · 0%INTC0.3% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

5 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 36.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 29, 2026.

Assets Under Management
$1.09B
Discretionary
$1.04B
Employees
45
Accounts
4,892
Address
80 STATE STREET
ALBANY, NY 12207
Phone
(518) 426-5791
Website
Name Title / Status Ownership Type
PKS HOLDINGS, LLC ControlSOLE MEMBER
since Oct 2001
75% or moreDomestic Entity
YOUNG, PAMELA, SUE ControlPRESIDENT AND CHIEF COMPLIANCE OFFICER
since Nov 2021
Less than 5%Individual
BINAH CAPITAL CORP. Control
Indirect owner via WENTWORTH MANAGEMENT SERVICES LLC
OWNER
since Mar 2024
75% or moreDomestic Entity
BINAH CAPITAL GROUP, INC. Control
Indirect owner via WENTWORTH MANAGEMENT SERVICES LLC
OWNER
since Mar 2024
75% or moreDomestic Entity
WENTWORTH MANAGEMENT SERVICES LLC Control
Indirect owner via PKS HOLDINGS, LLC
OWNER
since Nov 2017
75% or moreDomestic Entity
Ownership & leadership changes · 6 filings with changes since Nov 8, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Sep 4, 2025 filing
  • AddedBINAH CAPITAL CORP. · OWNER · 75% or more · indirect via WENTWORTH MANAGEMENT SERVICES LLC · control person
Mar 28, 2024 filing
  • No longer listedMARKOWITS, ALEXANDER, CHIAM · OWNER · 75% or more · indirect via MHC SECURITIES, LLC · control person · listed since Jul 2015
  • No longer listedMHC SECURITIES, LLC · OWNER · 75% or more · indirect via WENTWORTH MANAGEMENT SERVICES LLC · control person · listed since Nov 2017
  • AddedBINAH CAPITAL GROUP, INC. · OWNER · 75% or more · indirect via WENTWORTH MANAGEMENT SERVICES LLC · control person
Nov 19, 2021 filing
  • No longer listedDYER, FRANK, KIRK · PRESIDENT / CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2021
  • AddedYOUNG, PAMELA, SUE · PRESIDENT AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 9, 2021 filing
  • No longer listedLaFond, Lisa, Marie · PRESIDENT/CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2020
  • AddedDYER, FRANK, KIRK · PRESIDENT / CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Apr 2, 2020 filing
  • No longer listedFLOOD, KEITH, OWEN · PRESIDENT/CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2007
  • AddedLaFond, Lisa, Marie · PRESIDENT/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jan 5, 2018 filing
  • No longer listedPURCELL, JOHN, PETER · MEMBER · 25–50% · indirect via PKS HOLDINGS, LLC · control person · listed since Dec 1995
  • No longer listedSTAFF, MICHAEL, THEODORE · MEMBER · 25–50% · indirect via PKS HOLDINGS, LLC · control person · listed since Dec 1995
  • AddedMARKOWITS, ALEXANDER, CHIAM · OWNER · 75% or more · indirect via MHC SECURITIES, LLC · control person
  • AddedMHC SECURITIES, LLC · OWNER · 75% or more · indirect via WENTWORTH MANAGEMENT SERVICES LLC · control person
  • AddedWENTWORTH MANAGEMENT SERVICES LLC · OWNER · 75% or more · indirect via PKS HOLDINGS, LLC · control person
Nov 8, 2011 filing (earliest on record)
  • ListedFLOOD, KEITH, OWEN · PRESIDENT/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedPKS HOLDINGS, LLC · SOLE MEMBER · 75% or more · control person
  • ListedPURCELL, JOHN, PETER · MEMBER · 25–50% · indirect via PKS HOLDINGS, LLC · control person
  • ListedSTAFF, MICHAEL, THEODORE · MEMBER · 25–50% · indirect via PKS HOLDINGS, LLC · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

  • No increased positions.
Show all 0 →

Top Trims

  • No decreased positions.
Show all 0 →

New Positions

  • No new positions this quarter.
Show all 0 →

Exited Positions

Show all 3 →

PKS Advisory Services, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $56.0M 8.98% 74,832 SH
2 INVESCO QQQ TR QQQ 46090E103 $36.3M 5.81% 49,211 SH
3 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $33.0M 5.28% 44,125 SH
4 ISHARES TR IJR 464287804 $23.4M 3.76% 158,101 SH
5 ISHARES TR IJH 464287507 $23.1M 3.71% 300,185 SH
6 APPLE INC AAPL 037833100 $17.9M 2.87% 61,906 SH
7 TEXAS PACIFIC LAND CORPORATI TPL 88262P102 $13.6M 2.18% 31,141 SH
8 ISHARES TR IVW 464287309 $11.5M 1.85% 83,860 SH
9 NVIDIA CORPORATION NVDA 67066G104 $7.6M 1.22% 37,972 SH
10 VANGUARD INDEX FDS VTI 922908769 $6.8M 1.08% 18,287 SH
11 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $6.7M 1.07% 140,955 SH
12 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $6.5M 1.05% 80,575 SH
13 ISHARES TR IEFA 46432F842 $6.4M 1.02% 66,208 SH
14 STATE STR SPDR DOW JONES IND DIA 78467X109 $6.1M 0.98% 11,657 SH
15 FIDELITY COVINGTON TRUST FBCG 316092352 $6.0M 0.96% 96,674 SH
16 ALPHABET INC GOOGL 02079K305 $5.8M 0.94% 16,329 SH
17 ISHARES TR EEM 464287234 $5.8M 0.93% 84,439 SH
18 AMAZON COM INC AMZN 023135106 $5.6M 0.89% 23,320 SH
19 FIDELITY COVINGTON TRUST FENI 31609A404 $4.9M 0.79% 122,402 SH
20 FIDELITY MERRIMACK STR TR FBND 316188309 $4.8M 0.77% 106,321 SH
21 DIMENSIONAL ETF TRUST DFLV 25434V666 $4.8M 0.77% 121,791 SH
22 SPDR SERIES TRUST SPYM 78464A854 $4.7M 0.75% 53,030 SH
23 ISHARES TR AGG 464287226 $4.6M 0.74% 46,859 SH
24 MICROSOFT CORP MSFT 594918104 $4.3M 0.69% 11,572 SH
25 PIMCO ETF TR PYLD 72201R585 $4.1M 0.65% 153,927 SH
26 ISHARES TR IVE 464287408 $4.0M 0.65% 17,827 SH
27 ISHARES TR DVY 464287168 $4.0M 0.64% 25,711 SH
28 SPDR INDEX SHS FDS FEZ 78463X202 $3.9M 0.62% 56,784 SH
29 BANK OF NY MELLON CORP BNY 064058100 $3.8M 0.60% 25,939 SH
30 VANGUARD ADMIRAL FDS INC VOOG 921932505 $3.7M 0.60% 45,289 SH
31 ISHARES TR LQD 464287242 $3.6M 0.58% 33,147 SH
32 VANGUARD INDEX FDS VO 922908629 $3.6M 0.57% 44,363 SH
33 VANGUARD SCOTTSDALE FDS VTWO 92206C664 $3.5M 0.57% 29,195 SH
34 ISHARES TR IWF 464287614 $3.4M 0.55% 27,783 SH
35 JPMORGAN CHASE & CO JPM 46625H100 $3.3M 0.52% 9,943 SH
36 ISHARES TR DIVB 46435U861 $3.2M 0.52% 52,371 SH
37 ISHARES TR GOVT 46429B267 $3.1M 0.50% 137,574 SH
38 CAPITAL GROUP CORE BALANCED CGBL 14021D107 $3.0M 0.48% 78,541 SH
39 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $3.0M 0.48% 5,939 SH
40 META PLATFORMS INC META 30303M102 $3.0M 0.48% 5,272 SH
41 SELECT SECTOR SPDR TR XLK 81369Y803 $2.9M 0.46% 15,143 SH
42 FIRST TR EXCHANGE TRADED FD AIRR 33738R704 $2.9M 0.46% 21,588 SH
43 SPDR SERIES TRUST SDY 78464A763 $2.9M 0.46% 18,875 SH
44 ADVANCED MICRO DEVICES INC AMD 007903107 $2.9M 0.46% 4,920 SH
45 ISHARES TR ACWX 464288240 $2.8M 0.45% 36,718 SH
46 ISHARES TR TIP 464287176 $2.8M 0.45% 25,460 SH
47 ALPHABET INC GOOG 02079K107 $2.8M 0.44% 7,845 SH
48 FIDELITY COMWLTH TR ONEQ 315912808 $2.7M 0.43% 26,192 SH
49 FIDELITY COVINGTON TRUST FESM 31609A206 $2.7M 0.43% 55,851 SH
50 ISHARES TR IWM 464287655 $2.7M 0.43% 8,868 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-26 $624.1M 377 0001605401-26-000005
2026-06-30 2026-08-04 $626.6M 380 0001605401-26-000003
2026-03-31 2026-05-13 $430.2M 228 0001605401-26-000002
2025-12-31 2026-02-02 $438.4M 255 0001605401-26-000001
2025-09-30 2025-11-12 $478.6M 245 0001605401-25-000005
Filer Information
Address
80 STATE STREET
ALBANY, NY 12207
Phone
(518) 426-5791
Filing Manager
PKS Advisory Services, LLC
ALBANY, NY
Signatory
Pamela Young
Chief Compliance Officer and President